Execution Policy. The Company satisfies the following conditions when carrying out client orders: a) ensures that orders executed on behalf of clients are promptly and accurately rec- orded and allocated; b) carries out otherwise comparable client orders sequentially and promptly unless the characteristics of the order or prevailing market conditions make this impracticable, or the interests of the client require otherwise; c) Informs a retail client about any material difficulty relevant to the proper carrying out of orders promptly upon becoming aware of the difficulty. Dealing Room is the relevant department of the Company, to which the order execution policy mainly applies. The Company proceeds with the establishment and maintenance of an Order Execution Policy, in order to ensure compliance with the obligation to execute orders on terms most favourable to the clients and to achieve the best possible results for its clients, taking into consideration its clients’ ability, needs and trading policies, where applicable and possible. The policy outlines the process that the Company follows when executing trades, and assure taking all reasonable steps to consistently obtain the best possible result for clients through its order execution policy. It is noted however that when executing an order following a specific client instruction, the Company executes the order in line with those instructions and considers that it has discharged its best execution obligations.
Appears in 4 contracts
Samples: Client Agreement, Client Agreement, Client Agreement
Execution Policy. The Company satisfies the following conditions when carrying out client orders:
a) ensures that orders executed on behalf of clients are promptly and accurately rec- orded recorded and allocated;
b) carries out otherwise comparable client orders sequentially and promptly unless the characteristics of the order or prevailing market conditions make this impracticable, or the interests of the client require otherwise;
c) Informs a retail client about any material difficulty relevant to the proper carrying out of orders promptly upon becoming aware of the difficulty. Dealing Room is the relevant department of the Company, to which the order execution policy mainly applies. The Company proceeds with the establishment and maintenance of an Order Execution Policy, in order to ensure compliance with the obligation to execute orders on terms most favourable to the clients and to achieve the best possible results for its clients, taking into consideration its clients’ ability, needs and trading policies, where applicable and possible. The policy outlines the process that the Company follows when executing trades, trades and assure taking all reasonable steps to consistently obtain the best possible result for clients through its order execution policy. It is noted however that when executing an order following a specific client instruction, the Company executes the order in line with those instructions and considers that it has discharged its best execution obligations.
Appears in 1 contract
Samples: Client Agreement
Execution Policy. The Company satisfies the following conditions when carrying out client orders:
a) ensures that orders executed on behalf of clients are promptly and accurately rec- orded and allocated;
b) carries out otherwise comparable client orders sequentially and promptly unless the characteristics of the order or prevailing market conditions make this impracticable, or the interests of the client require otherwise;
c) Informs a retail client about any material difficulty relevant to the proper carrying out of orders promptly upon becoming aware of the difficulty. Dealing Room is the relevant department of the Company, to which the order execution policy mainly applies. The Company proceeds with the establishment and maintenance of an Order Execution Policy, in order to ensure compliance with the obligation to execute orders on terms most favourable to the clients and to achieve the best possible results for its clients, taking into consideration its clients’ ability, needs and trading policies, where applicable and possible. The policy outlines the process that the Company follows when executing trades, trades and assure taking all reasonable steps to consistently obtain the best possible result for clients through its order execution policy. It is noted however that when executing an order following a specific client instruction, the Company executes the order in line with those instructions and considers that it has discharged its best execution obligations.
Appears in 1 contract
Samples: Client Agreement