Conditions for Managing Accounts Sample Clauses

Conditions for Managing Accounts. Does the applicant provide investment supervisory services, manage investment advisory accounts or hold itself out as providing financial planning or some similarly termed services and impose a minimum dollar value of Yes No assets or other conditions for starting or maintaining an account? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (If yes, describe on Schedule F.)
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Conditions for Managing Accounts. Does the applicant provide investment supervisory services, manage investment advisory accounts or hold itself out as providing financial planning or some similarly termed services and impose a minimum dollar value of assets or other conditions for starting or maintaining an account? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (If yes, describe on Schedule F.) Yes No !
Sample 1
Conditions for Managing Accounts. Does the applicant provide investment supervisory services, manage investment advisory accounts or hold itself out as providing financial planning or some similarly termed services and impose a minimum dollar value of assets or other conditions for starting or maintaining an account? Yes No (If yes, describe on Schedule F)
Sample 1
Conditions for Managing Accounts. 11 ...............................................
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Conditions for Managing Accounts. Does the applicant provide investment supervisoryservices,manage investment advisory accounts or hold itself out as providing financialplanning or some similarly termed services and impose a minimum dollar value of Yes No assets or other conditions for startingor maintainingan account?. . . . . . . . . . .. . . . . . . . .. .. . ... . . . . . . . . . . . .. . . . .. .. . . .. .. I yes, describe on ScheduleF.) I
Sample 1

Related to Conditions for Managing Accounts

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