Investment Personnel. Any Access Person who, in connection with his or her regular functions or duties, makes or participates in making recommendations regarding the purchase or sale of securities for a client, and (2) any natural person who controls an Investment Company Client or Destra and who obtains information concerning recommendations made to a client regarding the purchase or sale of securities by the client. A list of Investment Personnel is attached as Exhibit C.
Appears in 5 contracts
Samples: Code of Ethics (Destra Investment Trust II), Code of Ethics (Destra Investment Trust), Code of Ethics (Destra Investment Trust)
Investment Personnel. Any Access Person who, in connection with his or her regular functions or duties, makes or participates in making recommendations regarding the purchase or sale of securities for a client, and (2) any natural person who controls an Investment Company Client or Destra and who obtains information concerning recommendations made to a client regarding the purchase or sale of securities by the client. A list of Investment Personnel is attached as Exhibit C..
Appears in 3 contracts
Samples: Code of Ethics (Multi-Strategy Growth & Income Fund), Code of Ethics (Destra Investment Trust), Code of Ethics (Destra Investment Trust II)
