Government Benefit Plan. A plan established and maintained by a state, municipality, or any agency of a state or municipality, for the benefit of its employees, with total assets in excess of $5 million.
Government Benefit Plan. A plan established and maintained by a state, municipality, or any agency of a state or municipality, for the benefit of its employees, with total assets in excess of $5,000,000. [ ] Non-Profit Entity. An organization described in Section 501(c)(3) of the Internal Revenue Code, as amended, with total assets in excess of $5,000,000 (including endowment, annuity and life income funds), as shown by the organization’s most recent audited financial statements. [ ] Other Institutional Investor (check one). [ ] A bank, as defined in Section 3(a)(2) of the Securities Act (whether acting for its own account or in a fiduciary capacity); [ ] A savings and loan association or similar institution, as defined in Section 3(a)(5)(A) of the Securities Act (whether acting for its own account or in a fiduciary capacity; [ ] A Placement Agent-dealer registered under the Securities Exchange Act of 1934, as amended; [ ] An insurance company, as defined in section 2(13) of the Securities Act; [ ] A “business development company,” as defined in Section 2(a)(48) of the Investment Company Act; [ ] A small business investment company licensed under Section 301(c) or (d) of the Small Business Investment Act of 1958, as amended; or [ ] A “private business development company” as defined in Section 202(a)(22) of the Investment Advisers Act of 1940, as amended. [ ] Executive Officer or Director. A natural person who is an executive officer, director or managing member of the Company.
Government Benefit Plan. A plan established and maintained by a state, its political subdivisions, or any agency or instrumentality of a state or its political subdivisions, for the benefit of its employees, if such plan has total assets in excess of $5,000,000. Annex A 2 ☐ Other Institutional Investor (check one). ☐ A bank as defined in Section 3(a)(2) of the Securities Act, or any savings and loan association or other institution as defined in Section 3(a)(5)(A) of the Securities Act, whether acting in its individual or fiduciary capacity; ☐ A broker-dealer registered under the Securities Exchange Act of 1934, as amended; ☐ An insurance company, as defined in Section 2(a)(13) of the Securities Act; ☐ An investment company registered under the Investment Company Act of 1940. ☐ A “business development company,” as defined in Section 2(a)(48) of the Investment Company Act of 1940; ☐ A small business investment company licensed under Section 301(c) or (d) of the Small Business Investment Act of 1958, as amended; or ☐ A “private business development company” as defined in Section 202(a)(22) of the Investment Advisers Act of 1940, as amended.
Government Benefit Plan. A plan established and maintained by a state or its political subdivisions, or any agency or instrumentality of a state or its political subdivisions, for the benefit of its employees, with total assets in excess of $5,000,000. _____ NON-PROFIT ENTITY. An organization described in section 501(c)(3) of the Internal Revenue Code not formed for the specific purpose of acquiring the securities offered, with total assets in excess of $5,000,000. _____ OTHER ENTITY. An entity, of a type not listed above, not formed for the specific purpose of acquiring the securities offered, owning investments in excess of $5,000,000. _____ OTHER INSTITUTIONAL INVESTOR. Check the one that applies: _____ a bank as defined in section 3(a)(2) of the Securities Act, or a savings and loan association or other institution as defined in section 3(a)(5)(A) of the Securities Act, whether acting in an individual or fiduciary capacity; _____ a broker or dealer registered pursuant to section 15 of the Securities Exchange Act of 1934, as amended; _____ an investment adviser company registered pursuant to section 203 of the Investment Advisers Act of 1940 or registered pursuant to the laws of a state; _____ an investment adviser relying on the exemption from registering with the Commission under section 203(l) or (m) of the Investment Advisers Act of 1940; _____ an insurance company as defined in section 2(a)(13) of the Securities Act; _____ an investment company registered under the Investment Company Act of 1940; _____ a business development company as defined in section 2(a)(48) of the Investment Company Act of 1940; _____ a Small Business Investment Company licensed by the U.S. Small Business Administration under section 301(c) or (d) of the Small Business Investment Act of 1958; _____ a Rural Business Investment Company as defined in section 384A of the Consolidated Farm and Rural Development Act; or _____ a private business development company as defined in section 202(a)(22) of the Investment Advisers Act of 1940. _____ ENTITY OWNED ENTIRELY BY ACCREDITED INVESTORS. An entity in which all of the equity owners qualify as accredited investors. (If this category is checked, please also check the additional category or categories under which each equity owner qualifies as an accredited investor).
Government Benefit Plan. A plan established and maintained by a state, its political subdivisions (e.g., municipalities), or any agency or instrumentality of a state or its political subdivisions, for the benefit of its employees, with total assets of at least $5 million. •____ IRREVOCABLE TRUST. A trust (other than an ERISA employee benefit plan) that (i) is not revocable by its grantor(s), (ii) has at least $5 million of assets, (iii) was not formed for the specific purpose of acquiring shares of the common stock of the Company, and (iv) is directed by a person who has such knowledge and experience in financial and business matters that such person is capable of evaluating the merits and risks of an investment in the Company.
Government Benefit Plan. A plan established and maintained by a state, municipality, or any agency of a state or municipality, for the benefit of its employees, with total assets in excess of $5,000,000. ¨ Non-Profit Entity. An organization described in Section 501(c)(3) of the Internal Revenue Code, as amended, with total assets in excess of $5,000,000 (including endowment, annuity and life income funds), as shown by the organization’s most recent audited financial statements. ¨ Other Institutional Investor (check one). ¨ A bank, as defined in Section 3(a)(2) of the Securities Act (whether acting for its own account or in a fiduciary capacity); ¨ A savings and loan association or similar institution, as defined in Section 3(a)(5)(A) of the Securities Act (whether acting for its own account or in a fiduciary capacity; ¨ A broker-dealer registered under the Securities Exchange Act of 1934, as amended; ¨ An insurance company, as defined in section 2(13) of the Securities Act; ¨ A “business development company,” as defined in Section 2(a)(48) of the Investment Company Act; ¨ A small business investment company licensed under Section 301(c) or (d) of the Small Business Investment Act of 1958, as amended; or ¨ A “private business development company” as defined in Section 202(a)(22) of the Investment Advisers Act of 1940, as amended.
Government Benefit Plan. I certify that the plan on behalf of which I am completing this Questionnaire is a plan established and maintained by a state, municipality, or an agency of a state or municipality, for the benefit of its employees, with total assets in excess of $5 million.
