Investment supervisory services definition

Investment supervisory services means the giving of continuous advice as to the investment of funds on the basis of the individual needs of each client.
Sample 1Sample 2Sample 3
Investment supervisory services means continuous advice regarding investment of funds provided to each client on the basis of the individual needs of the client.
Sample 1Sample 2Sample 3
Investment supervisory services means the giving of continual advice about the investment of funds on the basis of each client’s individual needs.
Sample 1Sample 2Sample 3

Examples of Investment supervisory services in a sentence

  • Investment supervisory services, and that part of any regular investment advisory business constituting the same, are not required to file with the Department of Law under the foregoing paragraphs personalized letters, presentations or other literature, issued in servicing of investment supervisory accounts, distributed to clients.

  • Investment supervisory services are provided based on the individual needs and investment objectives of each client as communicated to Ameliora.

  • Investment supervisory services" means the giving of continuous advice as to the investment of funds on the basis of the individual needs of each client.

  • Investment supervisory services involve providing continuous investment advice to clients based on their specific needs and objectives and making investment decisions on their behalf on a fully discretionary basis.

  • Investment supervisory services include: (1) establishing each Client’s investment objectives; (2) buying or selling portfolio securities on behalf of each Client, and, from time to time, re-balancing securities in Client portfolios; (3) voting proxies on behalf of Clients who have delegated such authority; and (4) periodically reporting to each Client current investment valuations, capital gains or losses, investment income and performance.

  • The first series of problems are connected to the difficulty the investors have in monitoring the venture capitalist, since the investments made in start ups are difficult to value and by definition do not have a comparable value in the market before their conclusion or a possible sale to third parties.

  • However, employers were uncertain about whether or not the quality of ODL graduate employees was comparable to graduates of other types of universities (OUHK, 2009).Some studies have applauded ODL graduates due to their personal attributes such as motivation and initiative, experience, computer literacy, and administration skills (Munge, 2007; Everard, 1997; Garvey & Gass, 1999; Medina, 2001; Thomas & Nicita, 2003).

  • Investment supervisory services begin with Adviser assisting each new client in determining the client's investment objectives, policies, and restrictions.

  • Investment supervisory services consists of determining the client’s set of goals based on their circumstances and when they will expect to need to use their investments.

  • Respondents may modify the form, terms, or the amount of the financial assurance mechanism only in accordance with: (a) EPA’s approval; or (b) any resolution of a dispute on the appropriate amount of financial assurance under Section XIV.


More Definitions of Investment supervisory services

Investment supervisory services. Investment supervisory services consists of determining the client’s set of goals based on their circumstances and when they will expect to need to use their investments. Those goals may include liquidity requirements which will determine the levels of fixed income and cash needs. The Investment Advisor maintains discretionary authority within the guidelines of the goals set between the client and the registered investment advisor representative. The Investment Advisor will select the stock, bonds, and no-load mutual funds that will approach the goals of the client. Sell targets for the stocks are set by the Investment Advisor. The client may request modifications to the sell target or to order the sale of a stock or to change the goals for the investments. Since it is the client’s money, generally those changes are made. There are two sell targets set for each stock. If the stock goes up 50% in a nontaxable account or 70% in a taxable account (when long term, modified to 50%) the stock is sold. If the stock goes down 40%, it is sold. Also the stock may be sold at the request of the client or if the stock’s financial strength is downgraded by Value Line to C+ or worse. The Investment Advisor may also buy or sell due to circumstance changes by the company or the client..
Sample 1
Investment supervisory services. ’ means the giving of continual advice about the invest- ment of funds on the basis of each client’s indi- vidual needs.
Sample 1

Related to Investment supervisory services

  • Investment Advisory Services means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but not including furnishing only statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.

  • Advisory Services means the non-binding investment advisory services rendered by the Portfolio Manager to the Client. The Portfolio Manager shall be solely acting as an advisor to the Portfolio of the Client and shall not be responsible for the investment / divestment of Securities.

  • Educational Services means educational training provided to Entitled Students at a School;

  • Special Services means all forms of services pertaining

  • Administration Services means the services required for the effective and efficient administration of Bonitas and includes, but are not necessarily limited to, member record management, contribution management, benefit option management, claims processing and management, management of members’ personal, claims and financial information and any other services that are required for the administration of Bonitas;

  • Investment Services means the Investment Services under the Company’s CIF license which can be found in the document “Company Information” on the Website.

  • Investment Client means (i) any investment company registered as such under the Investment Company Act, any series thereof, or any component of such series for which the Adviser acts as investment adviser; or (ii) any private account for which the Adviser acts as investment adviser.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.

  • Education Services means education and hostel facilities for students and scholars provided by -

  • Administrative Services means the provision to the Fund, by or at the expense of the Manager, of the following:

  • IT Services any services relating to the IT Systems or to any other aspect of the Company's or any of the Subsidiaries' data processing or data transfer requirements, including facilities management, bureau services, hardware maintenance, software development or support, consultancy, source code deposit, recovery and network services;

  • Cemetery services means cremations, grave openings and closings, and installation of grave memorials.

  • Appraisal management services means one or more of the following:

  • Beta Services means Xxxxxx services or functionality that may be made available to Customer to try at its option at no additional charge which is clearly designated as beta, pilot, limited release, developer preview, non-production, evaluation, or by a similar description.

  • Hospice services means palliative and supportive care and other services provided by an interdisciplinary team under the direction of an identifiable hospice administration to terminally ill hospice patients and their families to meet the physical, nutritional, emotional, social, spiritual, and special needs experienced during the final stages of illness, dying, and bereavement, as defined in Minnesota Statutes, § 144A.75, subd. 8, and includes the set of services as determined by the Medicare program under §1861(dd) of the Social Security Act and defined in 42 CFR § 418.3.

  • Hosting Services means the provision, administration, and maintenance of servers and related equipment, the provision of bandwidth at the hosting facility, and the operation of the Application for access by Customer Users to be provided by the relevant hosting service provider.

  • General Services has the meaning ascribed to it in section "2.1" hereinbelow;

  • Project Services means architectural, engineering services, land surveying, construction management at-risk services, ancillary technical services or other construction-related services determined by the board to be required by the project.

  • Operational Services the operational services described as such in the Services Description;

  • Professional Services means those services within the scope of the practice of architecture, professional engineering, landscape architecture, or registered surveying and mapping, as defined by the laws of Florida, or those services performed by any architect, professional engineer, landscape architect, or registered surveyor and mapper, in connection with the firm's or individual's professional employment or practice.