Investment Personnel. Any Access Person who, in connection with his or her regular functions or duties, makes or participates in making recommendations regarding the purchase or sale of securities for a client, and (2) any natural person who controls an Investment Company Client or Destra and who obtains information concerning recommendations made to a client regarding the purchase or sale of securities by the client. A list of Investment Personnel is attached as Exhibit C.
Appears in 5 contracts
Samples: Destra Investments (Destra Investment Trust), Destra Investments (Destra Investment Trust II), Destra Investments (Destra Investment Trust)
Investment Personnel. Any Access Person who, in connection with his or her regular functions or duties, makes or participates in making recommendations regarding the purchase or sale of securities for a client, and (2) any natural person who controls an Investment Company Client or Destra and who obtains information concerning recommendations made to a client regarding the purchase or sale of securities by the client. A list of Investment Personnel is attached as Exhibit C..
Appears in 3 contracts
Samples: Multi-Strategy Growth & Income Fund, Destra Investment Trust, Destra Investment Trust II