Common use of Duties and Responsibilities Clause in Contracts

Duties and Responsibilities. 12 6.2 Rights of the Auction Agent................................ 13 6.3 Auction Agent's Disclaimer................................. 14 6.4 Compensation, Expenses and Indemnification................. 14

Appears in 4 contracts

Samples: Nuveen Auction Agency Agreement (Nuveen Floating Rate Income Opportunity Fund), Nuveen Auction Agency Agreement (Nuveen Floating Rate Income Fund), Nuveen Auction Agency Agreement (Nuveen Quality Preferred Income Fund 2)

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Duties and Responsibilities. 12 6.2 10 3.2 Rights of the Auction Agent................................ 13 6.3 ...................................................................10 3.3 Auction Agent's Disclaimer................................. 14 6.4 Compensation, Expenses and Indemnification................. 14....................................................................11

Appears in 4 contracts

Samples: Broker Dealer Agreement (Calamos Strategic Total Return Fund), Broker Dealer Agreement (Calamos Convertible & High Income Fund), Broker Dealer Agreement (Nuveen Real Estate Income Fund)

Duties and Responsibilities. 12 6.2 Rights of the Auction Agent................................ ...................................................................13 6.3 Auction Agent's Disclaimer................................. ....................................................................14 6.4 Compensation, Expenses and Indemnification................. ....................................................14

Appears in 3 contracts

Samples: Agency Agreement (Calamos Convertible & High Income Fund), Agency Agreement (Calamos Global Total Return Fund), Agency Agreement (Calamos Strategic Total Return Fund)

Duties and Responsibilities. 12 6.2 7 Section 3.02. Rights of the Auction Agent................................ 13 6.3 ................................................................ 8 Section 3.03. The Auction Agent's Disclaimer................................. 14 6.4 Compensation, Expenses and Indemnification................. 14............................................................. 8 ARTICLE IV

Appears in 2 contracts

Samples: Broker Dealer Agreement (Nelnet Inc), Broker Dealer Agreement (Nelnet Inc)

Duties and Responsibilities. 12 6.2 7 Section 3.02. Rights of the Auction Agent................................ 13 6.3 ............................................................... 8 Section 3.03. The Auction Agent's Disclaimer................................. 14 6.4 Compensation, Expenses and Indemnification................. 14............................................................ 8 ARTICLE IV

Appears in 2 contracts

Samples: Broker Dealer Agreement (Nelnet Inc), Broker Dealer Agreement (Nelnet Inc)

Duties and Responsibilities. 12 6.2 7 Section 3.02. Rights of the Auction Agent................................ 13 6.3 ............................................................ 7 Section 3.03. The Auction Agent's Disclaimer................................. 14 6.4 Compensation, Expenses and Indemnification................. 14......................................................... 8 ARTICLE IV

Appears in 2 contracts

Samples: Dealer Agreement (Nelnet Inc), Dealer Agreement (Nelnet Inc)

Duties and Responsibilities. 12 6.2 7 Section 3.02. Rights of the Auction Agent................................ 13 6.3 Agent .......................................................... 8 Section 3.03. The Auction Agent's Disclaimer................................. 14 6.4 Compensation, Expenses and Indemnification................. 14Disclaimer ....................................................... 8 ARTICLE IV

Appears in 2 contracts

Samples: Broker Dealer Agreement (Nelnet Inc), Broker Dealer Agreement (Nelnet Inc)

Duties and Responsibilities. 12 6.2 Rights of the Auction Agent................................ Agent .............................. 13 6.3 Auction Agent's Disclaimer................................. 14 Disclaimer ............................... 13 6.4 Compensation, Expenses and Indemnification................. 14Indemnification ............... 13 7. Miscellaneous ..................................................... 14 7.1

Appears in 1 contract

Samples: Prospect Street High Income Portfolio Inc

Duties and Responsibilities. 12 6.2 Rights of the Auction Agent................................ 13 ....................................................................12 6.3 Auction Agent's Disclaimer................................. 14 .....................................................................13 6.4 Compensation, Expenses Remedies and Indemnification................. .....................................................13 6.5 Compensation of the Broker-Dealers.............................................................14

Appears in 1 contract

Samples: Auction Agent Agreement (Education Loans Inc /De)

Duties and Responsibilities. 12 6.2 Rights of the Auction Agent................................ ...................................... 13 6.3 Auction Agent's Disclaimer................................. ....................................... 14 6.4 Compensation, Expenses and Indemnification................. ....................... 14

Appears in 1 contract

Samples: Nuveen Auction Agency Agreement (Nuveen Tax-Advantaged Dividend Growth Fund)

Duties and Responsibilities. 12 15 6.2 Rights of the Auction Agent................................ 13 ..................................... 15 6.3 Auction Agent's Disclaimer................................. 14 6.4 Compensation, Expenses and Indemnification................. 14...................................... 16 6.4

Appears in 1 contract

Samples: Auction Agent Agreement (Education Loans Inc /De)

Duties and Responsibilities. 12 6.2 7 Section 3.02. Rights of the Auction Agent................................ 13 6.3 Agent ........................................................... 7 Section 3.03. The Auction Agent's Disclaimer................................. 14 6.4 Compensation, Expenses and Indemnification................. 14Disclaimer ........................................................ 8 ARTICLE IV

Appears in 1 contract

Samples: Dealer Agreement (Nelnet Inc)

Duties and Responsibilities. 12 6.2 Rights of the Auction Agent................................ ....................................................................... 13 6.3 Auction Agent's Disclaimer................................. 14 ........................................................................ 13 6.4 Compensation, Expenses Remedies and Indemnification................. ........................................................ 13 6.5 Compensation of the Broker-Dealers................................................................ 14

Appears in 1 contract

Samples: Auction Agent Agreement (Education Capital I LLC)

Duties and Responsibilities. 12 6.2 9 3.2 Rights of the Auction Agent................................ 13 6.3 ...................................................................10 3.3 Auction Agent's Disclaimer................................. 14 6.4 Compensation, Expenses and Indemnification................. 14....................................................................11

Appears in 1 contract

Samples: Calamos Convertible Opportunities & Income Fund

Duties and Responsibilities. 12 14 6.2 Rights of the Auction Agent................................ 13 ...............................14 6.3 Auction Agent's Disclaimer................................. 14 ................................15 6.4 Compensation, Expenses Remedies and Indemnification................. 14................15 6.5 Compensation of the Broker-Dealers........................16

Appears in 1 contract

Samples: Auction Agent Agreement (Classnotes Inc)

Duties and Responsibilities. 12 6.2 Rights of the Auction Agent................................ ...................................... 13 6.3 Auction Agent's Disclaimer................................. 14 ....................................... 13 6.4 Compensation, Expenses and Indemnification................. ....................... 14

Appears in 1 contract

Samples: Nuveen Auction Agency Agreement (Nuveen Real Estate Income Fund)

Duties and Responsibilities. 12 15 6.2 Rights of the Auction Agent................................ 13 ................................... 15 6.3 Auction Agent's Disclaimer................................. 14 6.4 Compensation, Expenses and Indemnification................. 14.................................... 16 6.4

Appears in 1 contract

Samples: Auction Agent Agreement (Education Loans Inc /De)

Duties and Responsibilities. 12 14 6.2 Rights of the Auction Agent................................ 13 ................................14 6.3 Auction Agent's Disclaimer................................. 14 .................................15 6.4 Compensation, Expenses Remedies and Indemnification................. 14.................15 6.5 Compensation of the Broker-Dealers.........................16

Appears in 1 contract

Samples: Auction Agent Agreement (Classnotes Inc)

Duties and Responsibilities. 12 14 6.2 Rights of the Auction Agent................................ 13 ........................................................... 14 6.3 Auction Agent's Disclaimer................................. 14 ............................................................ 15 6.4 Compensation, Expenses and Indemnification................. 14............................................ 15 7. MISCELLANEOUS.................................................................................. 16 7.1

Appears in 1 contract

Samples: Auction Agent Agreement (Eaton Vance Floating-Rate Income Trust)

Duties and Responsibilities. 12 13 6.2 Rights of the Auction Agent................................ ............................................................. 13 6.3 Auction Agent's Disclaimer................................. .............................................................. 14 6.4 Compensation, Expenses Remedies and Indemnification................. 14.............................................. 14 6.5 Compensation of the Broker-Dealers...................................................... 15

Appears in 1 contract

Samples: Auction Agent Agreement (Education Loans Inc /De)

Duties and Responsibilities. 12 6.2 Rights of the Auction Agent................................ ........................................................13 6.3 Auction Agent's Disclaimer................................. 14 .........................................................13 6.4 Compensation, Expenses Remedies and Indemnification................. .........................................13 6.5 Compensation of the Broker-Dealers.................................................14

Appears in 1 contract

Samples: Auction Agent Agreement (Education Funding Capital Trust I)

Duties and Responsibilities. 12 6.2 Rights of the Auction Agent................................ 13 ...................................................................12 6.3 Auction Agent's Disclaimer................................. 14 ....................................................................13 6.4 Compensation, Expenses and Indemnification................. 14....................................................13

Appears in 1 contract

Samples: Calamos Convertible Opportunities & Income Fund

Duties and Responsibilities. 12 14 6.2 Rights of the Auction Agent................................ 13 ................................. 14 6.3 Auction Agent's Disclaimer................................. 14 .................................. 15 6.4 Compensation, Expenses Remedies and Indemnification................. 14.................. 15 6.5 Compensation of the Broker-Dealers.......................... 16

Appears in 1 contract

Samples: Broker Dealer Agreement (Education Loans Inc /De)

Duties and Responsibilities. 12 13 6.2 Rights of the Auction Agent................................ Agent ........................................................ 13 6.3 Auction Agent's Disclaimer................................. Disclaimer ......................................................... 14 6.4 Compensation, Expenses Remedies and Indemnification................. 14Indemnification ......................................... 14 6.5 Compensation of the Broker-Dealers ................................................. 15

Appears in 1 contract

Samples: Auction Agent Agreement (Education Loans Inc /De)

Duties and Responsibilities. 12 13 6.2 Rights of the Auction Agent................................ .................................13 6.3 Auction Agent's Disclaimer................................. ..................................14 6.4 Compensation, Expenses Remedies and Indemnification................. 14..................14 6.5 Compensation of the Broker-Dealers..........................15

Appears in 1 contract

Samples: Auction Agent Agreement (Education Loans Inc /De)

Duties and Responsibilities. 12 6.2 9 3.2 Rights of the Auction Agent................................ 13 6.3 ................................... 10 3.3 Auction Agent's Disclaimer................................. 14 6.4 Compensation, Expenses and Indemnification................. 14.................................... 11

Appears in 1 contract

Samples: Nuveen Broker Dealer Agreement (Nuveen Tax-Advantaged Dividend Growth Fund)

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Duties and Responsibilities. 12 6.2 7 3.2 Rights of the Auction Agent................................ 13 6.3 .....................................................................7 3.3 Auction Agent's Disclaimer................................. 14 6.4 Compensation, Expenses and Indemnification................. 14......................................................................7

Appears in 1 contract

Samples: Nuveen Senior Income Fund

Duties and Responsibilities. 12 20 6.2 Rights of the Auction Agent................................ 13 ..................21 6.3 Auction Agent's Disclaimer................................. 14 ...................22 6.4 Compensation, Expenses and Indemnification................. 14..............................22 7. Miscellaneous...........................................22 7.1

Appears in 1 contract

Samples: Auction Agency Agreement (Alliance National Municipal Income Fund)

Duties and Responsibilities. 12 6.2 Rights of the Auction Agent................................ Agent ............................. 13 6.3 Auction Agent's Disclaimer................................. 14 Disclaimer .............................. 13 6.4 Compensation, Expenses Remedies and Indemnification................. Indemnification .............. 13 6.5 Compensation of the Broker-Dealers ...................... 14

Appears in 1 contract

Samples: Auction Agent Agreement (Education Capital I LLC)

Duties and Responsibilities. 12 22 6.2 Rights of the Auction Agent................................ 13 .......................................... 23 6.3 Auction Agent's Disclaimer................................. 14 ........................................... 24 6.4 Compensation, Expenses and Indemnification................. 14........................... 24

Appears in 1 contract

Samples: Auction Agency Agreement (Van Kampen California Value Municipal Income Trust)

Duties and Responsibilities. 12 14 6.2 Rights of the Auction Agent................................ 13 .......................................14 6.3 Auction Agent's Disclaimer................................. 14 ........................................15 6.4 Compensation, Expenses Remedies and Indemnification................. 14........................15 6.5 Compensation of the Broker-Dealers................................16

Appears in 1 contract

Samples: Auction Agent Agreement (Education Loans Inc /De)

Duties and Responsibilities. 12 8 6.2 Rights of the Auction Agent................................ 13 .....................................................................8 6.3 Auction Agent's Disclaimer................................. 14 ......................................................................9 6.4 Compensation, Expenses and Indemnification................. 14......................................................9

Appears in 1 contract

Samples: Auction Agent Agreement (Nuveen Senior Income Fund)

Duties and Responsibilities. 12 15 6.2 Rights of the Auction Agent................................ 13 .................................... 15 6.3 Auction Agent's Disclaimer................................. 14 6.4 Compensation, Expenses and Indemnification................. 14..................................... 16 6.4

Appears in 1 contract

Samples: Auction Agent Agreement (Eaton Vance Credit Opportunities Fund)

Duties and Responsibilities. 12 6.2 9 3.2 Rights of the Auction Agent................................ 13 6.3 ........................................................... 10 3.3 Auction Agent's Disclaimer................................. 14 6.4 Compensation, Expenses and Indemnification................. 14............................................................ 10 4. MISCELLANEOUS..................................................................................... 11 4.1 Termination........................................................................... 11 4.2 Participant in Securities Depository.................................................. 11 4.3 Payment of Interest in Same-Day Funds................................................. 11 4.4 Communications........................................................................ 11 4.5

Appears in 1 contract

Samples: Broker Dealer Agreement (Nuveen Tax Advantaged Total Return Strategy Fund)

Duties and Responsibilities. 12 6.2 8 Section 3.02. Rights of the Auction Agent................................ 13 6.3 ............................................................... 8 Section 3.03. The Auction Agent's Disclaimer................................. 14 6.4 Compensation, Expenses and Indemnification................. 14............................................................ 8 ARTICLE IV

Appears in 1 contract

Samples: Broker Dealer Agreement (Nelnet Inc)

Duties and Responsibilities. 12 22 6.2 Rights of the Auction Agent................................ 13 ........................................... 23 6.3 Auction Agent's Disclaimer................................. 14 ............................................ 23 6.4 Compensation, Expenses and Indemnification................. 14....................................................... 24

Appears in 1 contract

Samples: Auction Agency Agreement (Van Kampen Advantage Municipal Income Trust Ii)

Duties and Responsibilities. 12 14 6.2 Rights of the Auction Agent................................ 13 ..................................... 14 6.3 Auction Agent's Disclaimer................................. 14 ...................................... 15 6.4 Compensation, Expenses Remedies and Indemnification................. 14...................... 15 6.5 Compensation of the Broker-Dealers.............................. 16

Appears in 1 contract

Samples: Auction Agent Agreement (Education Loans Inc /De)

Duties and Responsibilities. 12 6.2 Rights of the Auction Agent................................ ........................................ 13 6.3 Auction Agent's Disclaimer................................. 14 ......................................... 13 6.4 Compensation, Expenses Remedies and Indemnification................. ......................... 13 6.5 Compensation of the Broker-Dealers................................. 14

Appears in 1 contract

Samples: Auction Agent Agreement (Education Capital I LLC)

Duties and Responsibilities. 12 6.2 Rights of the Auction Agent................................ ..................................13 6.3 Auction Agent's Disclaimer................................. ...................................14 6.4 Compensation, Expenses and Indemnification................. ...................14

Appears in 1 contract

Samples: Nuveen Real Estate Income Fund

Duties and Responsibilities. 12 6.2 9 3.2 Rights of the Auction Agent................................ 13 6.3 ...................................... 10 3.3 Auction Agent's Disclaimer................................. 14 6.4 Compensation, Expenses and Indemnification................. 14....................................... 11

Appears in 1 contract

Samples: Broker Dealer Agreement (Nuveen Real Estate Income Fund)

Duties and Responsibilities. 12 6.2 Rights of the Auction Agent................................ 13 ................................12 6.3 Auction Agent's Disclaimer................................. 14 .................................13 6.4 Compensation, Expenses Remedies and Indemnification................. .................13 6.5 Compensation of the Broker-Dealers.........................14

Appears in 1 contract

Samples: Auction Agent Agreement (Education Loans Inc /De)

Duties and Responsibilities. 12 10 6.2 Rights of the Auction Agent................................ 13 .........................................11 6.3 Auction Agent's Disclaimer................................. 14 ..........................................11 6.4 Compensation, Expenses and Indemnification................. 14..........................11

Appears in 1 contract

Samples: Auction Agent Agreement (Eaton Vance Senior Income Trust)

Duties and Responsibilities. 12 6.2 10 4.2 Rights of the Auction Agent................................ 13 6.3 .......................................................... 11 4.3 Auction Agent's Disclaimer................................. 14 6.4 ........................................................... 12 4.4 Compensation, Expenses and Indemnification................. 14........................................... 12 5. MISCELLANEOUS.................................................................................... 12 5.1

Appears in 1 contract

Samples: Nuveen Auction Agency Agreement (Nuveen Tax Advantaged Total Return Strategy Fund)

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