Common use of Compliance Procedures Clause in Contracts

Compliance Procedures. The Sub-Advisor will, in accordance with Rule 206(4)-7 of the Investment Advisers Act of 1940, adopt and implement written policies and procedures reasonably designed to prevent violations of the Investment Advisers Act of 1940 and will provide the Trust with copies of such written policies and procedures upon request.

Appears in 10 contracts

Samples: Investment Sub Advisory Agreement (Starboard Investment Trust), Investment Sub Advisory Agreement (Starboard Investment Trust), Investment Sub Advisory Agreement (Starboard Investment Trust)

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Compliance Procedures. The Sub-Advisor will, in accordance with Rule 206(4)-7 of the Investment Advisers Act of 1940Act, adopt and implement written policies and procedures reasonably designed to prevent violations of the Investment Advisers Act of 1940 and will provide the Trust with copies of such written policies and procedures upon request.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Starboard Investment Trust)

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