Common use of Criminal or Civil Acts Clause in Contracts

Criminal or Civil Acts. For a period of five years prior to the execution of this Agreement, no executive officer, director or principal stockholder of NB has been convicted of a felony crime, filed for personal bankruptcy, been the subject of a Securities and Exchange Commission (“Commission”) or NASD judgment or decree, or is currently the subject to an investigation in connection with any felony crime or Commission or NASD proceeding.

Criminal or Civil Acts. For a period of five years prior to the execution of this Agreement, no executive officer, director or principal stockholder of NB has been convicted of a felony crime, filed for personal bankruptcy, been the subject of a Securities and Exchange Commission (“Commission”) or NASD judgment or decree, or is currently the subject to an investigation in connection with any felony crime or Commission or NASD proceeding.

Criminal or Civil Acts. For a the period of five years prior to the execution of this Agreement, no executive officer, director or principal stockholder of NB NIS has been convicted of a felony crime, filed for personal bankruptcy, been the subject of a Securities and Exchange Commission (“Commission”) or NASD judgment or decree, or is currently the subject to an any investigation in connection with any a felony crime or Commission or NASD proceeding.

Criminal or Civil Acts. For a the period of five years prior to the execution of this Agreement, no executive officer, director or principal stockholder of NB NDC has been convicted of a felony crime, filed for personal bankruptcy, been the subject of a Securities and Exchange Commission (“Commission”) or NASD judgment or decree, or is currently the subject to an investigation in connection with any felony crime or Commission or NASD proceeding.

Criminal or Civil Acts. For a the period of five years prior to the execution of this Agreement, no executive officer, director or principal stockholder of NB FNTT has been convicted of a felony crime, filed for personal bankruptcy, been the subject of a Securities and Exchange Commission (“CommissionSEC”) or NASD NASD/FINRA judgment or decree, or is currently the subject to an any investigation in connection with any a felony crime or Commission SEC or NASD NASD/FINRA proceeding.

Criminal or Civil Acts. For a the period of five years prior to the execution of this Agreement, no executive officer, director or principal stockholder of NB Xxxxxx has been convicted of a felony crime, filed for personal bankruptcy, been the subject of a Securities and Exchange Commission (“Commission”) or NASD judgment or decree, or is currently the subject to an any investigation in connection with any a felony crime or Commission or NASD proceeding.

Criminal or Civil Acts. For a the period of five years prior to the execution of this Agreement, no executive officer, director or principal stockholder of NB NLI has been convicted of a felony crime, filed for personal bankruptcy, been the subject of a Securities and Exchange Commission (“Commission”) or NASD or FINRA judgment or decree, or is currently the subject to an any investigation in connection with any a felony crime or Commission or NASD or FINRA proceeding.

Criminal or Civil Acts. For a the period of five years prior to the execution of this Agreement, no executive officer, director or principal stockholder of NB Rxxxxxx has been convicted of a felony crime, filed for personal bankruptcy, been the subject of a Securities and Exchange Commission (the “Commission”) or NASD judgment or decree, or is currently the subject to an any investigation in connection with any a felony crime or Commission or NASD proceeding.