Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities other than the Registration Statement, each preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, or the sales materials.
Appears in 43 contracts
Samples: Underwriting Agreement (Nuveen California Amt-Free Municipal Income Fund), Underwriting Agreement (Nuveen California Dividend Advantage Municipal Fund 3), Underwriting Agreement (Nuveen California Dividend Advantage Municipal Fund 3)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesShares, will not distribute any offering material in connection with the offering and sale of the Securities Shares other than the Registration Statement, each a preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 StatementProspectus or other materials, if any, permitted by the 1933 Act or the sales materialsInvestment Company Act or the Rules and Regulations.
Appears in 24 contracts
Samples: Purchase Agreement (Muni New York Intermediate Duration Fund Inc), Purchase Agreement (Enhanced Equity Yield Fund, Inc.), Purchase Agreement (Munivest Fund Inc)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time final Settlement Date hereunder and (B) completion of the distribution of the SecuritiesShares, will not not, without the prior consent of the Agent, distribute any offering material to the public in connection with the offering and sale of the Securities Shares other than the Registration Statement, each preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, or any Sales Materials and the sales materialsProspectus.
Appears in 15 contracts
Samples: Sales Agreement (Tortoise MLP Fund, Inc.), Sales Agreement (Tortoise Energy Infrastructure Corp), Equity Distribution Agreement (Tortoise Energy Capital Corp)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Shares, will not distribute any offering material in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each a preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, Prospectus or the sales materials.
Appears in 10 contracts
Samples: Purchase Agreement (ING Global Advantage & Premium Opportunity Fund), Purchase Agreement (Western Asset Claymore Us Treasury Inflation Pro Sec Fund 2), Purchase Agreement (Eaton Vance Tax-Managed Buy-Write Opportunities Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Shares, will not distribute any offering material in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each a preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, or the sales materials.
Appears in 10 contracts
Samples: Purchase Agreement (Nuveen Municipal High Income Opportunity Fund 2), Underwriting Agreement (Nuveen California Municipal Value Fund 2), Underwriting Agreement (Nuveen New York Municipal Value Fund 2)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesShares, will not distribute any offering material to the public in connection with the offering and sale of the Securities Shares other than the Registration Statement, each preliminary prospectusthe Original Registration Statement, the Preliminary Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, the Prospectus, or other materials, if any, permitted by the 1933 Act or the sales materials1940 Act or the Rules and Regulations.
Appears in 9 contracts
Samples: Underwriting Agreement (Gabelli Equity Trust Inc), Underwriting Agreement (Highland Income Fund\ma), Underwriting Agreement (Bancroft Fund LTD)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesShares, will not distribute any offering material to the public in connection with the offering and sale of the Securities Shares other than the Registration Statement, each preliminary prospectus, the Statutory Prospectus and the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, or the sales materials.
Appears in 6 contracts
Samples: Placement Agency Agreement (Tortoise Energy Capital Corp), Placement Agency Agreement (Tortoise Energy Capital Corp), Placement Agency Agreement (Tortoise Energy Infrastructure Corp)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesShares, will not distribute any offering material to the public in connection with the offering and sale of the Securities Shares other than the Registration Statement, each preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, or Statement and the sales materialsProspectus.
Appears in 6 contracts
Samples: Underwriting Agreement (Tortoise Energy Infrastructure Corp), Underwriting Agreement (Tortoise Energy Capital Corp), Underwriting Agreement (Tortoise Energy Capital Corp)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesShares, will not distribute any offering material in connection with the offering and sale of the Securities Shares other than the Registration Statement, each a preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 StatementProspectus or other materials, if any, permitted by the 1933 Act, the Investment Company Act or the sales materialsRules and Regulations.
Appears in 5 contracts
Samples: Purchase Agreement (S&P 500 GEARED Fund Inc.), Purchase Agreement (Dow 30 Premium & Dividend Income Fund Inc.), Purchase Agreement (S&P 500 Covered Call Fund Inc.)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesShares, will not distribute any offering material to the public in connection with the offering and sale of the Securities Shares other than the Registration Statement, each preliminary prospectus, Statement and the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, or the sales materials.
Appears in 5 contracts
Samples: Underwriting Agreement (Tortoise Energy Infrastructure Corp), Underwriting Agreement (Tortoise Energy Capital Corp), Underwriting Agreement (Tortoise Energy Infrastructure Corp)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Shares, will not distribute any offering material in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each a preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, Prospectus or the sales materialsSales Materials; provided, however, that in no event shall this provision be applicable with respect to any offering material distributed by any Underwriter without the consent of the Fund or either Adviser.
Appears in 4 contracts
Samples: Purchase Agreement (First Trust/Fiduciary Asset Management Covered Call Fund), Purchase Agreement (First Trust/Fidac Mortgage Income Fund), Purchase Agreement (First Trust/Aberdeen Global Opportunity Income Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesShares, will not distribute any offering material in connection with the offering and sale of the Securities Shares other than the Registration Statement, each a preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, Prospectus or the sales materials.
Appears in 4 contracts
Samples: Purchase Agreement (Cohen & Steers Reit & Utility Income Fund Inc), Purchase Agreement (Cohen & Steers Select Utility Fund Inc), Purchase Agreement (Cohen & Steers Reit & Preferred Income Fund Inc)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesShares, will not distribute any offering material in connection with the offering and sale of the Securities Shares other than the Registration Statement, each a preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 StatementProspectus or other materials, if any, permitted by the 1933 Act or the sales materials1940 Act or the Rules and Regulations.
Appears in 4 contracts
Samples: Purchase Agreement (Preferred Income Strategies Fund Inc), Purchase Agreement (Pimco Corporate Opportunity Fund), Purchase Agreement (Evergreen Managed Income Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time Date and (B) completion of the distribution of the SecuritiesShares, will not distribute any offering material to the public in connection with the offering and sale of the Securities Shares other than the Registration Statement, each preliminary prospectus, the any Omitting Prospectus, the Statutory Prospectus and the Time of Sale Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, or the sales materials.
Appears in 4 contracts
Samples: Underwriting Agreement (Salient MLP & Energy Infrastructure Fund), Underwriting Agreement (Tortoise Pipeline & Energy Fund, Inc.), Underwriting Agreement (Salient MLP & Energy Infrastructure Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesShares, will not distribute any offering material in connection with the offering and sale of the Securities Shares other than the Registration Statement, each a preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 StatementProspectus or other materials, if any, permitted by the 1933 Act, the Investment Company Act or the sales materialsRules and Regulations.
Appears in 4 contracts
Samples: Purchase Agreement (MLP & Strategic Equity Fund Inc.), Purchase Agreement (Global Income & Currency Fund Inc.), Purchase Agreement (Dow 30 Enhanced Premium & Income Fund Inc.)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Shares, will not distribute any offering material materials in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, or any other materials the distribution of which has been approved in writing by the Representative(s) (including a Rule 482 Statement, if any), and any amendment or supplement to any of the sales materialsforegoing.
Appears in 3 contracts
Samples: Underwriting Agreement (Guggenheim Active Allocation Fund), Underwriting Agreement (Cohen & Steers Real Estate Opportunities & Income Fund), Underwriting Agreement (PIMCO Access Income Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesShares, will not distribute any offering material to the public in connection with the offering and sale of the Securities Shares other than the Registration Statement, each preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, or the sales materialsGeneral Disclosure Package and the Prospectus.
Appears in 3 contracts
Samples: Underwriting Agreement (Tortoise Energy Infrastructure Corp), Underwriting Agreement (Tortoise Energy Capital Corp), Underwriting Agreement (Tortoise Energy Infrastructure Corp)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities other than the Registration Statement, each a preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 StatementProspectus or other materials, if any, permitted by the 1933 Act or the sales materials1940 Act or the Rules and Regulations.
Appears in 3 contracts
Samples: Purchase Agreement (PIMCO Global StocksPLUS & Income Fund), Purchase Agreement (PIMCO Floating Rate Strategy Fund), Purchase Agreement (Pimco Floating Rate Income Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities other than the Registration Statement, each preliminary prospectus, the Time of Sale Prospectus, the Statutory ProspectusProspectus or any document prepared in accordance with the provisions of Rule 482 of the 1933 Act, a copy of which shall be attached as Schedule C hereto (the General Disclosure Package, the “Rule 482 Statement, if any, or the sales materials”).
Appears in 3 contracts
Samples: Underwriting Agreement (Nuveen Floating Rate Income Opportunity Fund), Underwriting Agreement (Nuveen Floating Rate Income Fund), Underwriting Agreement (Nuveen Short Duration Credit Opportunities Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Stock, will not distribute any offering material in connection with the offering and sale of the Securities Common Stock other than the Registration Statement, each preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Package (including a Rule 482 Statement, if any), or the sales materialsSales Material.
Appears in 2 contracts
Samples: Initial Offering Period Agreement (Western Asset Middle Market Income Fund Inc.), Distribution Agreement (Western Asset Middle Market Debt Fund Inc.)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities other than the Registration Statement, each preliminary prospectus, the Time of Sale Prospectus, the Statutory ProspectusProspectus or any document prepared in accordance with the provisions of Rule 482 of the 1933 Act Regulations, a copy of which shall be attached as Schedule C hereto (the General Disclosure Package, the “Rule 482 Statement, if any, or the sales materials”).
Appears in 2 contracts
Samples: Underwriting Agreement (Nuveen AMT-Free Municipal Credit Income Fund), Underwriting Agreement (Nuveen AMT-Free Quality Municipal Income Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesShares, will not distribute any offering material in connection with the offering and sale of the Securities Shares other than the Registration Statement, each a preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, or the sales materialsmaterial.
Appears in 2 contracts
Samples: Underwriting Agreement (Nuveen Diversified Commodity Fund), Underwriting Agreement (Nuveen Diversified Commodity Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Shares, will not distribute any offering material in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each preliminary prospectusprospectuses, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, Prospectus or the sales materialsSales Material.
Appears in 2 contracts
Samples: Purchase Agreement (Neuberger Berman Dividend Advantage Fund Inc), Purchase Agreement (Neuberger Berman Dividend Advantage Fund Inc)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities other than the TTW Presentation provided to the Underwriter, the Registration Statement, each preliminary prospectus, the Time of Sale Prospectus, the Statutory Prospectus, Prospectus or any document prepared in accordance with the General Disclosure Package, the provisions of Rule 482 Statementof the 1933 Act Regulations, a copy of which, if any, or shall be attached as Schedule C hereto (the sales materials“Rule 482 Statement”).
Appears in 2 contracts
Samples: Underwriting Agreement (Nuveen AMT-Free Municipal Credit Income Fund), Underwriting Agreement (Nuveen AMT-Free Quality Municipal Income Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Stock, will not distribute any offering material in connection with the offering and sale of the Securities Common Stock other than the Registration Statement, each preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Package(including a Rule 482 Statement, if any, or the sales materialsSales Material.
Appears in 2 contracts
Samples: Underwriting Agreement (Clearbridge American Energy MLP Fund Inc.), Underwriting Agreement (Legg Mason BW Global Income Opportunities Fund Inc.)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities other than the Registration Statement, each preliminary prospectus, the Time of Sale Prospectus, the Statutory ProspectusProspectus or any document prepared in accordance with the provisions of Rule 482 of the 1933 Act Regulations, a copy of which shall be attached as Schedule D hereto (the General Disclosure Package, the “Rule 482 Statement, if any, or the sales materials”).
Appears in 2 contracts
Samples: Underwriting Agreement (Nuveen AMT-Free Municipal Credit Income Fund), Underwriting Agreement (Nuveen AMT-Free Quality Municipal Income Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Shares, will not distribute any offering material in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Package (including a Rule 482 Statement, if any, or the sales materialsSales Material.
Appears in 2 contracts
Samples: Underwriting Agreement (Cohen & Steers MLP Income & Energy Opportunity Fund), Underwriting Agreement (Cohen & Steers LTD Duration Preferred & Income Fund, Inc.)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Shares, will not distribute any offering material in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each a preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, Package or the sales materials.
Appears in 2 contracts
Samples: Underwriting Agreement (Nuveen Build America Bond Fund), Underwriting Agreement (Nuveen Build America Bond Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities other than the Registration Statement, each a preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statementor other materials, if any, permitted by the 1933 Act or the sales materials1940 Act or the Rules and Regulations.
Appears in 2 contracts
Samples: Purchase Agreement (Gabelli Equity Trust Inc), Purchase Agreement (Gabelli Global Gold, Natural Resources & Income Trust)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Shares, will not distribute any offering material in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Package(including a Rule 482 Statement, if any, or the sales materialsSales Material.
Appears in 1 contract
Samples: Underwriting Agreement (Ivy High Income Opportunities Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities other than the Registration Statement, each a preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, Prospectus or the sales materials.
Appears in 1 contract
Samples: Purchase Agreement (Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund))
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Stock, will not distribute any offering material in connection with the offering and sale of the Securities shares of Common Stock other than the Registration Statement, each preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Package(including a Rule 482 Statement, if any, or the sales materialsSales Material.
Appears in 1 contract
Samples: Underwriting Agreement (Prudential Global Short Duration High Yield Fund, Inc.)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Shares, will not distribute any offering material in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each preliminary prospectusa Preliminary Prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, Package or the sales materialsSales Material.
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen Intermediate Duration Quality Municipal Term Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Stock, will not distribute any offering material in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Package (including a Rule 482 Statement, if any, or the sales materialsSales Material.
Appears in 1 contract
Samples: Underwriting Agreement (Babson Capital Global Short Duration High Yield Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Shares, will not distribute any offering material in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each a preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, or the sales materialsmaterial.
Appears in 1 contract
Samples: Purchase Agreement (DWS RREEF World Real Estate & Tactical Strategies Fund, Inc.)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesShares, will not distribute any offering material in connection with the offering and sale of the Securities Shares other than the Registration Statement, each preliminary prospectusa Preliminary Prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, Package or the sales materialsSales Material.
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen Long/Short Commodity Total Return Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities Stock other than the Registration Statement, each preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Package(including a Rule 482 Statement, if any, or the sales materialsSales Material.
Appears in 1 contract
Samples: Underwriting Agreement (Ares Multi-Strategy Credit Fund, Inc.)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities other than the Registration Statement, each a preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, Package or the sales materials.
Appears in 1 contract
Samples: Underwriting Agreement (Western Asset High Yield Defined Opportunity Fund Inc.)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesShares, will not distribute any offering material in connection with the offering and sale of the Securities Shares other than the Registration Statement, each any preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 StatementProspectus or other materials, if any, permitted by the 1933 Act or the sales materials1940 Act or the Rules and Regulations.
Appears in 1 contract
Samples: Purchase Agreement (Gabelli Dividend & Income Trust)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Shares, will not distribute any offering material in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each a preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, Statement or the sales materials.
Appears in 1 contract
Samples: Purchase Agreement (Cohen & Steers Global Income Builder, Inc)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Shares, will not distribute any offering material in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Package (including a Rule 482 Statement, if any, ,) or the sales materialsSales Material.
Appears in 1 contract
Samples: Underwriting Agreement (Salient Midstream & MLP Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities other than the Registration Statement, each a preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, or the sales materials.
Appears in 1 contract
Samples: Underwriting Agreement (Western Asset Mortgage Defined Opportunity Fund Inc.)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesShares, will not distribute any offering material in connection with the offering and sale of the Securities Shares other than the Registration Statement, each preliminary prospectus, prospectus and the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, or the sales materials.
Appears in 1 contract
Samples: Underwriting Agreement (Tortoise Energy Capital Corp)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Shares, will not distribute any offering material in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each preliminary prospectusprospectuses, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, Prospectus or the sales materials.
Appears in 1 contract
Distribution of Offering Materials. The Fund has not distributed ---------------------------------- and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Shares, will not distribute any offering material in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each a preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, Prospectus or the sales materials.
Appears in 1 contract
Samples: Purchase Agreement (Nuveen Equity Premium & Growth Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time Date and (B) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities other than the Registration Statement, each any preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, or other materials, if any, permitted by the sales materials1933 Act, the 1940 Act or the Rules and Regulations.
Appears in 1 contract
Samples: Purchase Agreement (Delaware Enhanced Global Dividend & Income Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Stock, will not distribute any offering material in connection with the offering and sale of the Securities Common Stock other than the Registration Statement, each preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Package (including a Rule 482 Statement, if any, or the sales materialsSales Material).
Appears in 1 contract
Samples: Underwriting Agreement (Brookfield Global Listed Infrastructure Income Fund Inc.)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the Securitiesshares of Common Stock, will not distribute any offering material in connection with the offering and sale of the Securities shares of Common Stock other than the Registration Statement, each a preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, Prospectus or the sales materials.
Appears in 1 contract
Samples: Purchase Agreement (Lazard World Dividend & Income Fund, Inc.)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Shares, will not distribute any offering material in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the including a Rule 482 Statement, if any, or the sales materialsSales Material.
Appears in 1 contract
Samples: Underwriting Agreement (AllianzGI Diversified Income & Convertible Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Shares, will not distribute any offering material in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each any preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, or other materials, if any, permitted by the sales materials1933 Act, the 1940 Act or the Rules and Regulations.
Appears in 1 contract
Samples: Initial Offering Period Agreement (Allianz RCM Global EcoTrends Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time Date and (B) completion of the distribution of the SecuritiesCommon Shares, will not distribute any offering material in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each any preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, or other materials, if any, permitted by the sales materials1933 Act, the 1940 Act or the Rules and Regulations.
Appears in 1 contract
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Stock, will not distribute any offering material in connection with the offering and sale of the Securities Common Stock other than the Registration Statement, each a preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, Prospectus or the sales materials.
Appears in 1 contract
Samples: Purchase Agreement (SunAmerica Focused Alpha Growth Fund, Inc.)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time Date and (B) completion of the distribution of the SecuritiesCommon Shares, will not distribute any offering material in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each preliminary prospectus, the Prepricing Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 StatementProspectus or other materials, if any, permitted by the 1933 Act, the 1940 Act or the sales materialsRules and Regulations.
Appears in 1 contract
Samples: Purchase Agreement (Gabelli Dividend & Income Trust)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Shares, will not distribute any offering material in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Package (including a Rule 482 Statement, if any, or the sales materialsSales Material).
Appears in 1 contract
Samples: Underwriting Agreement (Eaton Vance Floating-Rate Income Plus Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time Date and (B) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities other than the Registration Statement, each any preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, or the sales materialsmaterial.
Appears in 1 contract
Samples: Purchase Agreement (Alpine Global Premier Properties Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Shares, will not distribute any offering material in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, or any other materials the Rule 482 Statement, if any, or distribution of which has been approved in writing by the sales materialsRepresentative(s).
Appears in 1 contract
Samples: Underwriting Agreement (AllianzGI Artificial Intelligence & Technology Opportunities Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Stock, will not distribute any offering material in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Package(including a Rule 482 Statement, if any, or the sales materialsSales Material.
Appears in 1 contract
Samples: Underwriting Agreement (MainStay DefinedTerm Municipal Opportunities Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Shares, will not distribute any offering material in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each a preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 StatementStatements, if any, or the sales materialsSales Materials.
Appears in 1 contract
Samples: Purchase Agreement (ING International High Dividend Equity Income Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Stock, will not distribute any offering material in connection with the offering and sale of the Securities Common Stock other than the Registration Statement, each a preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, Statement or the sales materials.
Appears in 1 contract
Samples: Purchase Agreement (SunAmerica Focused Alpha Large-Cap Fund, Inc.)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time Date and (B) completion of the distribution of the SecuritiesCommon Shares, will not distribute any offering material in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each any preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 StatementProspectus or other materials, if any, permitted by the 1933 Act, the 1940 Act or the sales materialsRules and Regulations.
Appears in 1 contract
Samples: Purchase Agreement (Gabelli Global Utility & Income Trust)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Stock, will not distribute any offering material in connection with the offering and sale of the Securities Common Stock other than the Registration Statement, each preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, or any other materials the distribution of which has been approved in writing by the Representative(s) (including a Rule 482 Statement, if any), and any amendment or supplement to any of the sales materialsforegoing.
Appears in 1 contract
Samples: Underwriting Agreement (Neuberger Berman Next Generation Connectivity Fund Inc.)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Shares, will not distribute any offering material in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Package (including a Rule 482 Statement, if any, ) or the sales materialsSales Material.
Appears in 1 contract
Samples: Distribution Agreement (Guggenheim Energy & Income Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesShares, will not distribute any offering material to the public in connection with the offering and sale of the Securities Shares other than the Registration Statement, each preliminary prospectus, the Basic Prospectus, the Statutory Preliminary Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, or Statement and the sales materialsProspectus.
Appears in 1 contract
Samples: Underwriting Agreement (Gabelli Healthcare & WellnessRx Trust)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities other than the Registration Statement, each preliminary prospectus, the Time of Sale Prospectus, the Statutory Prospectus, Prospectus or any document prepared in accordance with the General Disclosure Package, the provisions of Rule 482 Statement, if any, or of the sales materials1933 Act.
Appears in 1 contract
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities other than the Registration Statement, each preliminary prospectus, the Prospectus, the Statutory Preliminary Prospectus, the General Disclosure Package, the Rule 482 Statementor other materials, if any, permitted by the 1933 Act or the sales materials1940 Act or the Rules and Regulations.
Appears in 1 contract
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesCommon Shares, will not distribute any offering material in connection with the offering and sale of the Securities Common Shares other than the Registration Statement, each a preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, Prospectus or the sales materialsSales Materials; provided, however, that in no event shall this provision be applicable with respect to any offering material distributed by any Underwriter without the consent of the Fund or any Investment Adviser.
Appears in 1 contract
Samples: Purchase Agreement (Macquarie/First Trust Global Infrastr/Util Div & Inc Fund)
Distribution of Offering Materials. The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the SecuritiesShares, will not distribute any offering material in connection with the offering and sale of the Securities Shares other than the Registration Statement, each a preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, Statement or the sales materials.
Appears in 1 contract
Samples: Purchase Agreement (Cohen & Steers Closed-End Opportunity Fund, Inc.)
