Compliance with KYC Policy Sample Clauses

Compliance with KYC Policy. Before opening an account in ALPHA LLC, the client must, together with other KYC policy made by ALPHA LLC from time to time, provide us with the following documents for our Electronic Know Your Customer (“e-KYC”) purpose, including: (i) Colour copy of ID Card/Passport; (ii) Colour copy of Driver License and (iii) copy of documents proving the active address of the client (i.e: Bank Statement, Utility Xxxx….). Other individual documents of the client for e- KYC verification may be required in case-by-case basis. Within 03 days from the date of receipt of full legitimate documents as above-mentioned, the Company will carry out our internal e-KYC procedure and at our own discretion, decide to open the trading account to the client. The Company shall notify the client with the result of e-KYC and account opening process via email. For avoidance of doubt, the Client holds full responsibility for legitimacy and accuracy of the provided documents. If ALPHA LLC, at any time, detects any fraudulency or falsification in the e-KYC documents, the Company can immediately suspend the Client’s account and terminate the service providing to this client without any prior notice.
Sample 1
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Compliance with KYC Policy. Before opening an account in Zeno Markets Ltd, the client must, together with other KYC policy made by Zeno Markets Ltd from time to time, provide us with the following documents for our Electronic Know Your Customer (“e-KYC”) purpose, including: (i) Colour copy of ID Card/Passport; (ii) Colour copy of Driver License and (iii) copy of documents proving the active address of the client (i.e: Bank Statement, Utility Xxxx….). Other individual documents of the client for e-KYC verification may be required in case-by-case basis. Within 03 days from the date of receipt of full legitimate documents as above-mentioned, the Company will carry out our internal e-KYC procedure and at our own discretion, decide to open the trading account to the client. The Company shall notify the client with the result of e-KYC and account opening process via email. For avoidance of doubt, the Client holds full responsibility for legitimacy and accuracy of the provided documents. If Zeno Markets Ltd, at any time, detects any fraudulency or falsification in the e-KYC documents, the Company can immediately suspend the Client’s account and terminate the service providing to this client without any prior notice.
Sample 1

Related to Compliance with KYC Policy

  • Compliance with Policies Each Individual Limited Partner hereby agrees that he shall comply with all policies and procedures adopted by any member of the Och-Ziff Group or which Limited Partners are required to observe by law, or by any recognized stock exchange, or other regulatory body or authority.

  • Compliance with FCPA Each of the Credit Parties and their Subsidiaries is in compliance with the Foreign Corrupt Practices Act, 15 U.S.C. §§ 78dd-1, et seq., and any foreign counterpart thereto. None of the Credit Parties or their Subsidiaries has made a payment, offering, or promise to pay, or authorized the payment of, money or anything of value (a) in order to assist in obtaining or retaining business for or with, or directing business to, any foreign official, foreign political party, party official or candidate for foreign political office, (b) to a foreign official, foreign political party or party official or any candidate for foreign political office, and (c) with the intent to induce the recipient to misuse his or her official position to direct business wrongfully to such Credit Party or its Subsidiary or to any other Person, in violation of the Foreign Corrupt Practices Act, 15 U.S.C. §§ 78dd-1, et seq.

  • Compliance with OFAC None of the Company and its Subsidiaries or, to the Company’s knowledge, any director, officer, agent, employee or affiliate of the Company and its Subsidiaries or any other person acting on behalf of the Company and its Subsidiaries, is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Department of the Treasury (“OFAC”), and the Company will not, directly or indirectly, use the proceeds of the Offering hereunder, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC.

  • Compliance with Rules and Policies The Executive shall perform all services in accordance with the lawful policies, procedures and rules established by the Company and the Board. In addition, the Executive shall comply with all laws, rules and regulations that are generally applicable to the Company or its subsidiaries and their respective employees, directors and officers.

  • Compliance with Rules To comply with, and to require the Contractors to comply with, all rules, regulations, ordinances and laws bearing on the conduct of the work on the Improvements, including the requirements of any insurer issuing coverage on the Project and the requirements of any applicable supervising boards of fire underwriters.

  • Compliance with Orders The Company is not in violation of any material judgment, decree, or order of any court, arbitrator or other governmental authority.

  • Compliance With Insurance Requirements Borrower will comply with all Insurance requirements and will not permit any condition to exist on the Mortgaged Property that would invalidate any part of any Insurance coverage required under this Loan Agreement.

  • Compliance with State Law The Business Associate acknowledges that by accepting the PHI from Covered Entity, it becomes a holder of medical information under the MCMRA and is subject to the provisions of that law. If the HIPAA Privacy or Security Rules and the MCMRA conflict regarding the degree of protection provided for PHI, Business Associate shall comply with the more restrictive protection requirement.

  • Compliance with OFAC Rules and Regulations None of the Credit Parties or their Subsidiaries or their respective Affiliates (a) is a Sanctioned Person, (b) has more than 15% of its assets in Sanctioned Countries, or (c) derives more than 15% of its operating income from investments in, or transactions with Sanctioned Persons or Sanctioned Countries. No part of the proceeds of any Extension of Credit hereunder will be used directly or indirectly to fund any operations in, finance any investments or activities in or make any payments to, a Sanctioned Person or a Sanctioned Country.

  • Compliance with ADA The Company and its subsidiaries and each Real Property are currently in compliance with all presently applicable provisions of the Americans with Disabilities Act, as amended, except for any such non-compliance that would not, individually or in aggregate, reasonably be expected to have a Material Adverse Effect.

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