Disclosure of MOIS Process for Handling Customer Checks. You understand that your Advisor is responsible for promptly transmitting any funds received from you in relation to account activity. After the MOIS Home Office receives the complete and correct new account application and transaction paperwork, MOIS may take up to seven days to review and transmit funds. MOIS will maintain a copy of funds received in the Home Office, including a record of when the funds were received from the customer and the date the funds were transmitted to the Product Sponsor, Platform Manager, Third Party Money Manager, or qualified custodian. Once MOIS has approved or rejected the transaction, the funds will be promptly transmitted to the Product Sponsor, Platform Manager, Third Party Money Manager, or qualified custodian; or returned to the customer.
