Confidentiality and Privacy. A. The Investment Company may disclose shareholder/customer non-public information (“NPI”) to FAS as agent of the Investment Company and solely in furtherance of fulfilling FAS’s contractual obligations under this Agreement in the ordinary course of business to support the Investment Company and its shareholders. B. FAS hereby agrees to be bound to use and redisclose such NPI (i) for the limited purpose of fulfilling its duties and obligations under this Agreement; (ii) as permitted under Regulation S-P; and (iii) as required by any applicable federal or state law or regulation or request of or by any governmental or regulatory authority or self-regulatory organization having jurisdiction over FAS or the Investment Company. C. FAS represents and warrants that it has implemented, and will continue to carry out for the term of this Agreement, policies and procedures in compliance with all applicable laws and regulations regarding the privacy of shareholder information which are reasonably designed to: (1) insure the security and confidentiality of records and NPI of Investment Company shareholders/customers, including but not limited to encrypting such information as required by applicable federal and state laws or regulations; (2) protect against any anticipated threats or hazards to the security or integrity of Investment Company customer records and NPI; and (3) protect against unauthorized access to or use of such Investment Company customer records or NPI that could result in substantial harm or inconvenience to any Investment Company customer.
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Samples: Agreement for Administrative Services (Federated Premier Municipal Income Fund), Agreement for Administrative Services (Federated MDT Equity Trust), Agreement for Administrative Services (Federated Project & Trade Finance Tender Fund)
Confidentiality and Privacy. A. The Investment Company may disclose shareholder/customer non-public information (““ NPI”) to FAS the Company as agent of the Investment Company and solely in furtherance of fulfilling FASthe Company’s contractual obligations under this Agreement in the ordinary course of business to support the Investment Company and its shareholders.
B. FAS The Company hereby agrees to be bound to use and redisclose such NPI (i) for the limited purpose of fulfilling its duties and obligations under this Agreement; (ii) as permitted under Regulation S-P; and (iii) as required by any applicable federal or state law or regulation or request of or by any governmental or regulatory authority or self-regulatory organization having jurisdiction over FAS the Company or the Investment Company.
C. FAS The Company represents and warrants that it has implemented, and will continue to carry out for the term of this Agreement, policies and procedures in compliance with all applicable laws and regulations regarding the privacy of shareholder information which are reasonably designed to:
(1) insure the security and confidentiality of records and NPI of Investment Company shareholders/customers, including including, but not limited to to, encrypting such information as required by applicable federal and state laws or regulations;
(2) protect against any anticipated threats or hazards to the security or integrity of Investment Company customer records and NPI; and
(3) protect against unauthorized access to or use of such Investment Company customer records or NPI that could result in substantial harm or inconvenience to any Investment Company customer.
Appears in 1 contract
Samples: Agreement for Administrative Services (Federated Core Trust Ii)
Confidentiality and Privacy. A. The Investment Company may disclose shareholder/customer non-public information (“NPI”) to FAS as agent of the Investment Company and solely in furtherance of fulfilling FAS’s contractual obligations under this Agreement in the ordinary course of business to support the Investment Company and its shareholders.
B. FAS hereby agrees to be bound to use and redisclose such NPI (i) for the limited purpose of fulfilling its duties and obligations under this Agreement; (ii) as permitted under Regulation S-P; and (iii) as required by any applicable federal or state law or regulation or request of or by any governmental or regulatory authority or self-regulatory organization having jurisdiction over FAS or the Investment Company.
C. FAS represents and warrants that it has implemented, and will continue to carry out for the term of this Agreement, policies and procedures in compliance with all applicable laws and regulations regarding the privacy of shareholder information which are reasonably designed to:
(1) : insure the security and confidentiality of records and NPI of Investment Company shareholders/customers, including but not limited to encrypting such information as required by applicable federal and state laws or regulations;
(2) protect against any anticipated threats or hazards to the security or integrity of Investment Company customer records and NPI; and
(3) protect against unauthorized access to or use of such Investment Company customer records or NPI that could result in substantial harm or inconvenience to any Investment Company customer.
Appears in 1 contract
Samples: Agreement for Administrative Services (Cash Trust Series Inc)