D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the Underwriter, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 47 contracts
Samples: Underwriting Agreement (MED EIBY Holding Co., LTD), Underwriting Agreement (MED EIBY Holding Co., LTD), Underwriting Agreement (3 E Network Technology Group LTD)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “InsidersInitial Shareholders”) as supplemented by all information concerning and each of the Company’s directors, officers and principal shareholders as described in the Offering Materials, directors and provided to the Underwriter, Underwriters is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by the Initial Shareholders and each officer or director, to become materially inaccurate and incorrect.
Appears in 39 contracts
Samples: Underwriting Agreement (Alphatime Acquisition Corp), Underwriting Agreement (Alphatime Acquisition Corp), Underwriting Agreement (CHW Acquisition Corp)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders Insiders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 38 contracts
Samples: Underwriting Agreement (Empro Group Inc.), Underwriting Agreement (HWH International Inc.), Underwriting Agreement (Guardforce AI Co., Ltd.)
D&O Questionnaires. To the Company’s knowledge, all All information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “InsidersInitial Shareholders”) as supplemented by all information concerning and each of the Company’s directors, officers and principal shareholders as described directors and included by the Company in the Offering Materials, provided to the Underwriter, Registration Statement is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Initial Shareholder, officer or director, to become materially inaccurate and incorrect.
Appears in 29 contracts
Samples: Underwriting Agreement (Mars Acquisition Corp.), Underwriting Agreement (Mars Acquisition Corp.), Underwriting Agreement (TenX Keane Acquisition)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-up Agreement in the form attached hereto as Exhibit A provided to the Underwriter, Representative is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 29 contracts
Samples: Underwriting Agreement (Armlogi Holding Corp.), Underwriting Agreement (Armlogi Holding Corp.), Underwriting Agreement (U-Bx Technology Ltd.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, directors and officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 24 contracts
Samples: Underwriting Agreement (AgiiPlus Inc.), Underwriting Agreement (Wing Yip Food Holdings Group LTD), Underwriting Agreement (Wing Yip Food Holdings Group LTD)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders named in the section “Management” in the Prospectus immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the Underwriter, Underwriter is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 20 contracts
Samples: Underwriting Agreement (NetClass Technology Inc), Underwriting Agreement (BloomZ Inc.), Underwriting Agreement (Webus International Ltd.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders shareholder immediately prior to the Offering (the “InsidersInitial Shareholder”) as supplemented by all information concerning and each of the Company’s directors, officers and principal shareholders as described in the Offering Materials, directors and provided to the Underwriter, Underwriters is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by the Initial Shareholder and each officer or director, to become materially inaccurate and incorrect.
Appears in 20 contracts
Samples: Underwriting Agreement (Flag Ship Acquisition Corp), Underwriting Agreement (Flag Ship Acquisition Corp), Underwriting Agreement (Metal Sky Star Acquisition Corp)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement in the form attached hereto as Exhibit A provided to the Underwriter, Representative is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 19 contracts
Samples: Underwriting Agreement (HUHUTECH International Group Inc.), Underwriting Agreement (Vantage Corp (Singapore)), Underwriting Agreement (New Century Logistics (BVI) LTD)
D&O Questionnaires. To the knowledge of the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “InsidersInitial Shareholders”) as supplemented by all information concerning and each of the Company’s directors, officers and principal shareholders as described directors and included by the Company in the Offering Materials, provided to the Underwriter, Registration Statement is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Initial Shareholder, officer or director, to become materially inaccurate and incorrectincorrect in any material respect.
Appears in 17 contracts
Samples: Underwriting Agreement (Zi Toprun Acquisition Corp.), Underwriting Agreement (Zi Toprun Acquisition Corp.), Underwriting Agreement (ClimateRock)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders named in the section “Management” in the Prospectus immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement in the form attached hereto as Xxxxx XX provided to the Underwriter, Underwriter is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 14 contracts
Samples: Underwriting Agreement (ORIENTAL RISE HOLDINGS LTD), Underwriting Agreement (ORIENTAL RISE HOLDINGS LTD), Underwriting Agreement (Vittoria LTD)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “InsidersInitial Shareholders”) as supplemented by all information concerning and each of the Company’s directors, officers and principal shareholders as described in the Offering Materials, directors and provided to the Underwriter, Underwriters is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Initial Shareholder, officer or director, to become materially inaccurate and incorrect.
Appears in 13 contracts
Samples: Underwriting Agreement (Edoc Acquisition Corp.), Underwriting Agreement (Edoc Acquisition Corp.), Underwriting Agreement (Edoc Acquisition Corp.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately directors prior to the Offering (initial filing of the “Insiders”) as supplemented by all information concerning the Company’s directors, officers Registration Statement and principal shareholders as described in the Offering Materials, provided to the UnderwriterRepresentative, as such Questionnaires may have been updated from time to time and confirmed by each of the respondents, as well as in the biographies previously provided to the Representative, is true and correct in all material respects and the Company has not become aware of any information which that would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 12 contracts
Samples: Underwriting Agreement (Tavia Acquisition Corp.), Underwriting Agreement (Cayson Acquisition Corp), Underwriting Agreement (Tavia Acquisition Corp.)
D&O Questionnaires. To the Company’s knowledge, all All information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “InsidersInitial Shareholders”) as supplemented by all information concerning and each of the Company’s directorsofficers and, officers to the Company’s best knowledge, directors and principal shareholders as described included by the Company in the Offering Materials, provided to the Underwriter, Registration Statement is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Initial Shareholder, officer or director, to become materially inaccurate and incorrect.
Appears in 11 contracts
Samples: Underwriting Agreement (Oxbridge Acquisition Corp.), Underwriting Agreement (Oxbridge Acquisition Corp.), Underwriting Agreement (Medicus Sciences Acquisition Corp.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the Underwriter, Representative is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 10 contracts
Samples: Underwriting Agreement (Cre8 Enterprise LTD), Underwriting Agreement (New Century Logistics (BVI) LTD), Underwriting Agreement (Global Engine Group Holding LTD)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus, provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 9 contracts
Samples: Underwriting Agreement (Inspira Technologies OXY B.H.N. LTD), Underwriting Agreement (Inspira Technologies OXY B.H.N. LTD), Underwriting Agreement (Creatd, Inc.)
D&O Questionnaires. To the Company’s knowledge, all All information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders directors (the “Directors/Officers”) and Initial Shareholders (as defined below) immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the Underwriter, Underwriters as well as the biographies attached as exhibits to each person’s Insider Letter (as defined in Section 2.25.1) is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by the Directors/Officers and Initial Shareholders to become materially inaccurate and incorrect.
Appears in 9 contracts
Samples: Underwriting Agreement (Seanergy Maritime Corp.), Underwriting Agreement (Korea Milestone Acquisition CORP), Underwriting Agreement (Korea Milestone Acquisition CORP)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “InsidersInitial Shareholders”) as supplemented by all information concerning and each of the Company’s directors, officers and principal shareholders as described directors and included by the Company in the Offering Materials, provided to the Underwriter, Registration Statement is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Initial Shareholder, officer or director, to become materially inaccurate and incorrect.
Appears in 8 contracts
Samples: Underwriting Agreement (Aurora Technology Acquisition Corp.), Underwriting Agreement (Aurora Technology Acquisition Corp.), Underwriting Agreement (Aurora Technology Acquisition Corp.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to directors and each of the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers Initial Stockholders and principal shareholders as described in the Offering Materials, provided to the UnderwriterUnderwriters as an exhibit to his, her or its Insider Letter (as defined in Section 2.22.1) is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Initial Stockholder to become materially inaccurate and incorrect.
Appears in 8 contracts
Samples: Underwriting Agreement (New Asia Partners China CORP), Underwriting Agreement (New Asia Partners China CORP), Underwriting Agreement (New Asia Partners China CORP)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders stockholders as described in the Offering MaterialsRegistration Statement, the Pricing Prospectus and the Prospectus, provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 8 contracts
Samples: Underwriting Agreement (Guardion Health Sciences, Inc.), Underwriting Agreement (Guardion Health Sciences, Inc.), Underwriting Agreement (Guardion Health Sciences, Inc.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders stockholders immediately prior to the Offering (the “InsidersInitial Shareholders”) as supplemented by all information concerning and each of the Company’s directors, officers and principal shareholders as described in the Offering Materials, directors and provided to the Underwriter, Underwriters is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by the Initial Shareholders and each officer or director, to become materially inaccurate and incorrect.
Appears in 7 contracts
Samples: Underwriting Agreement (Gardiner Healthcare Acquisitions Corp.), Underwriting Agreement (Gardiner Healthcare Acquisitions Corp.), Underwriting Agreement (Gardiner Healthcare Acquisitions Corp.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders stockholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus, provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 7 contracts
Samples: Underwriting Agreement (Nova Minerals LTD), Underwriting Agreement (Skyline Medical Inc.), Underwriting Agreement (PARETEUM Corp)
D&O Questionnaires. To the Company’s knowledge, all All information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “InsidersInitial Shareholders”) as supplemented by all information concerning and each of the Company’s directors, officers and principal shareholders as described in the Offering Materials, directors and provided to the Underwriter, Underwriters as an exhibit to his or her Insider Letter (as defined in Section 2.23.1) is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Initial Shareholder, officer or director, to become materially inaccurate and incorrect.
Appears in 7 contracts
Samples: Underwriting Agreement (Stellar Acquisition III Inc.), Underwriting Agreement (Jensyn Acquisition Corp.), Underwriting Agreement (Jensyn Acquisition Corp.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 510% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders stockholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus, provided to the Underwriter, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 7 contracts
Samples: Underwriting Agreement (Addentax Group Corp.), Underwriting Agreement (Addentax Group Corp.), Underwriting Agreement (Cn Energy Group. Inc.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the General Disclosure Package and the Prospectus provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 7 contracts
Samples: Underwriting Agreement (Chicken Soup for the Soul Entertainment, Inc.), Underwriting Agreement (Chicken Soup for the Soul Entertainment, Inc.), Underwriting Agreement (Chicken Soup for the Soul Entertainment, Inc.)
D&O Questionnaires. To the Company’s knowledge, all All information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “InsidersInitial Shareholders”) as supplemented by all information concerning and each of the Company’s directors, officers and principal shareholders as described in the Offering Materials, directors and provided to the Underwriter, Underwriters is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Initial Shareholder, officer or director, to become materially inaccurate and incorrect.
Appears in 7 contracts
Samples: Underwriting Agreement (UTXO Acquisition Inc.), Underwriting Agreement (UTXO Acquisition Inc.), Underwriting Agreement (Trident Acquisitions Corp.)
D&O Questionnaires. To the knowledge of the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “InsidersInitial Shareholders”) as supplemented by all information concerning and each of the Company’s directors, officers and principal shareholders as described directors and included by the Company in the Offering Materials, provided to the Underwriter, Registration Statement is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Initial Shareholder, officer or director, to become materially inaccurate and incorrectincorrect in any material respect.
Appears in 6 contracts
Samples: Underwriting Agreement (ASPAC III Acquisition Corp.), Underwriting Agreement (ASPAC III Acquisition Corp.), Underwriting Agreement (SPAC III Acquisition Corp.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “InsidersInitial Shareholders”) as supplemented by all information concerning and each of the Company’s directors, officers and principal shareholders as described in the Offering Materials, directors and provided to the Underwriter, Underwriters is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Initial Shareholder, officer or director, to become materially inaccurate and or incorrect.
Appears in 6 contracts
Samples: Underwriting Agreement (Cleantech Acquisition Corp.), Underwriting Agreement (Cleantech Acquisition Corp.), Underwriting Agreement (Chardan Healthcare Acquisition 2 Corp.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders named in the section “Management” in the Prospectus immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreements in the form attached hereto as Annex IV provided to the Underwriter, Underwriter is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Insider to become materially inaccurate and or incorrect.
Appears in 6 contracts
Samples: Underwriting Agreement (Luda Technology Group LTD), Underwriting Agreement (Ming Shing Group Holdings LTD), Underwriting Agreement (Ming Shing Group Holdings LTD)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directorsshareholders, officers officers, directors and 5% shareholders immediately prior to the Offering Placement Investors (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the UnderwriterRepresentative and the biographies of the Insiders (to the extent a biography is intended) contained in the Registration Statement, Sale Preliminary Prospectus and the Prospectus is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrectinaccurate, incorrect or incomplete.
Appears in 6 contracts
Samples: Underwriting Agreement (Collabrium Japan Acquisition Corp), Underwriting Agreement (BGS Acquisition Corp.), Underwriting Agreement (BGS Acquisition Corp.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders named in the section “Management” in the Prospectus immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement in the form attached hereto as Axxxx XX provided to the Underwriter, Underwriter is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 6 contracts
Samples: Underwriting Agreement (EShallGo Inc.), Underwriting Agreement (EShallGo Inc.), Underwriting Agreement (EShallGo Inc.)
D&O Questionnaires. To the best of the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately stockholders prior to the Offering (the “InsidersExisting Stockholders”) as supplemented by all information concerning the Company’s directors), directors and officers and principal shareholders as described in the Offering Materials, provided to the Underwriter, Representative is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires such questionnaires to become materially inaccurate and or incorrect.
Appears in 5 contracts
Samples: Underwriting Agreement (Redstar Partners, Inc.), Underwriting Agreement (Camden Learning CORP), Underwriting Agreement (Redstar Partners, Inc.)
D&O Questionnaires. To the Company’s knowledge, all All information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers Initial Stockholders and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directorsother officers, officers directors and principal shareholders as described in the Offering Materials, special advisors and provided to the Underwriter, Underwriters as an exhibit to his or her Insider Letter is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Initial Stockholder and the Company’s other officers, directors and special advisors to become materially inaccurate and incorrect.
Appears in 5 contracts
Samples: Underwriting Agreement (Santa Monica Media CORP), Underwriting Agreement (Santa Monica Media CORP), Underwriting Agreement (Santa Monica Media CORP)
D&O Questionnaires. To the best of the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately stockholders prior to the Offering (the “InsidersExisting Stockholders”) as supplemented by all information concerning the Company’s directors), directors and officers and principal shareholders as described in the Offering Materials, previously provided to the Underwriter, Representative is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires such questionnaires to become materially inaccurate and or incorrect.
Appears in 5 contracts
Samples: Underwriting Agreement (International Brands Management Group LTD), Underwriting Agreement (International Brands Management Group LTD), Underwriting Agreement (International Brands Management Group LTD)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 510% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus, provided to the Underwriter, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 5 contracts
Samples: Underwriting Agreement (Lead Real Estate Co., LTD), Underwriting Agreement (Lead Real Estate Co., LTD), Underwriting Agreement (Lead Real Estate Co., LTD)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 5 contracts
Samples: Underwriting Agreement (Green Circle Decarbonize Technology LTD), Underwriting Agreement (Green Circle Decarbonize Technology LTD), Underwriting Agreement (Leaping Group Co., Ltd.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, directors and officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 5 contracts
Samples: Underwriting Agreement (ComSovereign Holding Corp.), Underwriting Agreement (Longeveron LLC), Underwriting Agreement (Longeveron Inc.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders principal stockholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders Insiders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus, provided to the UnderwriterRepresentative, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrectinaccurate, incorrect or incomplete.
Appears in 4 contracts
Samples: Underwriting Agreement (Opti-Harvest, Inc.), Underwriting Agreement (Opti-Harvest, Inc.), Underwriting Agreement (Opti-Harvest, Inc.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers named in the section “Management” in the Prospectus and the beneficial owners of 5% shareholders or greater of the Company’s outstanding Class A Ordinary Shares immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement in the form attached hereto as Annex IV provided to the Underwriter, Underwriter is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 4 contracts
Samples: Underwriting Agreement (Linkers Industries LTD), Underwriting Agreement (Linkers Industries LTD), Underwriting Agreement (Linkers Industries LTD)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders named in the section “Management” in the Prospectus immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the Underwriter, Underwriters is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 4 contracts
Samples: Underwriting Agreement (Millennium Group International Holdings LTD), Underwriting Agreement (Millennium Group International Holdings LTD), Underwriting Agreement (Millennium Group International Holdings LTD)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders stockholders immediately prior to the Offering (the “InsidersInitial Stockholders”) as supplemented by all information concerning and each of the Company’s directors, officers and principal shareholders as described in the Offering Materials, directors and provided to the Underwriter, Underwriters is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by the Initial Shareholders and each officer or director, to become materially inaccurate and incorrect.
Appears in 4 contracts
Samples: Underwriting Agreement (Chardan NexTech Acquisition 2 Corp.), Underwriting Agreement (Chardan NexTech Acquisition 2 Corp.), Underwriting Agreement (Chardan NexTech Acquisition 2 Corp.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders named in the section “Management” in the Prospectus immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement in the form attached hereto as Exhibit A provided to the Underwriter, Underwriter is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 4 contracts
Samples: Underwriting Agreement (Puyi, Inc.), Underwriting Agreement (Wah Fu Education Group LTD), Underwriting Agreement (Hexindai Inc.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders directors immediately prior to the Offering (initial filing of the “Insiders”) as supplemented by all information concerning the Company’s directors, officers Registration Statement and principal shareholders as described in the Offering Materials, provided to the UnderwriterRepresentative, as such Questionnaires may have been updated from time to time and confirmed by each of the respondents, as well as the biographies previously provided to the Representative, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 4 contracts
Samples: Underwriting Agreement (Keyarch Acquisition Corp), Underwriting Agreement (Keyarch Acquisition Corp), Underwriting Agreement (ROC Energy Acquisition Corp.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the Disclosure Package and the Prospectus, as well as in the Lock-Up Agreement, provided to the Underwriter, Placement Agent is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 4 contracts
Samples: Placement Agency Agreement (MusclePharm Corp), Placement Agency Agreement (MusclePharm Corp), Placement Agency Agreement (MusclePharm Corp)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement in the form attached hereto as Exhibit AB provided to the Underwriter, Representatives is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 4 contracts
Samples: Underwriting Agreement (Meihua International Medical Technologies Co., Ltd.), Underwriting Agreement (Meihua International Medical Technologies Co., Ltd.), Underwriting Agreement (Meihua International Medical Technologies Co., Ltd.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders Insiders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package, and the Prospectus provided to the Underwriter, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 4 contracts
Samples: Underwriting Agreement (Nature's Miracle Holding Inc.), Underwriting Agreement (Nature's Miracle Holding Inc.), Underwriting Agreement (Nature's Miracle Holding Inc.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) ), as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus, provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 4 contracts
Samples: Underwriting Agreement (Belite Bio, Inc), Underwriting Agreement (AgileThought, Inc.), Underwriting Agreement (AgileThought, Inc.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the any questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, directors and officers and principal shareholders as described in the Registration Statement, the Time of Sale Prospectus and the Final Offering Materials, provided to the UnderwriterDocuments, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 3 contracts
Samples: Underwriting Agreement, Underwriting Agreement (Draganfly Inc.), Underwriting Agreement (Draganfly Inc.)
D&O Questionnaires. To the best of the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directorsofficers, officers directors and 5% shareholders five percent stockholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the Underwriter, Underwriters as an exhibit to his or its Insider Letter (as defined in Section 2.22.1) is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by such person to become materially inaccurate and incorrect.
Appears in 3 contracts
Samples: Underwriting Agreement (Global Technology Industries, Inc.), Underwriting Agreement (Global Technology Industries, Inc.), Underwriting Agreement (Global Technology Industries, Inc.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders directors immediately prior to the Offering (initial filing of the “Insiders”) Registration Statement and provided to the Representative, as supplemented such Questionnaires may have been updated from time to time and confirmed by all information concerning each of the Company’s officers and directors, officers and principal shareholders as described well as in the Offering Materials, biographies previously provided to the UnderwriterRepresentative, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 3 contracts
Samples: Underwriting Agreement (Armada Acquisition Corp. I), Underwriting Agreement (Armada Acquisition Corp. I), Underwriting Agreement (Armada Acquisition Corp. I)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers directors and 5% shareholders Named Executive Officers immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders Insiders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 3 contracts
Samples: Underwriting Agreement (FGI Industries Ltd.), Underwriting Agreement (Presidio Property Trust, Inc.), Underwriting Agreement (Presidio Property Trust, Inc.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders directors (the “Directors/Officers”) immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the Underwriter, as such Questionnaires may have been updated from time to time and confirmed by each of the Directors/Officers, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 3 contracts
Samples: Underwriting Agreement (China VantagePoint Acquisition Co), Underwriting Agreement (China VantagePoint Acquisition Co), Underwriting Agreement (China VantagePoint Acquisition Co)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and executive officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, directors and executive officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus, provided to the Underwriter, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 3 contracts
Samples: Underwriting Agreement (SMX (Security Matters) Public LTD Co), Underwriting Agreement (SMX (Security Matters) Public LTD Co), Underwriting Agreement (SMX (Security Matters) Public LTD Co)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders named in the section “Management” in the Prospectus immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement in the form attached hereto as Annex II provided to the Underwriter, Underwriter is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 3 contracts
Samples: Underwriting Agreement (Tian Ruixiang Holdings LTD), Underwriting Agreement (Zhongchao Inc.), Underwriting Agreement (Zhongchao Inc.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately named in the section “Management” in the Prospectus prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the Underwriter, Underwriters is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 3 contracts
Samples: Underwriting Agreement (SAMFINE CREATION HOLDINGS GROUP LTD), Underwriting Agreement (SAMFINE CREATION HOLDINGS GROUP LTD), Underwriting Agreement (SAMFINE CREATION HOLDINGS GROUP LTD)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement in the form attached hereto as Exhibit A provided to the Underwriter, Placement Agent is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 3 contracts
Samples: Placement Agreement (Tantech Holdings LTD), Placement Agreement (Tantech Holdings LTD), Placement Agreement (Tantech Holdings LTD)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders directors immediately prior to the Offering (initial filing of the “Insiders”) as supplemented by all information concerning the Company’s directors, officers Registration Statement and principal shareholders as described in the Offering Materials, provided to the UnderwriterRepresentatives, as such Questionnaires may have been updated from time to time and confirmed by each of the respondents, as well as the biographies previously provided to the Representatives, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 3 contracts
Samples: Underwriting Agreement (Accretion Acquisition Corp.), Underwriting Agreement (Accretion Acquisition Corp.), Underwriting Agreement (Accretion Acquisition Corp.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus, provided to the Underwriter, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 3 contracts
Samples: Underwriting Agreement (Polyrizon Ltd.), Underwriting Agreement (Polyrizon Ltd.), Underwriting Agreement (Polyrizon Ltd.)
D&O Questionnaires. To the Company’s knowledge, without investigation, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering MaterialsSEC Reports incorporated by reference in the Registration Statement, as well as in the Lock-Up Agreement provided to the Underwriter, Underwriters is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to such questionnaires become materially inaccurate and incorrect.
Appears in 3 contracts
Samples: Underwriting Agreement (Alset EHome International Inc.), Underwriting Agreement (Alset EHome International Inc.), Underwriting Agreement (NuZee, Inc.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) ), as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the Disclosure Package and the Prospectus, provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 3 contracts
Samples: Underwriting Agreement (Digital Ally Inc), Underwriting Agreement (Digital Ally Inc), Underwriting Agreement (Immuron LTD)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement in the form attached hereto as Exhibit B provided to the Underwriter, Representative is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 3 contracts
Samples: Underwriting Agreement (Xiao-I Corp), Underwriting Agreement (Mechanical Technology Inc), Underwriting Agreement (Mechanical Technology Inc)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering MaterialsRegistration Statement and the Disclosure Documents, as well as in the Lock-Up Agreement, provided to the Underwriter, Placement Agent is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Placement Agency Agreement (VistaGen Therapeutics, Inc.), Placement Agency Agreement (VistaGen Therapeutics, Inc.)
D&O Questionnaires. To the best of the Company’s 's knowledge, all information contained in the questionnaires (the “Questionnaires”"QUESTIONNAIRES") completed by each of the Company’s directors, officers 's stockholders and 5% shareholders directors immediately prior to the Offering (the “Insiders”"INITIAL STOCKHOLDERS") as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the Underwriter, Underwriters as an exhibit to his or her Insider Letter (as defined in Section 2.22.1) is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Initial Stockholder and director to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Energy Services Acquisition Corp.), Underwriting Agreement (Harbor Acquisition Corp.)
D&O Questionnaires. To the best of the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “InsidersExisting Shareholders”) as supplemented by all information concerning and the Company’s directors, directors and officers of the Company and principal shareholders as described in the Offering Materials, previously provided to the Underwriter, Representatives is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by such person to become materially inaccurate and or incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Infinity I-China Acquisition CORP), Underwriting Agreement (Infinity I-China Acquisition CORP)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders named in the section “Management” in the Prospectus immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement in the form attached hereto as Annex II provided to the Underwriter, Underwriters is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Tian Ruixiang Holdings LTD), Underwriting Agreement (Zhongchao Inc.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders Insiders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus provided to the Underwriter, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Bone Biologics Corp), Underwriting Agreement (Bone Biologics Corp)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders named in the section “Management” in the Prospectus immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement in the form attached hereto as Annex IV provided to the Underwriter, Underwriter is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Intelligent Living Application Group Inc.), Underwriting Agreement (Intelligent Living Application Group Inc.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement in the form attached hereto as Exhibit A provided to the Underwriter, Representatives is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Ostin Technology Group Co., Ltd.), Underwriting Agreement (ICZOOM Group Inc.)
D&O Questionnaires. To the Company’s knowledge, all All information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering Offering, including the Insiders (the “InsidersInitial Shareholders”) as supplemented by all information concerning and each of the Company’s directors, officers and principal shareholders as described in the Offering Materials, directors and provided to the Underwriter, Underwriters is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Initial Shareholder, officer or director, to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (M I Acquisitions, Inc.), Underwriting Agreement (M I Acquisitions, Inc.)
D&O Questionnaires. To the Company’s knowledge, all All information contained in the questionnaires (the “"Questionnaires”") completed by each of the Company’s 's securityholders, including all of the Company's officers and directors, officers and 5% shareholders immediately prior to the Offering (the “Insiders”"Initial Securityholders") as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the Underwriter, Underwriters as an exhibit to his or her Insider Letter (as defined in Section 2.22.1) is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Initial Securityholder to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Viceroy Acquisition CORP), Underwriting Agreement (Santa Monica Media CORP)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the Underwriter, Representative as an exhibit to his or her Insider Letter (as defined in Section 2.22.1) is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Cazador Acquisition Corp Ltd.), Underwriting Agreement (Cazador Acquisition Corp Ltd.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders named in the section “Management” in the Prospectus immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement in the form attached hereto as Annex IV provided to the Underwriter, Underwriters is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Planet Image International LTD), Underwriting Agreement (Hywin Holdings Ltd.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, directors and officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus, provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (KULR Technology Group, Inc.), Underwriting Agreement (KULR Technology Group, Inc.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (collectively, the “Insiders,” and each individually, an “Insider”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement provided to the Underwriter, Underwriters is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (China Shandong Industries, Inc.), Underwriting Agreement (China Shandong Industries, Inc.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders stockholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus, provided to the Underwriter, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (BRB Foods Inc.), Underwriting Agreement (BRB Foods Inc.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, directors and officers and principal shareholders as described in the Offering Materials, provided to the Underwriter, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Fuxing China Group LTD), Underwriting Agreement (Fuxing China Group LTD)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and named executive officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders Insiders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Presidio Property Trust, Inc.), Underwriting Agreement (Presidio Property Trust, Inc.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, directors and officers and principal shareholders as described disclosed in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Protagenic Therapeutics, Inc.\new), Underwriting Agreement (Protagenic Therapeutics, Inc.\new)
D&O Questionnaires. To the knowledge of the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders Initial Shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning and each of the Company’s directors, officers and principal shareholders as described directors and included by the Company in the Offering Materials, provided to the Underwriter, Registration Statement is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Initial Shareholder, officer or director, to become materially inaccurate and incorrectincorrect in any material respect.
Appears in 2 contracts
Samples: Underwriting Agreement (Energy Cloud I Acquisition Corp), Underwriting Agreement (Energy Cloud I Acquisition Corp)
D&O Questionnaires. To the Company’s knowledgeknowledge of the Company assuming reasonable inquiry, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers Initial Shareholder and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning each of the Company’s directors, officers and principal shareholders as described in the Offering Materials, directors and provided to the Underwriter, Underwriters is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Initial Shareholder, officer or director, to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Megalith Financial Acquisition Corp), Underwriting Agreement (Megalith Financial Acquisition Corp)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, directors and officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the Disclosure Package and the Prospectus, provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Heart Test Laboratories, Inc.), Underwriting Agreement (Creatd, Inc.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) Offering, as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering MaterialsRegistration Statement, provided to the UnderwriterPricing Disclosure Package and the Prospectus, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (NeoStem, Inc.), Underwriting Agreement (NeoStem, Inc.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders named in the section “Management” in the Prospectus immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement in the form attached hereto as Annex IV provided to the Underwriter, Underwriter is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Fortune Valley Treasures, Inc.), Underwriting Agreement (Fortune Valley Treasures, Inc.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “InsidersInitial Shareholders”) as supplemented by all information concerning and each of the Company’s directors, officers and principal shareholders as described in the Offering Materials, directors and provided to the Underwriter, Underwriters as an exhibit to his or her Insider Letter (as defined in Section 2.23.1) is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Initial Shareholder, officer or director, to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Atlantic Acquisition Corp.), Underwriting Agreement (Atlantic Acquisition Corp.)
D&O Questionnaires. To the knowledge of the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “InsidersInitial Shareholders”) as supplemented by all information concerning and each of the Company’s directors, officers and principal shareholders as described in the Offering Materials, directors and provided to the Underwriter, Underwriters is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Initial Shareholder, officer or director, to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Trident Acquisitions Corp.), Underwriting Agreement (Trident Acquisitions Corp.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires“ Questionnaires ”) completed by each of the Company’s directorsstockholders, officers and 5% shareholders immediately prior to the Offering directors (the “Insiders“ Insiders ”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the Underwriter, Representative is true and correct in all material respects and the Company has not become aware of any information which would reasonably be expected to cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and or incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Pacific Monument Acquisition Corp), Underwriting Agreement (Pacific Monument Acquisition Corp)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreements provided by the Insiders to the Underwriter, Underwriters pursuant to Section 2.22.1 hereof is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Ventrus Biosciences Inc), Underwriting Agreement (Ventrus Biosciences Inc)
D&O Questionnaires. To the best of the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders or directors immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the Underwriter, Underwriters as an exhibit to his or her Insider Letter (as defined in Section 2.22.1) is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Lumax Acquisition Corp.), Underwriting Agreement (Lumax Acquisition Corp.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders stockholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus, provided to the UnderwriterRepresentative, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Toppoint Holdings Inc.), Underwriting Agreement (Toppoint Holdings Inc.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus, provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Beamr Imaging Ltd.), Underwriting Agreement (Cancer Genetics, Inc)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders Sponsors immediately prior to the Offering (the “InsidersInitial Shareholders”) as supplemented by all information concerning ), each of the Company’s directors, officers and principal shareholders as described in the Offering Materials, directors and provided to the Underwriter, Underwriters and included by the Company in the Registration Statement is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by the Initial Shareholder and each officer or director, to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Bayview Acquisition Corp), Underwriting Agreement (Bayview Acquisition Corp)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) in connection with the Offering as supplemented by all information concerning the Company’s directors, officers and principal shareholders stockholders as described in the Offering MaterialsRegistration Statement, provided to the UnderwriterPricing Disclosure Package and the Prospectus, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Globeimmune Inc), Underwriting Agreement (Globeimmune Inc)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directorsstockholders, officers officers, directors and 5% shareholders immediately prior to the Offering Insider Stockholder (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the UnderwriterRepresentative and the biographies of the Insiders (to the extent a biography is intended) contained in the Registration Statement, Sale Preliminary Prospectus and the Prospectus is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrectinaccurate, incorrect or incomplete.
Appears in 2 contracts
Samples: Underwriting Agreement (Quinpario Acquisition Corp.), Underwriting Agreement (Quinpario Acquisition Corp.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (collectively, the “Insiders,” and each individually, an “Insider”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement provided to the Underwriter, Underwriter is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (China Shandong Industries, Inc.), Underwriting Agreement (China Shandong Industries, Inc.)
D&O Questionnaires. To the best of the Company’s knowledgeknowledge after due inquiry, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders named in the section “Management” in the Prospectus immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreements in the form attached hereto as Exhibit A provided to the Underwriter, Underwriters is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Founder Group LTD), Underwriting Agreement (Founder Group LTD)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement in the form attached hereto as Exhibit B provided to the Underwriter, Representatives is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Insider to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Bon Natural Life LTD), Underwriting Agreement (Bon Natural Life LTD)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders stockholders as described in the Offering MaterialsRegistration Statement, the Disclosure Package and the Prospectus, provided to the UnderwriterPlacement Agent, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Placement Agency Agreement (Sonoma Pharmaceuticals, Inc.), Placement Agency Agreement (Sonoma Pharmaceuticals, Inc.)
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders Insiders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package, and the Prospectus provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 2 contracts
Samples: Underwriting Agreement (Treasure Global Inc), Underwriting Agreement (Treasure Global Inc)
D&O Questionnaires. To the Company’s 's knowledge, all information contained in the questionnaires (the “"Questionnaires”") completed by each of the Company’s directors, 's directors and officers and 5% shareholders immediately prior to the Offering (the “"Insiders”") as supplemented by all information concerning the Company’s 's directors, officers and principal shareholders stockholders as described in the Offering MaterialsRegistration Statement, the Disclosure Package and the Prospectus, provided to the UnderwriterPlacement Agent, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 1 contract
D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 510% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders stockholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus, provided to the UnderwriterRepresentative, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.
Appears in 1 contract