Common use of Compliance Oversight Clause in Contracts

Compliance Oversight. The Sub-advisor agrees to cooperate fully with periodic reviews of the Sub-advisor’s compliance program by the Funds’ and by the Advisor’s compliance personnel and to provide to the Funds and the Advisor in writing such additional written information and certifications regarding Sub-advisor’s policies and procedures as may reasonably be requested by the compliance personnel to ensure compliance with Rule 38a-1 under the 1940 Act. All such reviews and requests for information shall be directed to the Sub-advisor’s

Compliance Oversight. The Sub-advisor Subadvisor agrees to cooperate fully with periodic reviews of the Sub-advisorSubadvisor’s compliance program by the Funds’ and by the Advisor’s compliance personnel and to provide to the Funds and the Advisor in writing such additional written information and certifications regarding Sub-advisorSubadvisor’s policies and procedures as may reasonably be requested by the Funds’ compliance personnel to ensure compliance with Rule 38a-1 under the 1940 Actpersonnel. All such reviews and requests for information shall be directed to the Sub-advisor’sSubadvisor’s Chief Compliance Officer. Subadvisor agrees to promptly notify the Advisor of any material compliance violations which affect the Funds.

Compliance Oversight. The Sub-advisor Advisor agrees to cooperate fully with periodic reviews of the Sub-advisorAdvisor’s compliance program by the Funds’ and by the Advisor’s compliance personnel and in performance of their responsibilities under Rule 38a-1 of the 1940 Act. Sub-Advisor agrees to provide to the Funds Corporation copies of its compliance program and the Advisor in writing such additional written information and certifications regarding Sub-advisor’s policies and procedures as may reasonably be requested by the Funds’ compliance personnel to ensure compliance with Rule 38a-1 under the 1940 Actpersonnel. All such reviews and requests for information shall be directed to the Sub-advisor’sAdvisor agrees to promptly notify Advisor of any material compliance violations which affect the Funds.