Common use of Disclosure Review; Confidentiality of Information Clause in Contracts

Disclosure Review; Confidentiality of Information. Participating Dealer agrees that it shall have reasonable grounds to believe based on the information made available to it through the Prospectus or other materials that all material facts are adequately and accurately disclosed in the Prospectus and that the Prospectus provides a reasonable basis for evaluating an investment in the Shares. In making this determination, Participating Dealer shall evaluate, at a minimum, items of compensation, physical properties, tax aspects, financial stability and experience of the Company’s sponsor, conflicts of interest and risk factors, and appraisals and other pertinent reports. If Participating Dealer relies upon the results of any inquiry conducted by another member or members of FINRA, Participating Dealer shall have reasonable grounds to believe that such inquiry was conducted with due care, that the member or members conducting or directing the inquiry consented to the disclosure of the results of the inquiry and that the person who participated in or conducted the inquiry is not the Dealer Manager or a sponsor or an affiliate of the sponsor of the Company.

Appears in 3 contracts

Samples: Dealer Manager Agreement (Invesco Real Estate Income Trust Inc.), Participating Dealer Agreement (Invesco Real Estate Income Trust Inc.), Participating Dealer Agreement (Invesco Real Estate Income Trust Inc.)

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Disclosure Review; Confidentiality of Information. Participating Broker-Dealer agrees that it shall have reasonable grounds to believe believe, based on the information made available to it through the Prospectus Private Placement Memorandum or other materials materials, that all material facts are adequately and accurately disclosed in the Prospectus Private Placement Memorandum and that the Prospectus provides provide a reasonable basis for evaluating an investment in the Shares. In making this determination, Participating Broker-Dealer shall evaluate, at a minimum, items of compensation, physical properties, tax aspects, financial stability and experience of the Company’s sponsor, conflicts of interest and risk factors, and appraisals and other pertinent reports. If Participating Broker-Dealer relies upon the results of any inquiry conducted by another member or members of FINRA, Participating Broker-Dealer shall have reasonable grounds to believe that such inquiry was conducted with due care, that the member or members conducting or directing the inquiry consented to the disclosure of the results of the inquiry and that the person who participated in or conducted the inquiry is not the Dealer Manager or a sponsor or an affiliate of the sponsor of the CompanyTrust.

Appears in 3 contracts

Samples: Dealer Manager Agreement (Principal Credit Real Estate Income Trust), Dealer Manager Agreement (Starwood Credit Real Estate Income Trust), Dealer Manager Agreement (Starwood Credit Real Estate Income Trust)

Disclosure Review; Confidentiality of Information. Participating Dealer agrees that it shall have reasonable grounds to believe based on the information made available to it through the Prospectus Memoranda or other materials that all material facts are adequately and accurately disclosed in the Prospectus Memoranda and that the Prospectus Memoranda provides a reasonable basis for evaluating an investment in the SharesDST Interests. In making this determination, Participating Dealer shall evaluate, at a minimum, items of compensation, physical properties, tax aspects, financial stability and experience of the Company’s sponsorSponsor, conflicts of interest and risk factors, and appraisals and other pertinent reports. If Participating Dealer relies upon the results of any inquiry conducted by another member or members of FINRA, Participating Dealer shall have reasonable grounds to believe that such inquiry was conducted with due care, that the member or members conducting or directing the inquiry consented to the disclosure of the results of the inquiry and that the person who participated in or conducted the inquiry is not the Dealer Manager or a sponsor or an affiliate of the sponsor of the CompanySponsor.

Appears in 2 contracts

Samples: DST Dealer Manager Agreement (Starwood Real Estate Income Trust, Inc.), DST Dealer Manager Agreement (Starwood Real Estate Income Trust, Inc.)

Disclosure Review; Confidentiality of Information. Participating Dealer agrees that it shall have reasonable grounds to believe believe, based on the information made available to it through the Prospectus Memoranda or other materials materials, that all material facts are adequately and accurately disclosed in the Prospectus Memoranda and that the Prospectus Memoranda provides a reasonable basis for evaluating an investment in the SharesDST Interests. In making this determination, Participating Dealer shall evaluate, at a minimum, items of compensation, physical properties, tax aspects, financial stability and experience of the Company’s sponsorSponsor, conflicts of interest and risk factors, and appraisals and other pertinent reports. If Participating Dealer relies upon the results of any inquiry conducted by another member or members of FINRA, Participating Dealer shall have reasonable grounds to believe that such inquiry was conducted with due care, that the member or members conducting or directing the inquiry consented to the disclosure of the results of the inquiry inquiry, and that the person who participated in or conducted the inquiry is not the Dealer Manager or a sponsor or an affiliate of the sponsor of the CompanySponsor.

Appears in 1 contract

Samples: DST Dealer Manager Agreement (Brookfield Real Estate Income Trust Inc.)

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Disclosure Review; Confidentiality of Information. Participating Dealer agrees that it shall have reasonable grounds to believe based on the information made available to it through the Prospectus Memoranda or other materials that all material facts are adequately and accurately disclosed in the Prospectus Memoranda and that the Prospectus Memoranda provides a reasonable basis for evaluating an investment in the SharesDST Interests. In making this determination, Participating Dealer shall evaluate, at a minimum, items of compensation, physical properties, tax aspects, financial stability and experience of the Company’s sponsor, conflicts of interest and risk factors, and appraisals and other pertinent reports. If Participating Dealer relies upon the results of any inquiry conducted by another member or members of FINRA, Participating Dealer shall have reasonable grounds to believe that such inquiry was conducted with due care, that the member or members conducting or directing the inquiry consented to the disclosure of the results of the inquiry and that the person who participated in or conducted the inquiry is not the Dealer Manager or a sponsor or an affiliate of the sponsor of the Company.

Appears in 1 contract

Samples: Dealer Manager Agreement (Invesco Real Estate Income Trust Inc.)

Disclosure Review; Confidentiality of Information. Participating Broker-Dealer agrees that it shall have reasonable grounds to believe believe, based on the information made available to it through the Prospectus Private Placement Memorandum or other materials materials, that all material facts are adequately and accurately disclosed in the Prospectus Private Placement Memorandum and that the Prospectus provides provide a reasonable basis for evaluating an investment in the Shares. In making this determination, Participating Broker-Dealer shall evaluate, at a minimum, items of compensation, physical properties, tax aspects, financial stability and experience of the Company’s sponsorAdviser, conflicts of interest and risk factors, and appraisals and other pertinent reports. If Participating Broker-Dealer relies upon the results of any inquiry conducted by another member or members of FINRA, Participating Broker-Dealer shall have reasonable grounds to believe that such inquiry was conducted with due care, that the member or members conducting or directing the inquiry consented to the disclosure of the results of the inquiry and that the person who participated in or conducted the inquiry is not the Dealer Manager or a sponsor or an affiliate of the sponsor Adviser of the Company.

Appears in 1 contract

Samples: Dealer Manager Agreement (Franklin BSP Real Estate Debt, Inc.)

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