Extension Trades. From time to time a particular holding may be sold and a different issue purchased in its stead (an “extension trade”). An extension trade allows the seller to realize a gain on the issue being sold, while reinvesting the proceeds (ex the gain) into other paper. Table of Contents **************** Each Lender should regularly analyze these guidelines to determine their continued appropriateness, recognizing that all investments bear risk and that return of principal is not assured. Please indicate your acceptance of these guidelines by signing in the space provided below. JPMorgan Trust I on behalf of its series listed above: By: /s/ Xxxxxx X. Xxxxx Name: Xxxxxx X. Xxxxx Title: Senior Vice President Date: August 26, 2005 JPMorgan Trust II on behalf of its series listed above: By: /s/ Xxxxxx X. Xxxxx Name: Xxxxxx X. Xxxxx Title: Senior Vice President Date: August 26, 2005 Table of Contents Repurchase Agreement Guidelines Repurchase Agreement Guidelines
Extension Trades. From time to time a particular holding may be sold and a different issue purchased in its stead (an “extension trade”). An extension trade allows the seller to realize a gain on the issue being sold, while reinvesting the proceeds (ex the gain) into other paper. **************** Each Lender should regularly analyze these guidelines to determine their continued appropriateness, recognizing that all investments bear risk and that return of principal is not assured. Please indicate your acceptance of these guidelines by signing in the space provided below. JPMorgan Institutional Trust on behalf of its series listed above: By: /s/ Xxxxxx X. Xxxxx Name: Xxxxxx X. Xxxxx Title: Senior Vice President Date: September 26, 2005 Repurchase Agreement Guidelines
Extension Trades. From time to time a particular holding may be sold and a different issue purchased in its stead (an “extension trade”). An extension trade allows the seller to realize a gain on the issue being sold, while reinvesting the proceeds (ex the gain) into other paper. In such cases the gain, as measured by the excess of the sale price over the amortized cost of the holding being sold, shall be subject to the earnings sharing arrangement between JPMorgan and Lender as set out in the Bank compensation (or analogous) section of the Securities Lending Agreement to which these guidelines are annexed. Each Lender should regularly analyze these guidelines to determine their continued appropriateness, recognizing that all investments bear risk and that return of principal is not assured. Please indicate your acceptance of these guidelines by signing in the space provided below. One Group Mutual Funds on behalf of its series listed above By: /s/ Xxxxxx X. Xxxxx Name: Xxxxxx X. Xxxxx Title: Senior Vice President Date: October 8, 0000 Xxxxxxxx 1 JPMorgan Chase Bank Securities Lending Investment Guidelines Separate Account For Each of the Following Funds One Group International Equity Index Fund One Group Diversified International Fund
Extension Trades. From time to time a particular holding may be sold and a different issue purchased in its stead (an "extension trade"). An extension trade allows the seller to realize a gain on the issue being sold, while reinvesting the proceeds (ex the gain) into other paper. In such cases the gain, as measured by the excess of the sale price over the amortized cost of the holding being sold, shall be subject to the earnings sharing arrangement between JPMorgan and Lender as set out in the Bank compensation (or analogous) section of the Securities Lending Agreement to which these guidelines are annexed. **************** Each Lender should regularly analyze these guidelines to determine their continued appropriateness, recognizing that all investments bear risk and that return of principal is not assured. Please indicate your acceptance of these guidelines by signing in the space provided below. By: --------------------------------- Name: ------------------------------- Title: ------------------------------ Date: ------------------------------- APPENDIX 2 JPMORGAN CHASE BANK SECURITIES LENDING APPROVED BORROWERS BORROWERS LOCATED IN THE U.S. - ABN AMRO Inc. - ABN AMRO Bank N.V., New York Branch - ABN AMRO Sage Corporation - Alpine Associates - Abbey National Securities Inc. - Banc of America Securities LLC - Banc One Capital Markets, Inc. - Barclays Capital, Inc. - Bear Stearns & Co., Inc. - Bear Stearns Securities Corp - Bleichroedex (Xxxxold & S.), Inc. - Haxxxx Xxsbitt Corp. - BNP Paribas Securitxxx Xxxp. - Cantor, Fixxxxxxxx Xxxxxitie - CIBC World Markets Corp. - Citadel Tradinx Xxxxx X.L.C. - Citigroup Global Markets Inc. - Commerzbank Capital Markets Corporation - Credit Lyonnais Securities (USA) Inc. - Credit Suisse First Boston LLC - Deutsche Bank Securities Inc. - Dresdner Kleinwort Wasserstein Securities LLC - Fimat USA, Inc. - Fortis Securities, XXX - G.X. Clarke & Co. - Garban Corporates, LLC - Garban LLC - Goldman, Xxxxx & Co. - Greenwich Capital Markets, Inc. - HSBC Sexxxxxxxs,(XXX) Inc. - HBK Global Securities L.P. - ING Financial Markets LLC - JPMorgan Chase Bank** - JPMorgan Securities Inc. ** - Jefferies & Company, Inc. - KDC MERGER ARBITRAGE FUND, L.P. - LaXxxxxxx Xinancial Services, Inc. - Lazard Freres & Co. LLC - Lxxx Xxxxx Wood Walker, Inc. - Lehman Brothers Inc - Maple Securxxxxs XXX Xxx. - Xxrrill Lynch Xxxxxxment Securities Inc. - Merrill Lynch, Pierce, Fxxxxx & Xxxxx Inc. - Mesirow Financial - Xxxxxx Securities USA, Xxx. - Xxxgan Stanley & Co. ...
Extension Trades. From time to time a particular holding may be sold and a different issue purchased in its stead (an “extension trade”). An extension trade allows the seller to realize a gain on the issue being sold, while reinvesting the proceeds (ex the gain) into other paper. Table of Contents **************** Each Lender should regularly analyze these guidelines to determine their continued appropriateness, recognizing that all investments bear risk and that return of principal is not assured. Please indicate your acceptance of these guidelines by signing in the space provided below. JPMorgan Trust II on behalf of its series listed above: By: /s/ Xxxxxx X. Xxxxx Name: Xxxxxx X. Xxxxx Title: Senior Vice President Date: August 26, 2005 JPMorgan Investment Trust on behalf of its series listed above: By: /s/ Xxxxxx X. Xxxxx Name: Xxxxxx X. Xxxxx Title: Senior Vice President Date: August 26, 2005 Table of Contents Appendix 1 JPMorgan Chase Bank, N.A. Securities Lending Investment Guidelines Separate Account for each of the following Funds JPMorgan Diversified Mid Cap Fund JPMorgan Equity Income Fund JPMorgan Equity Index Fund JPMorgan Large Cap Growth Fund* JPMorgan Large Cap Value Fund JPMorgan Market Expansion Index Fund JPMorgan Diversified Mid Cap Growth Fund JPMorgan Diversified Mid Cap Value Fund JPMorgan Small Cap Growth Fund JPMorgan Small Cap Value Fund JPMorgan Technology Fund* JPMorgan Growth & Income Fund* JPMorgan Capital Growth Fund* JPMorgan Small Cap Equity Fund* JPMorgan Mid Cap Value Fund* JPMorgan US Equity Fund* JPMorgan Mid Cap Growth Fund* JPMorgan Dynamic Small Cap Fund* JPMorgan U.S. Small Company Fund –* JPMorgan Small Cap Core Fund* JPMorgan Diversified Fund – Large Cap* JPMorgan Diversified Fund – Small Cap* JPMorgan Disciplined Equity Fund* JPMorgan Mid Cap Equity Fund* JPMorgan Investment Trust Balanced Portfolio* JPMorgan Investment Trust Equity Index Portfolio JPMorgan Investment Trust Large Cap Growth Portfolio JPMorgan Investment Trust Diversified Equity Portfolio JPMorgan Investment Trust Mid Cap Growth Portfolio JPMorgan Investment Trust Diversified Mid Cap Portfolio JPMorgan Investment Trust Mid Cap Value Portfolio
Extension Trades. From time to time a particular holding may be sold and a different issue purchased in its stead (an “extension trade”). An extension trade allows the seller to realize a gain on the issue being sold, while reinvesting the proceeds (ex the gain) into other paper. Table of Contents **************** Each Lender should regularly analyze these guidelines to determine their continued appropriateness, recognizing that all investments bear risk and that return of principal is not assured. Please indicate your acceptance of these guidelines by signing in the space provided below. JPMorgan Trust I on behalf of its series listed above: By: /s/ Xxxxxx X. Xxxxx Name: Xxxxxx X. Xxxxx Title: Senior Vice President Date: August 26, 2005 JPMorgan Trust II on behalf of its series listed above: By: /s/ Xxxxxx X. Xxxxx Name: Xxxxxx X. Xxxxx Title: Senior Vice President Date: August 26, 2005 X.X. Xxxxxx Xxxxxxx Mutual Fund Group, Inc. on behalf of the JPMorgan Mid Cap Value Fund By: /s/ Xxxxxx X. Xxxxx Name: Xxxxxx X. Xxxxx Title: Senior Vice President Date: August 26, 2005 X.X. Xxxxxx Mutual Fund Investment Trust on behalf of the JPMorgan Mid Cap Growth Fund By: /s/ Xxxxxx X. Xxxxx Name: Xxxxxx X. Xxxxx Title: Senior Vice President Date: August 26, 2005 JPMorgan Investment Trust on behalf of its series listed above: By: /s/ Xxxxxx X. Xxxxx Name: Xxxxxx X. Xxxxx Title: Senior Vice President Date: August 26, 2005 Table of Contents Appendix 1 JPMorgan Chase Bank, N.A. Securities Lending Investment Guidelines Separate Account For Each of the Following Funds JPMorgan Government Bond Fund JPMorgan Treasury & Agency Fund JPMorgan Investment Trust Government Bond Portfolio
Extension Trades. From time to time a particular holding may be sold and a different issue purchased in its stead (an “extension trade”). An extension trade allows the seller to realize a gain on the issue being sold, while reinvesting the proceeds (ex the gain) into other paper. Table of Contents **************** Each Lender should regularly analyze these guidelines to determine their continued appropriateness, recognizing that all investments bear risk and that return of principal is not assured. Please indicate your acceptance of these guidelines by signing in the space provided below. JPMorgan Trust II on behalf of its series listed above: By: /s/ Xxxxxx X. Xxxxx Name: Xxxxxx X. Xxxxx Title: Senior Vice President Date: August 26, 2005 Table of Contents Appendix 1 JPMorgan Chase Bank, N.A. Securities Lending Investment Guidelines Separate Account For each of the Following Funds
Extension Trades. From time to time a particular holding may be sold and a different issue purchased in its stead (an “extension trade”). An extension trade allows the seller to realize a gain on the issue being sold, while reinvesting the proceeds (ex the gain) into other paper. Table of Contents **************** Each Lender should regularly analyze these guidelines to determine their continued appropriateness, recognizing that all investments bear risk and that return of principal is not assured. Please indicate your acceptance of these guidelines by signing in the space provided below. JPMorgan Trust II on behalf of its series listed above: By: /s/ Xxxxxx X. Xxxxx Name: Xxxxxx X. Xxxxx Title: Senior Vice President Date: August 26, 2005 Table of Contents Appendix 1 JPMorgan Chase Bank, N.A. Securities Lending Investment Guidelines Separate Account For each of the Following Funds JPMorgan International Equity Index Fund JPMorgan International Equity Fund JPMorgan Intrepid European Fund JPMorgan International Opportunities Fund JPMorgan Japan Fund JPMorgan International Value Fund JPMorgan Global Healthcare Fund JPMorgan Asia Equity Fund
Extension Trades. From time to time a particular holding may be sold and a different issue purchased in its stead (an “extension trade”). An extension trade allows the seller to realize a gain on the issue being sold, while reinvesting the proceeds (ex the gain) into other paper. In such cases the gain, as measured by the excess of the sale price over the amortized cost of the holding being sold, shall be subject to the earnings sharing arrangement between JPMorgan and Lender as set out in the Bank compensation (or analogous) section of the Securities Lending Agreement to which these guidelines are annexed. Each Lender should regularly analyze these guidelines to determine their continued appropriateness, recognizing that all investments bear risk and that return of principal is not assured. Please indicate your acceptance of these guidelines by signing in the space provided below. One Group Investment Trust on behalf of its series listed above By: /s/ Xxxxxx X. Xxxxx Name: Xxxxxx X. Xxxxx Title: Senior Vice President Date: October 8, 0000 Xxxxxxxx 1 JPMorgan Chase Bank Securities Lending Investment Guidelines Separate Account For Each of the following: One Group Mid Cap Value Portfolio One Group Large Cap Growth Portfolio One Group Diversified Mid Cap Portfolio One Group Diversified Equity Portfolio One Group Equity Index Portfolio One Group Balanced Portfolio One Group Mid Cap Growth Portfolio
Extension Trades. From time to time a particular holding may be sold and a different issue purchased in its stead (an “extension trade”). An extension trade allows the seller to realize a gain on the issue being sold, while reinvesting the proceeds (ex the gain) into other paper. In such cases the gain, as measured by the excess of the sale price over the amortized cost of the holding being sold, shall be subject to the earnings sharing arrangement between and Lender as set out in the Agent compensation (or analogous) section of the Agreement to which these guidelines are annexed. **************** Each Lender should regularly analyze these guidelines to determine their continued appropriateness, recognizing that all investments bear risk and that return of principal is not assured. Please indicate your acceptance of these guidelines by signing in the space provided below. By: /s/ Xxxxxx X. Xxxxxxxxx Name: Name: Xxxxxx X. Xxxxxxxxx Title: President Date: Schedule IV to the Global Securities Lending Agency Agreement, Between CITIBANK, N.A., As the Agent and the Lender Fees And Revenue Percentage Payment By the Lender Pursuant to section 8.b. of the Agency Agreement, the Lender agrees to pay to the Agent 30% of (i) the investment income (net of rebates) on cash Collateral delivered to the Agent on the Lender’s behalf in respect of any Loans by the Borrowers and (ii) fees paid by a Borrower with respect to a Loan for which non-cash Collateral is provided. Other Fees: Schedule V to the Global Securities Lending Agency Agreement, Between CITIBANK, N.A., As the Agent and the Lender Cutoff Times For Returns and Other Notices
