Common use of Introduction Clause in Contracts

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 5 contracts

Samples: Settlement Agreement, Settlement Agreement, Settlement Agreement

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Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 4 contracts

Samples: Settlement Agreement, Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 4 contracts

Samples: Settlement Agreement, Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxx Xxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 3 contracts

Samples: Settlement Agreement, Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 3 contracts

Samples: Settlement Agreement, Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 3 contracts

Samples: Settlement Agreement, Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 3 contracts

Samples: Settlement Agreement, Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 3 contracts

Samples: Settlement Agreement, Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 3 contracts

Samples: Settlement Agreement, Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 3 contracts

Samples: Settlement Agreement, Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxx Xxxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 3 contracts

Samples: Settlement Agreement, Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxx Xxxxxxx Xxxxxx Xxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 2 contracts

Samples: Settlement Agreement, mfda.ca

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxx Xxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxxxxx Xxxxxx Xxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxx-Xxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the RespondentXxxx Xxxxxx Xxxxxxxx, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxx Xxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)Xxxxx Xxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 2 contracts

Samples: Settlement Agreement, mfda.ca

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxx Xxxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxxxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 2 contracts

Samples: Settlement Agreement, Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxx Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxxxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxx Xxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxx Xxxxxxxxx Xxxxxxxxx Xxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)X. Xxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Said Xxxxx Xx-Xxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxx Xxxxxx Xxxxxx Xxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxx Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxx Xxxxxx Xxxxxx Xxxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxxx XxxXxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxx Xxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Juno XxXxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)Xxxxx Xxxxxxxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxx Xxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxx Xxxxxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: mfda.ca

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxx Xxxx Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxx Xxxx Xx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (the “Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the RespondentXxxx Xxxxxx XxxXxxxxx, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)Xxxx Xxxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxxx Xxxxxxxxx Xxxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Ping-Xxxxx Xxxxx Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

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Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the RespondentXxxx Xxxxx Xxxx, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxx Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)Xxxxx Xxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxx Xxxxxx Xxxxxx Xxxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxx Xxxxxx Xxxxxx (the “Respondent”), ) consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxxxxxxx Xxxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxx Xxxxxx Xxxxxx Church (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)Xxxxx Xxxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxx Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxxxxx (the “Respondent”), ) consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxx Xxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxx Xxx Xxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx X’Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)Xxxxxxxxxxx Xxxxxxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: mfda.ca

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxxx, (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxx Xxxxx Xxxxxx Xxxxxx Xxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxx Xxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxx Xxxxxxx Xxxxxx Xxxxxx Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the Settlement Set lement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxx Xxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)Xxxxxxxxxxx Xxxxxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxx-Xxx Xxxxxx Xxxxxx Xx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxx-Tak Xxxxxx Xxxxxx Xxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxx Xxxxxx Xxxxxx Xxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxx Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Tit Xxxx Xx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)Xxxxxxxx Xx Xxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxx Xxxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxx Xxxx Xxxxxx Xxxxxx Xxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxxxx Xxxx Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Tit Pang Fu (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Appears in 1 contract

Samples: Settlement Agreement

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