Criminal or Civil Acts. No executive officer, director or principal stockholder of SURGLINE has ever been convicted of a felony crime, filed for personal bankruptcy, been the subject of a Commission or NASD (FINRA) judgment or decree, or is currently the subject to any investigation in connection with a felony crime or Commission or NASD proceeding.
Appears in 3 contracts
Samples: Agreement Concerning the Exchange of Securities (China Nuvo Solar Energy Inc), Agreement Concerning the Exchange of Securities (China Nuvo Solar Energy Inc), Exchange of Securities Agreement (China Nuvo Solar Energy Inc)
Criminal or Civil Acts. No executive officer, director or principal stockholder of SURGLINE QUTURE has ever been convicted of a felony crime, filed for personal bankruptcy, been the subject of a Commission or NASD (FINRA) judgment or decree, or is currently the subject to any investigation in connection with a felony crime or Commission or NASD proceeding.
Appears in 2 contracts
Samples: Agreement Concerning the Exchange of Securities (Techs Loanstar, Inc.), Exchange of Securities Agreement (Techs Loanstar, Inc.)
