Crossing of orders. We may arrange for a Transaction to be executed, either in whole or in part, by selling an investment to you from another client, or a client of an Associate of ours, or vice-versa. We shall not give you prior notice if we arrange for a Transaction to be executed in this manner.
Appears in 35 contracts
Samples: Terms and Conditions, Professional Client Agreement, Terms of Business
Crossing of orders. We may arrange for a Transaction and/or Contract to be executed, either in whole or in part, by selling an investment to you from another client, or a client of an Associate associate/affiliate of ours, or vice-versa. We shall not give you prior notice if we arrange for a Transaction and/or Contract to be executed in this manner.
Appears in 7 contracts
Samples: Client Agreement, Client Agreement, Client Agreement
Crossing of orders. We may arrange for a Transaction and/or Contract to be executed, either in whole or in part, by selling an investment to you from another client, or a client of an Associate Affiliate of ours, or vice-versa. We shall not give you prior notice if we arrange for a Transaction and/or Contract to be executed in this manner.
Appears in 4 contracts
Samples: Online Trading Agreement, Online Trading Agreement, Client Agreement
Crossing of orders. We may arrange for a Transaction to be executed, either in whole or in part, by selling an investment to you from another client, or a client of an Associate of ours, or vice-versaviceversa. We shall not give you prior notice if we arrange for a Transaction to be executed in this manner.
Appears in 3 contracts
Samples: Professional Client Agreement, Professional Client Agreement, Professional Client Agreement
Crossing of orders. We may arrange for a Transaction to be executed, either in whole or in part, by selling an investment to you from another client, or a client of an Associate of ours, or vice-versavice‐versa. We shall not give you prior notice if we arrange for a Transaction to be executed in this manner.
Appears in 3 contracts
Samples: Terms and Conditions, Client Agreement, Client Agreement
Crossing of orders. We may arrange for the execution of a Transaction to be executedtransaction and/or contract, either in whole or in part, by selling an investment to you from another clientcustomer, or a client customer of an Associate of oursour affiliate, or vice-vice versa. We shall not give you prior notice if If we arrange for a Transaction and/or Contract to be executed implemented in this mannerway, we will not give you prior notice.
Appears in 2 contracts
Samples: Client Agreement, Client Agreement
Crossing of orders. We may arrange for a Transaction to be executed, either in whole or in part, by selling an investment a Financial Product to you from ourselves, our Affiliates, another client, or a client of an Associate Affiliate of ours, or vice-vice versa. We shall not give you prior notice if we arrange for a Transaction to be executed in this mannermatter.
Appears in 1 contract
Samples: Standard Terms of Business
Crossing of orders. We may arrange for a Transaction to be executed, either in whole or in part, by selling an investment to you from another client, client or a client of an Associate of ours, or vice-versavice -versa. We shall not give you prior notice if we arrange for a Transaction to be executed in this manner.
Appears in 1 contract
Samples: Client Agreement
Crossing of orders. We may arrange for a Transaction and/or Contract to be executed, either in whole or in part, by selling an investment to you from another client, or a client of an Associate Affiliate of ours, or vice-vice versa. We shall not give you prior notice if we arrange for a Transaction and/or Contract to be executed in this manner.
Appears in 1 contract
Samples: Client Agreement
Crossing of orders. We may arrange mayarrange for a Transaction and/or Contract to be executed, either in whole inwhole or in part, by selling an investment aninvestment to you from another client, or a client of an Associate Affiliate of ours, or vice-vice versa. We shall not shallnot give you prior notice if we arrange for a Transaction and/or Contract to be executed in this manner.
Appears in 1 contract
Samples: Client Agreement
Crossing of orders. We may arrange for a Transaction to be executed, either in whole or in part, by selling an investment to you from another client, or a client of an Associate of ours, or vice-vice- versa. We shall not give you prior notice if we arrange for a Transaction to be executed in this manner.
Appears in 1 contract
Crossing of orders. We Subject to the Policy, we may arrange for a Transaction to be executed, either in whole or in part, by selling an investment a Financial Product to you from ourselves, our Affiliates, another clientcustomer, or a client customer of an Associate Affiliate of ours, or vice-vice versa. We shall not give you prior notice if we arrange for a Transaction to be executed in this mannermatter.
Appears in 1 contract
Samples: Standard Terms of Business