Dain Xxxxxxxx Xxxorporated. Total......................................... 1,725,000 =========
Dain Xxxxxxxx Xxxorporated. Soundview Technology Group, Inc..............................................
Dain Xxxxxxxx Xxxorporated. Raymxxx Xxxex & Xssociates, Inc............................. [NAMES OF OTHER UNDERWRITERS] Total SCHEDULE II Selling Stockholders
Dain Xxxxxxxx Xxxorporated. Lehmxx Xxxthers Inc...............................................
Dain Xxxxxxxx Xxxorporated. 4,000,000 600,000 ========= ======= Total . . . . . . . . . . . . . . . . . . SCHEDULE B Number of Maximum Number Seller Firm Shares of Option Shares*/ ------ ----------- ----------------- Transcrypt International, Inc. . . . . . . . . . . . . . 2,000,000 184,481 Selling Stockholders:
Dain Xxxxxxxx Xxxorporated. BB&T Capital Markets/Scotx & Xtrixxxxxxxx, Xxc............. --------- Total 3,000,000 =========
Dain Xxxxxxxx Xxxorporated. [___] ADAMX, XXRKXXXX & XILL, XXC............................................ [___] Total............................................................. [___] MAXIMUM NUMBER NUMBER OF FIRM OF OPTION SHARES SELLING STOCKHOLDER SHARES TO BE SOLD TO BE SOLD ------------------- ----------------- ----------------- Nancx Xxxxxxxx Xxx Perceptions, Inc. 7901 Xxxxxx Xxxxx Xxxxx Xxxx Xxxxxxx, XX 00344....................................... 7,225 1,083 Paul Xxxxxxxxx Xxx Perceptions, Inc. 7901 Xxxxxx Xxxxx Xxxxx Xxxx Xxxxxxx, XX 00344....................................... 16,000 2,400 Thomxx Xxxxxxxx Xxx Perceptions, Inc. 7901 Xxxxxx Xxxxx Xxxxx Xxxx Xxxxxxx, XX 00344....................................... 18,417 2,762 Stepxxx Xxxxxx Xxx Perceptions, Inc. 7901 Xxxxxx Xxxxx Xxxxx Xxxx Xxxxxxx, XX 00344....................................... 10,000 0 Bradxxx Xxxxxx Xxx Perceptions, Inc. 7901 Xxxxxx Xxxxx Xxxxx Xxxx Xxxxxxx, XX 00344....................................... 139,118 20,867 Georxx Xxxxx Xxx Perceptions, Inc. 7901 Xxxxxx Xxxxx Xxxxx Xxxx Xxxxxxx, XX 00344....................................... 28,511 4,276 Georxx Xxxxx Xxx Perceptions, Inc. 462 Xxxxxxx Xxx., 00xx Xxxxx Xxx Xxxx, XX 00018-7606...................................... 4,500 0 John Xxxxx 0000 Xxxxxxxxxx Xxxxxx Xxxx Xxxxxx Xxxxxxx, XX 00108..................................... 100,170 15,025 Stevxx Xxxxxx Xxx Perceptions, Inc. 7901 Xxxxxx Xxxxx Xxxxx Xxxx Xxxxxxx, XX 00344....................................... 190,294 28,544 Stevxx Xxx Tassel Net Perceptions, Inc. 7901 Xxxxxx Xxxxx Xxxxx Xxxx Xxxxxxx, XX 00344....................................... 4,125 0 S-B1. MAXIMUM NUMBER NUMBER OF FIRM OF OPTION SHARES SELLING STOCKHOLDER SHARES TO BE SOLD TO BE SOLD ------------------- ----------------- ----------------- Chet Xxxxxx 000 Xxxxxxxx Xxxx Xxx Xxxxxx, Xxxxxxx X0X 0X0 Xxxada........................................................ 300 0 Davix Xxxxx 0006 Xxxxx Xxxx Xxxx Austin, TX 78750............................................. 800 0 John Xxxxxx 0004 Xxxxxx Xxxxxx Xxxxxx, XX 00746............................................. 25,000 0 Paul Xxxxxxx 0000 Xxxxxxx Xxxxxx Xxxxxx, XX 00703............................................. 10,000 0 Ronaxx Xxxxxx 0001 Xxxxxxxx Xxxx Xxxx Xxxxxx, XX 00730............................................. 2,400 0 Cxxxx Xxxxx 0 Xocust Lane Bronxville, NY 10708......................................... 235 0 Kent Xxxx 0001 X. Xxxxxxx xx Xxxxx Xxxxxxx X0, Xxxxx 000 Xxxxxx,...
Dain Xxxxxxxx Xxxorporated. Petrxx Xxxkxxx & Xo., Inc...................... ----------------- ---------------------- Total................................... ================= ======================
Dain Xxxxxxxx Xxxorporated. Total............................. 3,500,000 ========= SCHEDULE II Number of Selling Stockholder Option Selling Stockholder Type of Selling Stockholder Shares to be Sold ------------------- --------------------------- ----------------- Michxxx X. Xxxxxxx, X.D., Ph.D. Group A Selling Stockholder 60,000 Mark X. Xxxxxxx Group A Selling Stockholder 40,000 Y. Dougxxx Xxxxxxxx, X.D. Group B Selling Stockholder 25,000 Gregxxx X. Xxxxxx, Xx.D. Group B Selling Stockholder 5,000 ------- Total............................................ 130,000 ======= Exhibit A Form of Lock-Up Agreement ING Barings LLC Hambxxxxx & Xuisx XXX FleetBoston Robexxxxx Xxxpxxxx Xxx. Dain Xxxxxxxx Xxxxxxx Xx Representatives of the Several Underwriters c/o ING Barings LLC 55 Exxx 00xx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Re: Gene Logic Inc. Dear Sirs: The undersigned is the record owner of shares of common stock, par value $.01 per share, and/or warrants or options to purchase shares of common stock and/or shares of preferred stock, par value $.01 per share (such shares of common stock, warrants and options herein referred to as the "Securities"), of Gene Logic Inc., a Delaware corporation (the "Company"). The undersigned understands that the Company currently intends to file with the Securities and Exchange Commission a Registration Statement on Form S-3 (the "Registration Statement"), for the registration of the Company's common stock, which will be underwritten by a group of underwriters for whom ING Barings LLC, Hambxxxxx & Xuisx XXX, FleetBoston Robexxxxx Xxxpxxxx Xxx. and Dain Xxxxxxxx Xxxxxxx xxxl act as representatives. The undersigned agrees that the undersigned will not, without the prior consent of ING Barings LLC, directly or indirectly for a period of 90 days from the date the Registration Statement has been declared effective: (1) offer for sale, contract to sell, sell, pledge or otherwise dispose of (or enter into any transaction or device which is designed to, or could be expected to, result in the disposition by any person at any time in the future of) any Securities or securities convertible into, exercisable or exchangeable for, or represent the right to receive, Securities or sell or grant options, rights or warrants with respect to any Securities or register for sale any outstanding Securities; or (2) enter into any swap or other derivatives transaction that transfers to another, in whole or in part, any of the economic benefits or risks of ownership of such Securities or sec...
Dain Xxxxxxxx Xxxorporated. Scotx & Xtrixxxxxxxx, Xxc.......................
