INFORMATION ABOUT THE PURCHASE OF THE SECURITIES Sample Clauses

INFORMATION ABOUT THE PURCHASE OF THE SECURITIES. 1. The Purchaser [check one of the following boxes] A is resident in a jurisdiction other than Newfoundland and Labrador and qualifies for the “Existing Security Holder” exemption described in BC Instrument 45-534 - Exemption From Prospectus Requirement for Certain Trades to Existing Security Holders; or B is resident in a Canadian Selling Jurisdiction (as defined below) and is an "accredited investor", as such term is defined in National Instrument 45-106 – Prospectus Exemptions; or C is resident in a Canadian Selling Jurisdiction other than Saskatchewan and qualifies for the ‘Family, Friends and Business Associates” exemption in section 2.5 or 2.6.1 of National Instrument 45-106 – Prospectus Exemptions. IF THE PURCHASER CHECKED BOX A ABOVE, THE PURCHASER MUST COMPLETE AND EXECUTE THE EXISTING SECURITY HOLDER FORM, WHICH BEGINS ON PAGE 5. IF THE PURCHASER CHECKED BOX B ABOVE, THE PURCHASER MUST COMPLETE AND EXECUTE THE ACCREDITED INVESTOR FORM, WHICH BEGINS ON PAGE 6 AND, IF APPLICABLE, FORM 45-106F9 – FORM FOR INDIVIDUAL ACCREDITED INVESTORS, WHICH BEGINS ON PAGE 11. IF THE PURCHASER CHECKED BOX C, ABOVE, THE PURCHASER MUST COMPLETE AND EXECUTE THE FAMILY, FRIENDS AND BUSINESS ASSOCIATES FORM, WHICH BEGINS ON PAGE 13, AND, IF APPLICABLE, FORM 45-106F12 – RISK ACKNOWLEDGEMENT FORM FOR FAMILY, FRIENDS AND BUSINESS ASSOCIATES (ONTARIO), WHICH BEGINS ON PAGE 15.
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INFORMATION ABOUT THE PURCHASE OF THE SECURITIES. 1. The Purchaser [check one of the following boxes] A is resident in a jurisdiction other than Newfoundland and Labrador and qualifies for the “Existing Security Holder” exemption described in BC Instrument 45-534 - Exemption From Prospectus Requirement for Certain Trades to Existing Security Holders; or B is resident in a Canadian Selling Jurisdiction (as defined below) and is an "accredited investor", as such term is defined in National Instrument 45-106 – Prospectus Exemptions; or C is resident in a Canadian Selling Jurisdiction other than Saskatchewan and qualifies for the ‘Family, Friends and Business Associates” exemption in section 2.5 or 2.6.1 of National Instrument 45-106 – Prospectus Exemptions.; or D is not a resident of Canada or the United States. If the Purchaser checked Box A above, the Purchaser must complete and execute the Existing Security Holder Form, which begins on page 5. If the Purchaser checked Box B above, the Purchaser must complete and execute the Accredited Investor Form, which begins on page 6 and, if applicable, Form 45-106F9 – Form For Individual Accredited Investors, which begins on page 11.

Related to INFORMATION ABOUT THE PURCHASE OF THE SECURITIES

  • Information about us We, Daiwa Capital Markets Europe Limited, are authorised and regulated by the Financial Conduct Authority ("FCA"). Our registered office is 0 Xxxx Xxxxxxx Xxxxxx, London EC4N 7AX. Our Financial Services Register no. is 124490. The FCA's registered office is at 00 Xxxxxxxxx Xxxxxx, Xxxxxx, X00 0XX. Our LEI number is MIM2K09LFYD4IB163W58.

  • INFORMATION ABOUT THE PARTIES Information about the Company The Company is a pioneer and a dedicated finance lease company in serving technology and new economy companies in China. As the sole finance lease platform under Zhongguancun Development Group Co., Ltd. ( 中關村發展集團股份有限公司), the Company offers efficient finance lease solutions and a variety of advisory services to satisfy technology and new economy companies’ needs for financial services at different stages of their growth. The Company’s finance lease solutions primarily take the form of direct lease and sale-and-leaseback. The Company also delivers a variety of advisory services, including policy advisory and management and business consulting, to help its customers achieve rapid growth. Information about the Factoring Bank The Factoring Bank is a joint stock bank which is principally engaged in banking and related financial services.

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  • WHO WILL REVIEW THE INFORMATION DISCLOSED ON THE RELATIONSHIP DISCLOSURE FORM AND ANY UPDATES? The information disclosed on this form and any updates will be a public record as defined by Chapter 119, Florida Statutes, and may therefore be inspected by any interested person. Also, the information will be made available to the Mayor and the BCC members. This form and any updates will accompany the information for the applicant’s project or item. However, for development-related items, if an applicant discloses the existence of one or more of the relationships described above and the matter would normally receive final consideration by the Concurrency Review Committee or the Development Review Committee, the matter will be directed to the BCC for final consideration and action following committee review.

  • UPDATING AND DISCLOSING FINANCIAL INFORMATION You will provide facts to update information contained in Your original Account application or other financial information related to You, at Our request. You also agree that We may, from time to time, as We deem necessary, make inquiries pertaining to Your employment, credit standing and financial responsibility in accordance with applicable laws and regulations. You further agree that We may give information about the status and payment history of Your Account to consumer credit reporting agencies, a prospective employer or insurer, or a state or federal licensing agency having any apparent legitimate business need for such information.

  • WHO WILL BE MADE AWARE OF THE INFORMATION DISCLOSED ON THE SPR AND ANY UPDATES? The information disclosed on the SPR and any updates will be a public record as defined by Chapter 119, Florida Statutes, and therefore may be inspected by any interested person. Also, the information will be made available to the Mayor and the BCC members. This information will accompany the other information for the principal’s project or item.

  • INFORMATION AND SERVICES TO BE FURNISHED BY THE LPA The information and services to be furnished by the LPA are set out in Appendix "B” which is herein attached to and made an integral part of this Contract.

  • Escrow Agent Not Responsible for Furnished Information The Escrow Agent will have no responsibility for seeking, obtaining, compiling, preparing or determining the accuracy of any information or document, including the representative capacity in which a party purports to act, that the Escrow Agent receives as a condition to a release from escrow or a transfer of escrow securities within escrow under this Agreement.

  • Seller Financial Information If requested by Buyer, Seller shall deliver to Buyer (a) within one hundred twenty (120) days following the end of each fiscal year, a copy of Seller’s annual report containing unaudited consolidated financial statements for such fiscal year (or audited consolidated financial statements for such fiscal year if otherwise available) and (b) within sixty (60) days after the end of each of its first three fiscal quarters of each fiscal year, a copy of such Party’s quarterly report containing unaudited consolidated financial statements for such fiscal quarter. In all cases the statements shall be for the most recent accounting period and shall be prepared in accordance with Generally Accepted Accounting Principles; provided, however, that should any such statements not be available on a timely basis due to a delay in preparation or certification, such delay shall not be an Event of Default so long as such Party diligently pursues the preparation, certification and delivery of the statements.

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