Continuing Service. In consideration of the payment of Trailing Commissions related to the trade of commodities by the Partnership to the employers of the associated persons who are Commodity Futures Trading Commission registered or otherwise qualified to be paid Trailing Commissions, such employers and associated persons agree to provide services to the Fund, investors in the Fund, and the General Partner. Such services shall include, but are not limited to, (i) preparation of projections of methods to be used and costs to identify suitable investors to solicit to buy Units; (ii) establish a promotion budget for delivery of information regarding the Fund to the registered representatives of the Sales Agents; (iii) inquiring of the General Partner of the Fund, from time to time, at the request of an owner of Units to determine the net asset value of a Unit, the commodity markets traded, the advisors utilized, the Fund performance, and assisting, at the request of the General Partner, in the transfer and Redemption of Units sold by the Sales Agents; (iv) provide training and supervision of personnel to provide service to investors in the Fund; (v) maintain and distribute current copies of Prospectuses and financial reports; (vi) provide assistance and review in designing materials to send to Partners and potential investors and developing methods of making such materials accessible to Partners and potential investors; and, (vii) generally, take those steps necessary and desirable to aid in the retention of investment in the Partnership.
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Samples: Dealer Agreement (Atlas Futures Fund Limited Partnership), Dealer Agreement (Bromwell Financial Fund Limited Partnership), Dealer Agreement (Atlas Futures Fund Limited Partnership)
Continuing Service. In consideration of the payment of Trailing Commissions related to the trade trading of commodities by the Partnership Pool to the employers of the associated persons who are Commodity Futures Trading Commission registered or otherwise qualified to be paid Trailing Commissions, such employers and associated persons agree to provide services to the FundPool, investors in the FundPool, and the General PartnerManager. Such services shall include, but are not limited to, (i) preparation of projections of methods to be used and costs to identify suitable investors to solicit to buy Units; (ii) establish a promotion budget for delivery of information regarding the Fund Pool to the registered representatives of the Sales Agents; (iii) inquiring of the General Partner of the FundManager, from time to time, at the request of an owner of Units to determine the net asset value of a Unit, the commodity markets traded, the advisors utilized, the Fund Pool's performance, and assisting, at the request of the General PartnerManager, in the transfer and Redemption of Units sold by the Sales Agents; (iv) provide training and supervision of personnel to provide service to investors in the FundPool; (v) maintain and distribute current copies of Prospectuses and financial reports; (vi) provide assistance and review in designing materials to send to Partners Members and potential investors and developing methods of making such materials accessible to Partners Members and potential investors; and, (vii) generally, take those steps necessary and desirable to aid in the retention of investment in the PartnershipPool.
Appears in 1 contract
Samples: Selling Agreement (Hanseatic Discretionary Pool LLC)