Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any: (a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration of Trust”); (b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”); (c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement; (d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series and the Series’ shares, and all amendments thereto; (e) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and (f) Prospectus and Statement of Additional Information of the Series.
Appears in 11 contracts
Samples: Management Agreement (Mainstay Funds), Interim Subadvisory Agreement (Mainstay Funds), Interim Subadvisory Agreement (Mainstay Funds)
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth State of the Commonwealth of Massachusetts Delaware (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration of Trust”);
(b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series and the Series’ shares, and all amendments thereto;
(e) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 11 contracts
Samples: Subadvisory Agreement (Mainstay Vp Funds Trust), Subadvisory Agreement (Mainstay Funds Trust), Subadvisory Agreement (Mainstay Funds Trust)
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trusteach Registrant, as amended from time to time, as filed with the Secretary of the Commonwealth State of Delaware and the Commonwealth of Massachusetts Massachusetts, as applicable (such Declaration Declarations of Trust, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration Declarations of Trust”);
(b) By-Laws of the Trusteach Registrant, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the each Registrant’s Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series and the Series’ shares, and all amendments thereto;
(e) Notification of Registration of the Trust each Registrant under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 9 contracts
Samples: Subadvisory Agreement (Mainstay Funds Trust), Subadvisory Agreement (Mainstay Vp Funds Trust), Subadvisory Agreement (Mainstay Funds Trust)
Documents. The Manager Trust has delivered to the Subadvisor Manager copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the The Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “"Declaration of Trust”");
(b) By-Laws of the Trust, as amended from time to time Trust (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor Manager and approving the form of this Agreement;
(d) Written Instrument to Establish and Designate Separate Series of Shares;
(e) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAN-1A (the "Registration Statement"), as filed with the SEC Commission, relating to the Series each Fund and the Series’ shares, each Fund's Shares and all amendments thereto;
(ef) Notification of Registration of the Trust under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(fg) Each form of Prospectus and Statement of Additional Information of the SeriesTrust (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called collectively the "Prospectus").
Appears in 9 contracts
Samples: Management Agreement (Mainstay Funds), Management Agreement (Mainstay Funds), Management Agreement (Mainstay Funds)
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration Articles of Trust Incorporation of the TrustCompany, as amended from time to time, as filed with the Secretary Department of Assessments and Taxation of the Commonwealth State of the Commonwealth of Massachusetts Maryland (such Declaration Articles of TrustIncorporation, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration Articles of TrustIncorporation”);
(b) By-Laws of the TrustCompany, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees Directors of the Trust Company authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series and the Series’ shares, and all amendments thereto;
(e) Notification of Registration of the Trust Company under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 8 contracts
Samples: Management Agreement (Mainstay Vp Series Fund Inc), Subadvisory Agreement (Icap Funds Inc), Subadvisory Agreement (Eclipse Funds Inc.)
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will promptly deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration of Trust”);
(b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series Fund and the Series’ Fund’s shares, and all amendments thereto;
(e) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the SeriesFund.
Appears in 7 contracts
Samples: Subadvisory Agreement (Clearwater Investment Trust), Subadvisory Agreement (Clearwater Investment Trust), Subadvisory Agreement (Clearwater Investment Trust)
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “Declaration of Trust”);
(b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities 1933 Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series Fund and the Series’ Fund’s shares, and all amendments thereto;
(e) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the SeriesFund.
Appears in 6 contracts
Samples: Subadvisory Agreement (Clearwater Investment Trust), Subadvisory Agreement (Clearwater Investment Trust), Subadvisory Agreement (Clearwater Investment Trust)
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth State of the Commonwealth of Massachusetts Delaware (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration of Trust”);
(b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series Portfolios and the SeriesPortfolios’ shares, and all amendments thereto;
(e) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the SeriesPortfolios.
Appears in 6 contracts
Samples: Subadvisory Agreement (Mainstay Vp Funds Trust), Subadvisory Agreement (Mainstay Vp Funds Trust), Subadvisory Agreement (Mainstay Vp Series Fund Inc)
Documents. The Manager Advisor has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth State of the Commonwealth of Massachusetts Delaware (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration of Trust”);
(b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series and the Series’ shares, and all amendments thereto;
(e) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and;
(f) Prospectus and Statement of Additional Information of the Series;
(g) Advisor’s Proxy Voting Policy; and
(h) Procedures adopted by the Trust’s Board which the Subadvisor is required to comply with.
Appears in 5 contracts
Samples: Investment Subadvisory Agreement (New York Life Investments Active ETF Trust), Subadvisory Agreement (IndexIQ Active ETF Trust), Subadvisory Agreement (IndexIQ Active ETF Trust)
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trusteach Registrant, as amended from time to time, as filed with the Secretary of the Commonwealth State of the Commonwealth of Massachusetts Delaware (such Declaration Declarations of Trust, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration Declarations of Trust”);
(b) By-Laws of the Trusteach Registrant, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the each Registrant’s Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series and the Series’ shares, and all amendments thereto;
(e) Notification of Registration of the Trust each Registrant under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 5 contracts
Samples: Subadvisory Agreement (Mainstay Vp Funds Trust), Subadvisory Agreement (Mainstay Funds), Subadvisory Agreement (Mainstay Funds Trust)
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trusteach Registrant, as amended from time to time, as filed with the Secretary of the Commonwealth State of Delaware and the Commonwealth of Massachusetts Massachusetts, as applicable (such Declaration Declarations of Trust, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration Declarations of Trust”);
(b) By-Laws of the Trusteach Registrant, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the each Registrant’s Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series and the Series’ shares, and all amendments thereto;
(e) Notification of Registration of the Trust each registrant under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 5 contracts
Samples: Subadvisory Agreement (Mainstay Funds Trust), Subadvisory Agreement (Mainstay Funds), Subadvisory Agreement (Mainstay Vp Funds Trust)
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration Articles of Trust Incorporation of the TrustCompany, as amended from time to time, as filed with the Secretary Department of Assessments and Taxation of the Commonwealth State of the Commonwealth of Massachusetts Maryland (such Declaration Articles of TrustIncorporation, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration Articles of TrustIncorporation”);
(b) By-Laws of the TrustCompany, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees Directors of the Trust Company authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series Portfolios and the SeriesPortfolios’ shares, and all amendments thereto;
(e) Notification of Registration of the Trust Company under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the SeriesPortfolios.
Appears in 4 contracts
Samples: Subadvisory Agreement (Mainstay Vp Series Fund Inc), Subadvisory Agreement (Mainstay Vp Series Fund Inc), Subadvisory Agreement (Mainstay Vp Series Fund Inc)
Documents. The Manager has delivered to the Subadvisor Subadviser copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “"Amended and Restated Declaration of Trust”");
(b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor Subadviser and approving the form of this Agreement;
(d) Written Instrument to Establish and Designate Separate Series of Shares;
(e) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC Commission relating to the Series and the Series’ shares' Shares, and all amendments thereto;
(ef) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SECCommission, and all amendments thereto; and
(fg) Prospectus and Statement of Additional Information of the Series.
Appears in 4 contracts
Samples: Sub Advisory Agreement (Mainstay Funds), Sub Advisory Agreement (Mainstay Funds), Sub Advisory Agreement (Mainstay Funds)
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth State of the Commonwealth of Massachusetts Delaware (such Declaration Declarations of Trust, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration Declarations of Trust”);
(b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trust’s Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series and the Series’ shares, and all amendments thereto;
(e) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 4 contracts
Samples: Subadvisory Agreement (Mainstay Vp Funds Trust), Subadvisory Agreement (Mainstay Vp Funds Trust), Subadvisory Agreement (Mainstay Vp Funds Trust)
Documents. The Manager has delivered to the Subadvisor Subadviser copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the The Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “"Declaration of Trust”");
(b) By-Laws of the Trust, as amended from time to time Trust (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) Certified Resolutions of the Board of Trustees of the Trust authorizing the appointment of the Subadvisor Subadviser and approving the form of this Agreement;
(d) Written Instrument to Establish and Designate Separate Series of Shares;
(e) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAlA (the "Registration Statement"), as filed with the SEC Commission relating to the Series Fund and the Series’ shares, Fund's Shares and all amendments thereto;
(ef) Notification of Registration of the Trust under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(fg) Prospectus and Statement of Additional Information of the SeriesTrust (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called the "Prospectus").
Appears in 4 contracts
Samples: Sub Advisory Agreement (Mainstay Funds), Sub Advisory Agreement (Mainstay Funds), Sub Advisory Agreement (Mainstay Funds)
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trusteach Fund, as amended from time to time, as filed with the Secretary of the Commonwealth State of the Commonwealth of Massachusetts Delaware (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration of Trust”);
(b) By-Laws of the Trusteach Fund, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees of the Trust Board authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Each Fund’s Registration Statement under the 1940 Act and the Securities Act of 19331933 Act, as amended, on Form N-lAN-2, as filed with the SEC relating to the Series Fund and the Series’ Fund’s shares, and all amendments thereto;
(e) Notification of Registration of the Trust each Fund under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 3 contracts
Samples: Subadvisory Agreement (Private Advisors Alternative Strategies Fund), Subadvisory Agreement (Private Advisors Alternative Strategies Fund), Subadvisory Agreement (Private Advisors Alternative Strategies Master Fund)
Documents. The Manager Company has delivered to the Subadvisor Manager copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration 1. Articles of Trust Incorporation of the TrustCompany, as amended from time to time, as filed with the Secretary Department of Assessments and Taxation of the Commonwealth State of the Commonwealth of Massachusetts Maryland (such Declaration Articles of TrustIncorporation, as in effect on the date hereof and as amended from time to time, are is herein called the “Declaration Articles of TrustIncorporation”);
(b) 2. By-Laws of the TrustCompany, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) 3. Certified Resolutions of the Trustees Directors of the Trust Company authorizing the appointment of the Subadvisor Manager and approving the form of this Agreement;
(d) 4. Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with N-1A (the SEC relating to the Series and the Series’ shares, and all amendments thereto;
(e) Notification of “Registration of the Trust under the 1940 Act on Form N-8AStatement”), as filed with the SEC, relating to the Funds and the Funds’ Shares and all amendments thereto;
5. Notification of Registration of the Company under the 1940 Act on Form N-8A as filed with the SEC and all amendments thereto; and
(f) 6. The form of Prospectus and Statement of Additional Information of the SeriesCompany pursuant to which the Funds’ shares are offered for sale to the public (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called collectively the “Prospectus”).
Appears in 3 contracts
Samples: Management Agreement (Eclipse Funds Inc.), Management Agreement (Eclipse Funds Inc.), Management Agreement (Eclipse Funds Inc.)
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trusteach Registrant, as amended from time to time, as filed with the Secretary of the Commonwealth State of Delaware and the Commonwealth of Massachusetts Massachusetts, as applicable (such Declaration Declarations of Trust, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration Declarations of Trust”);
(b) By-Laws of the Trusteach Registrant, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the each Registrant’s Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series and the Series’ shares, and all amendments thereto;
(e) Notification of Registration of the Trust each Registrant under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 3 contracts
Samples: Interim Subadvisory Agreement (Mainstay Funds Trust), Interim Subadvisory Agreement (Mainstay Vp Funds Trust), Interim Subadvisory Agreement (Mainstay Funds Trust)
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “Declaration of Trust”);
(b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series and the Series’ shares, and all amendments thereto;
(e) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 3 contracts
Samples: Subadvisory Agreement (Mainstay Funds), Interim Subadvisory Agreement (Mainstay Funds), Subadvisory Agreement (Mainstay Funds)
Documents. The Manager Adviser has delivered to the Subadvisor Subadviser copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the TrustFund, as amended from time to time, as filed with the Secretary of the Commonwealth State of the Commonwealth of Massachusetts Delaware (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration of Trust”);
(b) By-Laws of the TrustFund, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees of the Trust Board authorizing the appointment of the Subadvisor Subadviser and approving the form of this Agreement;
(d) Registration Statement statement under the 1940 Act and the Securities Act of 19331933 Act, as amended, on Form N-lAN-2, as filed with the SEC relating to the Series Fund and the Series’ Fund’s shares, and all amendments thereto;
(e) Any press releases relating to the Fund;
(f) All financial statements of the Fund; and
(g) Notification of Registration of the Trust Fund under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 3 contracts
Samples: Subadvisory Agreement (Eagle Growth & Income Opportunities Fund), Options Strategy Execution and Subadvisory Agreement (Eagle Growth & Income Opportunities Fund), Subadvisory Agreement (THL Credit Senior Loan Fund)
Documents. The Manager Advisor has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth State of the Commonwealth of Massachusetts Delaware (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “Declaration of Trust”);
(b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series and the Series’ shares, and all amendments thereto;
(e) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and;
(f) Prospectus and Statement of Additional Information of the Series;
(g) Advisor’s Proxy Voting Policy; and
(h) Procedures adopted by the Trust’s Board which the Subadvisor is required to comply with.
Appears in 3 contracts
Samples: Investment Subadvisory Agreement (New York Life Investments Active ETF Trust), Subadvisory Agreement (IndexIQ Active ETF Trust), Subadvisory Agreement (IndexIQ Active ETF Trust)
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration Articles of Trust Incorporation of the TrustCompany, as amended from time to time, as filed with the Secretary Department of Assessments and Taxation of the Commonwealth State of the Commonwealth of Massachusetts Maryland (such Declaration Articles of TrustIncorporation, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration Articles of TrustIncorporation”);
(b) By-Laws of the TrustCompany, as amended from time to time time, (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees Directors of the Trust Company authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series and the Series’ shares, and all amendments thereto;
(e) Notification of Registration of the Trust Company under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 2 contracts
Samples: Management Agreement (Eclipse Funds Inc.), Subadvisory Agreement (Eclipse Funds Inc.)
Documents. The Manager has delivered to the Subadvisor Sub-Adviser copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the The Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “"Declaration of Trust”");
(b) By-Laws of the Trust, as amended from time to time Trust (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) Certified Resolutions of the Board of Trustees of the Trust authorizing the appointment of the Subadvisor Sub-Adviser and approving the form of this Agreement;
(d) Written Instrument to Establish and Designate Separate Series of Shares;
(e) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAlA (the "Registration Statement"), as filed with the SEC Commission relating to the Series Fund and the Series’ shares, Fund's Shares and all amendments thereto;
(ef) Notification of Registration of the Trust under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(fg) Prospectus and Statement of Additional Information of the Series.Trust (such
Appears in 2 contracts
Samples: Sub Advisory Agreement (Mainstay Funds), Sub Advisory Agreement (Mainstay Funds)
Documents. The Manager Trust has delivered to the Subadvisor Manager copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the The Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “"Declaration of Trust”");
(b) By-Laws of the Trust, as amended from time to time Trust (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor Manager and approving the form of this Agreement;
(d) Written Instrument to Establish and Designate Separate Series of Shares;
(e) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAlA (the "Registration Statement"), as filed with the SEC Commission, relating to the Series each Fund and the Series’ shares, each Fund's Shares and all amendments thereto;
(ef) Notification of Registration of the Trust under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(fg) Each form of Prospectus and Statement of Additional Information of the SeriesTrust (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called collectively the "Prospectus").
Appears in 2 contracts
Samples: Management Agreement (Mainstay Funds), Management Agreement (Mainstay Funds)
Documents. The Manager Company has delivered to the Subadvisor Manager copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration 1. Articles of Trust Incorporation of the TrustCompany, as amended from time to time, as filed with the Secretary Department of Assessments and Taxation of the Commonwealth State of the Commonwealth of Massachusetts Maryland (such Declaration Articles of TrustIncorporation, as in effect on the date hereof and as amended from time to time, are is herein called the “Declaration Articles of TrustIncorporation”);
(b) 2. By-Laws of the TrustCompany, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) 3. Certified Resolutions of the Trustees Directors of the Trust Company authorizing the appointment of the Subadvisor Manager and approving the form of this Agreement;
(d) 4. Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with N-1A (the SEC relating to the Series and the Series’ shares, and all amendments thereto;
(e) Notification of “Registration of the Trust under the 1940 Act on Form N-8AStatement”), as filed with the SEC, relating to the Portfolios and the Portfolios’ Shares and all amendments thereto;
5. Notification of Registration of the Company under the 1940 Act on Form N-8A as filed with the SEC and all amendments thereto; and
(f) 6. The form of Prospectus and Statement of Additional Information of the SeriesCompany pursuant to which the Portfolios’ shares are offered for sale to the public (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called collectively the “Prospectus”).
Appears in 2 contracts
Samples: Management Agreement (Mainstay Vp Series Fund Inc), Management Agreement (Mainstay Vp Series Fund Inc)
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration of Trust”);
(b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series Fund and the Series’ Fund’s shares, and all amendments thereto;
(e) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the SeriesFund.
Appears in 2 contracts
Samples: Subadvisory Agreement (Clearwater Investment Trust), Subadvisory Agreement (Clearwater Investment Trust)
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration Articles of Trust Incorporation of the TrustCompany, as amended from time to time, as filed with the Secretary Department of Assessments and Taxation of the Commonwealth state of the Commonwealth of Massachusetts Maryland (such Declaration Articles of TrustIncorporation, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration Articles of TrustIncorporation ”);
(b) By-Laws of the TrustCompany, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees Directors of the Trust Company authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series and the Series’ shares, and all amendments thereto;
(e) Notification of Registration of the Trust Company under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 2 contracts
Samples: Interim Subadvisory Agreement (Mainstay Vp Series Fund Inc), Interim Subadvisory Agreement (Mainstay Vp Series Fund Inc)
Documents. The Manager has delivered to the Subadvisor Sub-Adviser copies of each of --------- the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration A. Articles of Trust Incorporation of the TrustCompany, as amended from time to time, as filed with the Secretary of the Commonwealth State of the Commonwealth of Massachusetts Maryland (such Declaration Articles of TrustIncorporation, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration "Articles of Trust”Incorporation");
(b) B. By-Laws of the Trust, as amended from time to time Company (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) C. Certified Resolutions of the Trustees Board of Directors of the Trust Company authorizing the appointment of the Subadvisor Sub-Adviser and approving the form of this Agreement;
(d) D. Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAlA (the "Registration Statement"), as filed with the SEC Securities and Exchange Commission (the "Commission") relating to the Series Fund and the Series’ shares, Fund's Shares and all amendments thereto;
(e) E. Notification of Registration of the Trust Company under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(f) F. Prospectus and Statement of Additional Information of the SeriesFund (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called the "Prospectus").
Appears in 2 contracts
Samples: Sub Advisory Agreement (Mainstay Institutional Funds Inc), Sub Advisory Agreement (Mainstay Institutional Funds Inc)
Documents. The Manager Company has delivered to the Subadvisor Manager copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration 1. Articles of Trust Incorporation of the TrustCompany, as amended from time to time, as filed with the Secretary Department of Assessments and Taxation of the Commonwealth State of the Commonwealth of Massachusetts Maryland (such Declaration Articles of TrustIncorporation, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration Articles of TrustIncorporation”);
(b) 2. By-Laws of the TrustCompany, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) 3. Certified Resolutions of the Trustees Directors of the Trust Company authorizing the appointment of the Subadvisor Manager and approving the form of this Agreement;
(d) 4. Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with N-1A (the SEC relating to the Series and the Series’ shares, and all amendments thereto;
(e) Notification of “Registration of the Trust under the 1940 Act on Form N-8AStatement”), as filed with the SEC, relating to the Funds and the Funds’ Shares and all amendments thereto;
5. Notification of Registration of the Company under the 1940 Act on Form N-8A as filed with the SEC and all amendments thereto; and
(f) 6. The form of Prospectus and Statement of Additional Information of the SeriesCompany pursuant to which the Funds’ Shares are offered for sale to the public (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called collectively the “Prospectus”).
Appears in 2 contracts
Samples: Management Agreement (Icap Funds Inc), Management Agreement (Icap Funds Inc)
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the TrustRegistrant, as amended from time to time, as filed with the Secretary of the Commonwealth of the Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “Declaration of Trust”);
(b) By-Laws of the TrustRegistrant, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Registrant’s Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series and the Series’ shares, and all amendments thereto;
(e) Notification of Registration of the Trust Registrant under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 2 contracts
Samples: Subadvisory Agreement (Mainstay Funds), Subadvisory Agreement (Mainstay Funds)
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration of Trust”);
(b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series Fund and the Series’ Fund’s shares, and all amendments thereto;
(e) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the SeriesFund.
Appears in 2 contracts
Samples: Subadvisory Agreement (Clearwater Investment Trust), Subadvisory Agreement (Clearwater Investment Trust)
Documents. The Manager has delivered to the Subadvisor Subadviser copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the The Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “"Declaration of Trust”");
(b) By-Laws of the Trust, as amended from time to time Trust (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) Certified Resolutions of the Board of Trustees of the Trust authorizing the appointment of the Subadvisor Subadviser and approving the form of this Agreement;
(d) Written Instrument to Establish and Designate Separate Series of Shares;
(e) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAN-1A (the "Registration Statement"), as filed with the SEC Commission relating to the Series Fund and the Series’ shares, Fund's Shares and all amendments thereto;
(ef) Notification of Registration of the Trust under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(fg) Prospectus and Statement of Additional Information of the SeriesTrust (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called the "Prospectus").
Appears in 2 contracts
Samples: Sub Advisory Agreement (Mainstay Funds), Sub Advisory Agreement (Mainstay Funds)
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth Corporations Division of the Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “"Declaration of Trust”");
(b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series and the Series’ ' shares, and all amendments thereto;
(e) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 2 contracts
Samples: Subadvisory Agreement (Mainstay Funds), Subadvisory Agreement (Mainstay Funds)
Documents. The Manager has delivered to the Subadvisor Subadviser copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the The Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “"Declaration of Trust”");
(b) By-Laws of the Trust, as amended from time to time Trust (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) Certified Resolutions of the Board of Trustees of the Trust authorizing the appointment of the Subadvisor Subadviser and approving the form of this Agreement;
(d) Written Instrument to Establish and Designate Separate Series of Shares;
(e) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAN-1A (the "Registration Statement"), as filed with the SEC Commission relating to the Series each Fund and the Series’ shares, each Fund's Shares and all amendments thereto;
(ef) Notification of Registration of the Trust under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(fg) Each Prospectus and Statement of Additional Information of the SeriesTrust (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called collectively the "Prospectus").
Appears in 2 contracts
Samples: Sub Advisory Agreement (Mainstay Funds), Sub Advisory Agreement (Mainstay Funds)
Documents. The Manager Trust has delivered to the Subadvisor Manager copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the The Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “Declaration of Trust”);
(b) By-Laws of the Trust, as amended from time to time Trust (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor Manager and approving the form of this Agreement;
(d) Written Instrument to Establish and Designate Separate Series of Shares;
(e) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAN-1A (the “Registration Statement”), as filed with the SEC Commission, relating to the Series each Fund and the Series’ shares, each Fund’s Shares and all amendments thereto;
(ef) Notification of Registration of the Trust under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(fg) Each form of Prospectus and Statement of Additional Information of the SeriesTrust (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called collectively the “Prospectus”).
Appears in 2 contracts
Samples: Management Agreement (Mainstay Funds), Management Agreement (Mainstay Funds)
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will timely deliver to it all future amendments and supplements, if any:
(a) Declaration The Articles of Trust Incorporation of the Trust, as amended from time to time, as filed with the Secretary Department of Assessments and Taxation of the Commonwealth State of the Commonwealth of Massachusetts Maryland (such Declaration Articles of TrustIncorporation, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration Articles of TrustIncorporation”);
(b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series and the Series’ shares, and all amendments thereto;
(e) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and;
(f) Prospectus and Statement of Additional Information of the Series; and
(g) Copies of Trust procedures, policies and other Trust-related documents that may affect the duties of the Subadvisor.
Appears in 2 contracts
Samples: Subadvisory Agreement (Mainstay Vp Funds Trust), Subadvisory Agreement (Mainstay Vp Funds Trust)
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration The Articles of Trust Incorporation of the TrustCompany, as amended from time to time, as filed with the Secretary Department of Assessments and Taxation of the Commonwealth State of the Commonwealth of Massachusetts Maryland (such Declaration Articles of TrustIncorporation, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration Articles of TrustIncorporation”);
(b) By-Laws of the TrustCompany, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees Directors of the Trust Company authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series and the Series’ shares, and all amendments thereto;
(e) Notification of Registration of the Trust Company under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 1 contract
Documents. The Manager has delivered to the Subadvisor Sub-Adviser copies of each of --------- the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration A. Articles of Trust Incorporation of the TrustCompany, as amended from time to time, as filed with the Secretary of the Commonwealth State of the Commonwealth of Massachusetts Maryland (such Declaration Articles of TrustIncorporation, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration "Articles of Trust”Incorporation");
(b) B. By-Laws of the Trust, as amended from time to time Company (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) C. Certified Resolutions of the Trustees Board of Directors of the Trust Company authorizing the appointment of the Subadvisor Sub-Adviser and approving the form of this Agreement;
(d) ; D. Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAlA (the "Registration Statement"), as filed with the SEC Securities and Exchange Commission (the "Commission") relating to the Series Fund and the Series’ shares, Fund's Shares and all amendments thereto;
(e) E. Notification of Registration of the Trust Company under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(f) and F. Prospectus and Statement of Additional Information of the SeriesFund (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called the "Prospectus").
Appears in 1 contract
Samples: Sub Advisory Agreement (Mainstay Institutional Funds Inc)
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “"Declaration of Trust”");
(b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series and the Series’ ' shares, and all amendments thereto;
(e) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 1 contract
Documents. The Manager Trust has delivered to the Subadvisor Manager copies of each of the --------- following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “"Declaration of Trust”");
(b) By-Laws of the Trust, as amended from time to time Trust (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor Manager and approving the form of this Agreement;
(d) Written Instrument to Establish and Designate Separate Series of Shares;
(e) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAlA (the "Registration Statement"), as filed with the SEC Securities and Exchange Commission (the "Commission") relating to the Series Fund and the Series’ shares, Fund's Shares and all amendments thereto;
(ef) Notification of Registration of the Trust under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(fg) Prospectus and Statement of Additional Information of the SeriesFund (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called the "Prospectus").
Appears in 1 contract
Documents. The Manager Investment Adviser has delivered to the Subadvisor Sub-Adviser copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration Articles of Trust Incorporation of the TrustFund, as amended from time to time, as filed with the Secretary of the Commonwealth The State of the Commonwealth of Massachusetts Maryland (such Declaration of TrustArticles, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration of Trust”"Articles");
(b) By-Laws of the Trust, as amended from time to time Fund (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) Certified Resolutions of the Trustees Board of Directors of the Trust Fund authorizing the appointment of the Subadvisor Sub-Adviser and approving the form of this Agreement;
(d) Written Instrument to Establish and Designate Separate Series of Shares;
(e) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAN-1A (the "Registration Statement"), as filed with the SEC Commission relating to the Series each Portfolio and the Series’ shares, each Portfolio's Shares and all amendments thereto;
(ef) Notification of Registration of the Trust Fund under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(fg) Each Prospectus and Statement of Additional Information of the SeriesFund (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called collectively the "Prospectus").
Appears in 1 contract
Samples: Sub Advisory Agreement (New York Life Mfa Series Fund Inc)
Documents. The Manager Investment Adviser has delivered to the Subadvisor Sub-Adviser copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration A. Articles of Trust Incorporation of the TrustFund, as amended from time to time, as filed with the Secretary of the Commonwealth The State of the Commonwealth of Massachusetts Maryland (such Declaration of TrustArticles, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration of Trust”"Articles");
(b) B. By-Laws of the Trust, as amended from time to time Fund (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) C. Certified Resolutions of the Trustees Board of Directors of the Trust Fund authorizing the appointment of the Subadvisor Sub-Adviser and approving the form of this Agreement;
(d) D. Written Instrument to Establish and Designate Separate Series of Shares;
E. Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAN-1A (the "Registration Statement"), as filed with the SEC Commission relating to the Series each Portfolio and the Series’ shares, each Portfolio's Shares and all amendments thereto;
(e) F. Notification of Registration of the Trust Fund under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(f) G. Each Prospectus and Statement of Additional Information of the SeriesFund (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called collectively the "Prospectus").
Appears in 1 contract
Samples: Sub Advisory Agreement (Mainstay Vp Series Fund Inc)
Documents. The Manager has delivered to the Subadvisor Subadviser copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “"Amended and Restated Declaration of Trust”");
(b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor Subadviser and approving the form of this Agreement;
(d) Written Instrument to Establish and Designate Separate Series of Shares;
(e) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAN-1A, as filed with the SEC Commission relating to the Series and the Series’ shares' Shares, and all amendments thereto;
(ef) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SECCommission, and all amendments thereto; and
(fg) Prospectus and Statement of Additional Information of the Series.
Appears in 1 contract
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth State of the Commonwealth of Massachusetts Delaware (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration of Trust”);
(b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees Trustees/Directors of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series and the Series’ shares, and all amendments thereto;
(e) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 1 contract
Documents. The Manager has delivered to the Subadvisor Subadviser copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “"Declaration of Trust”");
(b) By-Laws of the Trust, as amended from time to time Trust (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor Subadviser and approving the form of this Agreement;
(d) Written Instrument to Establish and Designate Separate Series of Shares;
(e) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAlA (the "Registration Statement"), as filed with the SEC Commission relating to the Series Fund and the Series’ shares, Fund's Shares and all amendments thereto;
(ef) Notification of Registration of the Trust under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(fg) Prospectus and Statement of Additional Information of the SeriesFund (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called the "Prospectus").
Appears in 1 contract
Documents. The Manager Company has delivered to the Subadvisor Manager copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration 1. Articles of Trust Incorporation of the TrustCompany, as amended from time to time, as filed with the Secretary Department of Assessments and Taxation of the Commonwealth State of the Commonwealth of Massachusetts Maryland (such Declaration Articles of TrustIncorporation, as in effect on the date hereof and as amended from time to time, are is herein called the “Declaration Articles of TrustIncorporation”);
(b) 2. By-Laws of the TrustCompany, as amended from time to time time, (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) 3. Certified Resolutions of the Trustees Directors of the Trust Company authorizing the appointment of the Subadvisor Manager and approving the form of this Agreement;
(d) 4. Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAN-1A (the “Registration Statement”), as filed with the SEC Commission, relating to the Series Portfolios and the SeriesPortfolios’ shares, Shares and all amendments thereto;
(e) 5. Notification of Registration of the Trust Company under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(f) 6. The form of Prospectus and Statement of Additional Information of the SeriesCompany pursuant to which the Portfolios’ shares are offered for sale to the public (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called collectively the “Prospectus”).
Appears in 1 contract
Documents. The Manager has delivered to the Subadvisor Subadviser copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the The Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “Declaration of Trust”);
(b) By-Laws of the Trust, as amended from time to time Trust (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Board of Trustees of the Trust authorizing the appointment of the Subadvisor Subadviser and approving the form of this Agreement;
(d) Written Instrument to Establish and Designate Separate Series of Shares;
(e) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAlA (the “Registration Statement”), as filed with the SEC Commission relating to the Series Fund and the Series’ shares, Fund’s Shares and all amendments thereto;
(ef) Notification of Registration of the Trust under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(fg) Prospectus and Statement of Additional Information of the SeriesTrust (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called the “Prospectus”).
Appears in 1 contract
Documents. The Manager has delivered to the Subadvisor Subadviser copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “"Declaration of Trust”");
(b) By-Laws of the Trust, as amended from time to time Trust (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor Subadviser and approving the form of this Agreement;
(d) Written Instrument to Establish and Designate Separate Series of Shares;
(e) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAN-1A (the "Registration Statement"), as filed with the SEC Commission relating to the Series Fund and the Series’ shares, Fund's Shares and all amendments thereto;
(ef) Notification of Registration of the Trust under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(fg) Prospectus and Statement of Additional Information of the SeriesFund (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called the "Prospectus").
Appears in 1 contract
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration The Articles of Trust Incorporation of the Trust, as amended from time to time, as filed with the Secretary Department of Assessments and Taxation of the Commonwealth State of the Commonwealth of Massachusetts Maryland (such Declaration Articles of TrustIncorporation, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration Articles of TrustIncorporation”);
(b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series and the Series’ shares, and all amendments thereto;
(e) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 1 contract
Documents. The Manager Trust has delivered to the Subadvisor Manager copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the The Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “"Declaration of Trust”");
(b) By-Laws of the Trust, as amended from time to time Trust (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor Manager and approving the form of this Agreement;
(d) Written Instrument to Establish and Designate Separate Series of Shares;
(e) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAN-1A (the "Registration Statement"), as filed with the SEC Commission, relating to the Series Fund and the Series’ shares, Fund's Shares and all amendments thereto;
(ef) Notification of Registration of the Trust under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(fg) The form of Prospectus and Statement of Additional Information of the SeriesTrust (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called collectively the "Prospectus").
Appears in 1 contract
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) A. Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the The Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “"Declaration of Trust”");
(b) B. By-Laws of the Trust, as amended from time to time Trust (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) C. Certified Resolutions of the Board of Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) D. Written Instrument to Establish and Designate Separate Series of Shares;
E. Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAN-1A (the "Registration Statement"), as filed with the SEC Commission relating to the Series Fund and the Series’ shares, Fund's Shares and all amendments thereto;
(e) F. Notification of Registration of the Trust under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(f) G. Each Prospectus and Statement of Additional Information of the SeriesTrust (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called collectively the "Prospectus").
Appears in 1 contract
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth State of the Commonwealth of Massachusetts Delaware (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration of Trust”);
(b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series Portfolio and the Series’ Portfolio’s shares, and all amendments thereto;
(e) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 1 contract
Documents. The Manager has delivered to the Subadvisor Sub-Adviser copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the The Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “"Declaration of Trust”");
(b) By-Laws of the Trust, as amended from time to time Trust (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) Certified Resolutions of the Board of Trustees of the Trust authorizing the appointment of the Subadvisor Sub-Adviser and approving the form of this Agreement;
(d) Written Instrument to Establish and Designate Separate Series of Shares;
(e) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAlA (the "Registration Statement"), as filed with the SEC Commission relating to the Series Fund and the Series’ shares, Fund's Shares and all amendments thereto;
(ef) Notification of Registration of the Trust under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 1 contract
Documents. The Manager Company has delivered to the Subadvisor Manager copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration 1. Articles of Trust Incorporation of the TrustCompany, as amended from time to time, as filed with the Secretary Department of Assessments and Taxation of the Commonwealth State of the Commonwealth of Massachusetts Maryland (such Declaration Articles of TrustIncorporation, as in effect on the date hereof and as amended from time to time, are is herein called the “Declaration "Articles of Trust”Incorporation");
(b) 2. By-Laws of the TrustCompany, as amended from time to time time, (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) 3. Certified Resolutions of the Trustees Directors of the Trust Company authorizing the appointment of the Subadvisor Manager and approving the form of this Agreement;
(d) 4. Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAN-1A (the "Registration Statement"), as filed with the SEC Commission, relating to the Series Portfolios and the Series’ shares, Portfolios' Shares and all amendments thereto;
(e) 5. Notification of Registration of the Trust Company under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(f) 6. The form of Prospectus and Statement of Additional Information of the SeriesCompany pursuant to which the Portfolios' shares are offered for sale to the public (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called collectively the "Prospectus").
Appears in 1 contract
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are herein called the “"Declaration of Trust”");
(b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series and the Series’ ' shares, and all amendments thereto;
(e) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 1 contract
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the The Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “"Declaration of Trust”");
(b) By-Laws of the Trust, as amended from time to time Trust (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) Certified Resolutions of the Board of Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Written Instrument to Establish and Designate Separate Series of Shares;
(e) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAN-1A (the "Registration Statement"), as filed with the SEC Commission relating to the Series Fund and the Series’ shares, Fund's Shares and all amendments thereto;
(ef) Notification of Registration of the Trust under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(fg) Each Prospectus and Statement of Additional Information of the SeriesTrust (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called collectively the "Prospectus").
Appears in 1 contract
Documents. The Manager Company has delivered to the Subadvisor Manager copies of each --------- of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration Articles of Trust Incorporation of the TrustCompany, as amended from time to time, as filed with the Secretary of the Commonwealth State of the Commonwealth of Massachusetts Maryland (such Declaration Articles of TrustIncorporation, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration "Articles of Trust”Incorporation");
(b) By-Laws of the Trust, as amended from time to time Company (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) Certified Resolutions of the Trustees Directors of the Trust Company authorizing the appointment of the Subadvisor Manager and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAlA (the "Registration Statement"), as filed with the SEC Securities and Exchange Commission (the "Commission") relating to the Series Fund and the Series’ shares, Fund's Shares and all amendments thereto;
(e) Notification of Registration of the Trust Company under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the SeriesFund (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called the "Prospectus").
Appears in 1 contract
Samples: Management Agreement (Mainstay Institutional Funds Inc)
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration of Trust”);
(b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series Fund and the Series’ Fund’s shares, and all amendments thereto;
(e) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the SeriesFund.
(g) Any applicable policies and procedures of the Trust or Manager with respect to the Subadvisor’s management of the Fund’s Allocated Assets.
Appears in 1 contract
Samples: Subadvisory Agreement (Clearwater Investment Trust)
Documents. The Manager has delivered to the Subadvisor Sub-Adviser copies of each --------- of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “"Declaration of Trust”");
(b) By-Laws of the Trust, as amended from time to time Trust (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor Sub-Adviser and approving the form of this Agreement;
(d) Written Instrument to Establish and Designate Separate Series of Shares;
(e) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAlA (the "Registration Statement"), as filed with the SEC Securities and Exchange Commission (the "Commission") relating to the Series Fund and the Series’ shares, Fund's Shares and all amendments thereto;
(ef) Notification of Registration of the Trust under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(fg) Prospectus and Statement of Additional Information of the SeriesFund (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called the "Prospectus").
Appears in 1 contract
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are herein called the “"Declaration of Trust”");
(b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAN-1A, as filed with the SEC relating to the Series and the Series’ ' shares, and all amendments thereto;
(e) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 1 contract
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trusteach Registrant, as amended from time to time, as filed with the Secretary of the Commonwealth State of Delaware and the Commonwealth of Massachusetts Massachusetts, as applicable (such Declaration Declarations of Trust, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration Declarations of Trust”);
(b) By-Laws of the Trusteach Registrant, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the each Registrant’s Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series and the Series’ shares, and all amendments thereto;
(e) Notification of Registration of the Trust each registrant under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 1 contract
Documents. The Manager has delivered to the Subadvisor Sub-Adviser copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration Articles of Trust Incorporation of the TrustCompany, as amended from time to time, as filed with the Secretary State of the Commonwealth of the Commonwealth of Massachusetts Maryland (such Declaration Articles of TrustIncorporation, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration of Trust”"Articles");
(b) By-Laws of the Trust, as amended from time to time Trust (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) Certified Resolutions of the Trustees Board of Directors of the Trust Company authorizing the appointment of the Subadvisor Sub-Adviser and approving the form of this Agreement;
(d) Resolution of the Board of Directors to authorize Separate Series of Shares;
(e) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAlA (the "Registration Statement"), as filed with the SEC Commission relating to the Series each Portfolio and the Series’ shares, each Portfolio's Shares and all amendments thereto;
(ef) Notification of Registration of the Trust Company under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(fg) Each Prospectus and Statement of Additional Information of the SeriesCompany (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called collectively the "Prospectus").
Appears in 1 contract
Samples: Master Sub Advisory Agreement (New York Life Mfa Series Fund Inc)
Documents. The Manager has delivered to the Subadvisor Subadviser copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust Certificate of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth State of the Commonwealth of Massachusetts Delaware (such Declaration Articles of TrustIncorporation, as in effect on the date hereof and as amended from time to time, are is herein called the “Declaration of Trust”"Trust Instrument");
(b) By-Laws of the Trust, as amended from time to time Trust (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) Certified Resolutions of the Board of Trustees of the Trust authorizing the appointment of the Subadvisor Subadviser and approving the form of this Agreement;
(d) Written Instrument to Establish and Designate Separate Series of Shares;
(e) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAlA (the "Registration Statement"), as filed with the SEC Commission relating to the Series each Fund and the Series’ shares, each Fund's Shares and all amendments thereto;
(ef) Notification of Registration of the Trust under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(fg) Each Prospectus and Statement of Additional Information of the SeriesTrust (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called collectively the "Prospectus").
Appears in 1 contract
Documents. The Manager has delivered to the Subadvisor Subadviser possesses copies of each of the following documents documents, and the Adviser will deliver to it the Subadviser all future amendments and supplementssupplements with respect to such documents, if any:
(a) Declaration of Trust of the TrustFund, as amended from time to time, as filed with the Secretary of the Commonwealth State of the Commonwealth of Massachusetts Delaware (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration of Trust”);
(b) By-Laws of the TrustFund, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees of the Trust Board authorizing the appointment of the Subadvisor Subadviser and approving the form of this Agreement;
(d) Registration Statement statement under the 1940 Act and the Securities Act of 19331933 Act, as amended, on Form N-lAN-2, as filed with the SEC relating to the Series Fund and the Series’ Fund’s shares, and all amendments thereto;
(e) Any press releases relating to the Fund;
(f) All financial statements of the Fund; and
(g) Notification of Registration of the Trust Fund under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 1 contract
Samples: Interim Subadvisory Agreement (Eagle Growth & Income Opportunities Fund)
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth Corporations Division of the Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “Declaration of Trust”);
(b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series and the Series’ shares, and all amendments thereto;
(e) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 1 contract
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth State of the Commonwealth of Massachusetts Delaware (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration of Trust”);
(b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series Portfolio and the Series’ Portfolio’s shares, and all amendments thereto;
(e) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the SeriesPortfolio.
Appears in 1 contract
Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “Declaration of Trust”);
(b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series and the Series’ shares, and all amendments thereto;
(e) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
Appears in 1 contract
Documents. The Manager Trust has delivered to the Subadvisor Manager copies of each of --------- the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “"Declaration of Trust”");
(b) By-Laws of the Trust, as amended from time to time Trust (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor Manager and approving the form of this Agreement;
(d) Written Instrument to Establish and Designate Separate Series of Shares;
(e) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAlA (the "Registration Statement"), as filed with the SEC Securities and Exchange Commission (the "Commission") relating to the Series Fund and the Series’ shares, Fund's Shares and all amendments thereto;
(ef) Notification of Registration of the Trust under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
and (fg) Prospectus and Statement of Additional Information of the SeriesFund (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called the "Prospectus").
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Documents. The Manager has delivered to the Subadvisor copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration of Trust”);
(b) By-Laws of the Trust, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor and approving the form of this Agreement;
(d) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lA, as filed with the SEC relating to the Series and the Series’ shares, and all amendments thereto;
(e) Notification of Registration of the Trust under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(f) Prospectus and Statement of Additional Information of the Series.
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Documents. The Manager Adviser has delivered to the Subadvisor Subadviser copies of each of the following documents and will promptly deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the TrustFund, as amended from time to time, as filed with the Secretary of the Commonwealth of the Commonwealth of Massachusetts time (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are herein called the “Declaration of Trust”);
(b) By-Laws of the TrustFund, as amended from time to time (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “By-Laws”);
(c) Certified Resolutions of the Trustees of the Trust Board authorizing the appointment of the Subadvisor Subadviser and approving the form of this Agreement;
(d) Registration Statement statement under the 1940 Act and the Securities Act of 19331933 Act, as amended, on Form N-lAN-2, as filed with the SEC relating to the Series Fund and the Series’ Fund’s shares, and all amendments thereto;
(e) Any press releases relating to the Fund;
(f) All financial statements of the Fund;
(g) Notification of Registration of the Trust Fund under the 1940 Act on Form N-8A, as filed with the SEC, and all amendments thereto; and
(fh) Prospectus The compliance policies and Statement procedures applicable to the Fund as the same have been approved by the Fund’s Board of Additional Information of Trustees pursuant to Rule 38a-1 under the Series1940 Act.
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Samples: Subadvisory Agreement (VanEck Coastland Online Finance Fund)
Documents. The Manager has delivered to the Subadvisor Sub-Adviser copies of --------- each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “"Declaration of Trust”");
(b) By-Laws of the Trust, as amended from time to time Trust (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) Certified Resolutions of the Trustees of the Trust authorizing the appointment of the Subadvisor Sub-Adviser and approving the form of this Agreement;
(d) Written Instrument to Establish and Designate Separate Series of Shares;
(e) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAlA (the "Registration Statement"), as filed with the SEC Securities and Exchange Commission (the "Commission") relating to the Series Fund and the Series’ shares, Fund's Shares and all amendments thereto;
(ef) Notification of Registration of the Trust under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(fg) Prospectus and Statement of Additional Information of the SeriesFund (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called the "Prospectus").
Appears in 1 contract
Documents. The Manager has delivered to the Subadvisor Sub-Adviser copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the The Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “"Declaration of Trust”");
(b) By-Laws of the Trust, as amended from time to time Trust (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) Certified Resolutions of the Board of Trustees of the Trust and Shareholder o the Fund authorizing the appointment of the Subadvisor Sub-Adviser and approving the form of this Agreement;
(d) Written Instrument to Establish and Designate the Fund as a Separate Series of Shares;
(e) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAlA (the "Registration Statement"), as filed with the SEC Commission relating to the Series Fund and the Series’ shares, Fund's Shares and all amendments thereto;
(ef) Notification of Registration of the Trust under the 1940 Act on Form N-8A, N-8A as filed with the SEC, Commission and all amendments thereto; and
(fg) Prospectus and Statement of Additional Information of the SeriesTrust (such Prospectus and Statement of Additional Information, as currently in effect and as amended or supplemented from time to time, being herein called the "Prospectus").
Appears in 1 contract
Documents. The Manager has delivered to the Subadvisor Sub-Adviser copies of each of the following documents and will deliver to it all future amendments and supplements, if any:
(a) Declaration of Trust of the Trust, as amended from time to time, as filed with the Secretary of the Commonwealth of the The Commonwealth of Massachusetts (such Declaration of Trust, as in effect on the date hereof and as amended from time to time, are is herein called the “"Declaration of Trust”");
(b) By-Laws of the Trust, as amended from time to time Trust (such By-Laws, as in effect on the date hereof and as amended from time to time, are herein called the “"By-Laws”");
(c) Certified Resolutions of the Board of Trustees of the Trust authorizing the appointment of the Subadvisor Sub-Adviser and approving the form of this Agreement;
(d) Written Instrument to Establish and Designate Separate Series of Shares;
(e) Registration Statement under the 1940 Act and the Securities Act of 1933, as amended, on Form N-lAlA (the "Registration Statement"), as filed with the SEC Commission relating to the Series each Fund and the Series’ shares, each Fund's Shares and all amendments thereto;
(ef) Notification of Registration of the Trust under the 1940 Act on Form N-8A, N- 8A as filed with the SEC, Commission and all amendments thereto; and
(fg) Each Prospectus and Statement of Additional Information of the Series.Trust (such
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