Common use of Disclosure Review; Confidentiality of Information Clause in Contracts

Disclosure Review; Confidentiality of Information. Participating Broker-Dealer agrees that it shall have reasonable grounds to believe, based on the information made available to it through the Private Placement Memorandum or other materials, that all material facts are adequately and accurately disclosed in the Private Placement Memorandum and provide a basis for evaluating the Shares. In making this determination, Participating Broker-Dealer shall evaluate, at a minimum, items of compensation, physical properties, tax aspects, financial stability and experience of the sponsor, conflicts of interest and risk factors, and appraisals and other pertinent reports. If Participating Broker-Dealer relies upon the results of any inquiry conducted by another member or members of FINRA, Participating Broker-Dealer shall have reasonable grounds to believe that such inquiry was conducted with due care, that the member or members conducting or directing the inquiry consented to the disclosure of the results of the inquiry and that the person who participated in or conducted the inquiry is not the Dealer Manager or a sponsor or an affiliate of the sponsor of the Trust.

Appears in 3 contracts

Samples: Dealer Manager Agreement (Principal Credit Real Estate Income Trust), Dealer Manager Agreement (Starwood Credit Real Estate Income Trust), Dealer Manager Agreement (Starwood Credit Real Estate Income Trust)

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Disclosure Review; Confidentiality of Information. Participating Broker-Dealer agrees that it shall have reasonable grounds to believe, believe based on the information made available to it through the Private Placement Memorandum Prospectus or other materials, materials that all material facts are adequately and accurately disclosed in the Private Placement Memorandum Prospectus and provide that the Prospectus provides a reasonable basis for evaluating an investment in the Shares. In making this determination, Participating Broker-Dealer shall evaluate, at a minimum, items of compensation, physical properties, tax aspects, financial stability and experience of the Company’s sponsor, conflicts of interest and risk factors, and appraisals and other pertinent reports. If Participating Broker-Dealer relies upon the results of any inquiry conducted by another member or members of FINRA, Participating Broker-Dealer shall have reasonable grounds to believe that such inquiry was conducted with due care, that the member or members conducting or directing the inquiry consented to the disclosure of the results of the inquiry and that the person who participated in or conducted the inquiry is not the Dealer Manager or a sponsor or an affiliate of the sponsor of the TrustCompany.

Appears in 3 contracts

Samples: Dealer Manager Agreement (Invesco Real Estate Income Trust Inc.), Dealer Agreement (Invesco Real Estate Income Trust Inc.), Dealer Agreement (Invesco Real Estate Income Trust Inc.)

Disclosure Review; Confidentiality of Information. Participating Broker-Dealer agrees that it shall have reasonable grounds to believe, believe based on the information made available to it through the Private Placement Memorandum Memoranda or other materials, materials that all material facts are adequately and accurately disclosed in the Private Placement Memorandum Memoranda and provide that the Memoranda provides a reasonable basis for evaluating an investment in the SharesDST Interests. In making this determination, Participating Broker-Dealer shall evaluate, at a minimum, items of compensation, physical properties, tax aspects, financial stability and experience of the sponsorSponsor, conflicts of interest and risk factors, and appraisals and other pertinent reports. If Participating Broker-Dealer relies upon the results of any inquiry conducted by another member or members of FINRA, Participating Broker-Dealer shall have reasonable grounds to believe that such inquiry was conducted with due care, that the member or members conducting or directing the inquiry consented to the disclosure of the results of the inquiry and that the person who participated in or conducted the inquiry is not the Dealer Manager or a sponsor or an affiliate of the sponsor of the TrustSponsor.

Appears in 2 contracts

Samples: DST Dealer Manager Agreement (Starwood Real Estate Income Trust, Inc.), DST Dealer Manager Agreement (Starwood Real Estate Income Trust, Inc.)

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Disclosure Review; Confidentiality of Information. Participating Broker-Dealer agrees that it shall have reasonable grounds to believe, believe based on the information made available to it through the Private Placement Memorandum Memoranda or other materials, materials that all material facts are adequately and accurately disclosed in the Private Placement Memorandum Memoranda and provide that the Memoranda provides a reasonable basis for evaluating an investment in the SharesDST Interests. In making this determination, Participating Broker-Dealer shall evaluate, at a minimum, items of compensation, physical properties, tax aspects, financial stability and experience of the sponsorCompany, conflicts of interest and risk factors, and appraisals and other pertinent reports. If Participating Broker-Dealer relies upon the results of any inquiry conducted by another member or members of FINRA, Participating Broker-Dealer shall have reasonable grounds to believe that such inquiry was conducted with due care, that the member or members conducting or directing the inquiry consented to the disclosure of the results of the inquiry and that the person who participated in or conducted the inquiry is not the Dealer Manager or a sponsor or an affiliate of the sponsor of the TrustCompany.

Appears in 1 contract

Samples: DST Dealer Manager Agreement (Invesco Real Estate Income Trust Inc.)

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