Common use of Criminal Convictions Clause in Contracts

Criminal Convictions. You have not been convicted, within ten years before the sale of the securities (or five years, in the case of issuers, their predecessors and affiliated issuers), of any felony or misdemeanor: • in connection with the purchase or sale of any security; • involving the making of any false filing with the SEC; or • arising out of the conduct of the business of an underwriter, broker, dealer, municipal securities dealer, investment advisor or paid solicitor of purchasers of securities.

Criminal Convictions. You have not been convicted, within ten years before the sale of the securities (or five years, in the case of issuers, their predecessors and affiliated issuersAffiliated Issuers), of any felony or misdemeanor: • in connection with the purchase or sale of any security; • involving the making of any false filing with the SEC; or • arising out of the conduct of the business of an underwriter, broker, dealer, municipal securities dealer, investment advisor or paid solicitor of purchasers of securities.

Criminal Convictions. You have not been convicted, within ten years before the sale of the securities (or five years, in the case of issuers, their predecessors and affiliated issuersissuers4), of any felony or misdemeanor: • in connection with the purchase or sale of any security; • involving the making of any false filing with the Securities Exchange Commission (the “SEC”); or • arising out of the conduct of the business of an underwriter, broker, dealer, municipal securities dealer, investment advisor or paid solicitor of purchasers of securities.