Delivery of Fund Documents. The Trust has furnished the Adviser with copies, properly certified or authenticated, of each of the following:
Delivery of Fund Documents. The Trust has furnished you with copies properly certified or authenticated of each of the following:
(a) Agreement and Declaration of Trust of the Trust, as in effect on the date hereof (the “Declaration of Trust”).
(b) By-Laws of the Trust as in effect on the date hereof (the “By-Laws”).
(c) Resolutions of the Trustees selecting you as investment adviser and approving the form of this Agreement. The Trust will furnish you from time to time with copies, properly certified or authenticated, of all amendments of or supplements to the foregoing, including future resolutions of the Trustees approving the continuance of the items listed in (c) above.
Delivery of Fund Documents. The Adviser has furnished you with copies, properly certified or authenticated, of each of the following:
(a) Agreement and Declaration of Trust of the Trust, as in effect on the date hereof (the “Declaration of Trust”).
(b) By-Laws of the Trust as in effect on the date hereof (the “By-Laws”).
(c) Resolutions of the Trustees selecting the Adviser as investment adviser and you as a sub-investment adviser and approving the form of this Agreement. The Adviser will furnish you from time to time with copies of all material amendments of or supplements to the foregoing.
Delivery of Fund Documents. The Fund shall make available promptly to the Distributor copies of any registration statements filed by it with the Securities and Exchange Commission (SEC) under the Securities Act of 1933, as amended, (Securities Act) or the Investment Company Act, together with any financial statements and exhibits included therein, and all amendments or supplements thereto.
Delivery of Fund Documents. The Fund has furnished Distributor with properly certified or authenticated copies of each of the following in effect on the date hereof and shall furnish Distributor from time to time properly certified or authenticated copies of all amendments or supplements thereto:
(a) Agreement and Declaration of Trust;
(b) By-Laws;
(c) Resolutions of the Board of Trustees of the Fund (hereinafter referred to as the "Board") selecting Distributor as distributor and approving this form of agreement and authorizing its execution. The Fund shall furnish Distributor promptly with copies of any registration statements filed by it with the Securities and Exchange Commission ("SEC") under SA-33 or ICA-40, together with any financial statements and exhibits included therein, and all amendments or supplements thereto hereafter filed. The Fund also shall furnish Distributor such other certificates or documents which Distributor may from time to time, in its discretion, reasonably deem necessary or appropriate in the proper performance of its duties.
Delivery of Fund Documents. The Trust has furnished the Adviser with copies, properly certified or authenticated, of each of the following: a Declaration of Trust; b Bylaws;
c. Resolutions of the Board of Trustees of the Trust selecting ALPS Advisers, Inc. as Adviser to the Fund and approving the form of this Agreement; and d the Trust’s Form N-1A Registration Statement. The Trust will furnish the Adviser from time to time with copies, properly certified or authenticated, of all amendments of or supplements to the foregoing, if any.
Delivery of Fund Documents. The Fund has furnished Distributor with copies, properly certified or authenticated, of each of the following:
(a) Articles of Incorporation, dated April 23, 1996, as amended.
(b) By-Laws of the Fund as in effect on the date hereof.
(c) Resolutions of the Board of Directors of the Fund selecting Distributor as principal underwriter and approving this form of agreement. The Fund shall furnish the Distributor from time to time with copies, properly certified or authenticated, of all the amendments of, or supplements to, the foregoing, if any. The Fund shall furnish Distributor promptly with properly certified or authenticated copies of any registration statements filed by it with the Securities and Exchange Commission ("SEC") under the Securities Act of 1933, as amended ("SA-33") or ICA-40, together with any financial statements and exhibits included therein, and all amendments or supplements thereto hereafter filed.
Delivery of Fund Documents. The Trust has furnished you with copies properly certified or authenticated of each of the following:
(a) Declaration of Trust of the Trust, filed with the Delaware Secretary of State, dated June 8, 1993, as amended from time to time (the "Declaration of Trust").
(b) By-Laws of the Trust as in effect on the date hereof (the "By-Laws").
(c) Resolutions of the Trustees selecting you as investment adviser and approving the form of this Agreement. The Trust will furnish you from time to time with copies, properly certified or authenticated, of all amendments of or supplements to the foregoing, including future resolutions of the Trustees approving the continuance of the items listed in (c) above.
Delivery of Fund Documents. The Adviser will furnish you with copies, properly certified or authenticated, of each of the following:
(a) Agreement and Declaration of Trust, as in effect on the date hereof (the “Declaration of Trust”);
(b) By-Laws of the Trust as in effect on the date hereof (the “By-Laws”);
(c) Resolutions of the Trustees selecting the Adviser as investment adviser and you as a non-discretionary sub-investment adviser and approving the form of this Agreement;
(d) The Fund’s Prospectus and Statement of Additional Information (collectively, the “Disclosure Documents”);
(e) A statement of the investment objectives and policies of the Model Portfolio (as defined below) and any specific investment restriction applicable thereto, as agreed upon between you and the Adviser from time to time (the “Investment Guidelines”); and
(f) A set of procedures governing your delivery of each Model Portfolio, as agreed upon between you and the Adviser from time to time (the “Operating Procedures”). The Adviser will furnish you from time to time with copies of all material amendments of or supplements to the foregoing.
Delivery of Fund Documents. The Fund has furnished Distributor with copies, properly certified or authenticated, of each of the following:
(a) Articles of Incorporation, dated January 14, 2014.
(b) By-Laws of the Fund as in effect on the date hereof.
(c) Resolutions of the Board of Directors of the Fund selecting Distributor as principal underwriter and approving this form of agreement. The Fund shall furnish the Distributor from time to time with copies, properly certified or authenticated, of all the amendments of, or supplements to, the foregoing, if any. The Fund shall furnish Distributor promptly with properly certified or authenticated copies of any registration statements filed by it with the Securities and Exchange Commission (“SEC”) under the Securities Act of 1933, as amended (“SA-33”) or ICA-40, together with any financial statements and exhibits included therein, and all amendments or supplements thereto hereafter filed.
