Investment Program. Subject to the control and supervision of the Board of Trustees of the Fund (the “Board”) and Manager, Sub-Adviser shall, at its expense, continuously furnish to the Fund an investment program for such portion, if any, of Fund assets that are allocated to it by Manager from time to time. With respect to such assets, Sub-Adviser will make investment decisions and will place all brokerage orders for the purchase and sale of portfolio securities. In the performance of its duties, Sub-Adviser will act in the best interests of the Fund and will comply with: (i) applicable laws and regulations, including, but not limited to, the 1940 Act; (ii) the terms of this Agreement; (iii) the stated investment objective, policies and restrictions of the Fund, as stated in the then-current registration statement of the Fund; and (iv) such other guidelines as the Board or Manager may establish. Manager shall be responsible for providing Sub-Adviser with the Trust's Declaration of Trust, as filed with the Secretary of State of Ohio on September 27, 2013, and all amendments thereto or restatements thereof, the Trust’s Bylaws and amendments thereto, resolutions of the Trust’s Board authorizing the appointment of Sub-Adviser and approving this Agreement and current copies of the materials specified in Subsections (a)(iii) and (iv) of this Section 1. At such times as may be reasonably requested by the Board or Manager, Sub-Adviser will provide them with economic and macro investment analysis and reports, and make available to the Board any economical, statistical, or investment services.
Appears in 4 contracts
Samples: Sub Advisory Agreement (Capitol Series Trust), Sub Advisory Agreement (Capitol Series Trust), Sub Advisory Agreement (Capitol Series Trust)
Investment Program. Subject to the control and supervision of the Board of Trustees of the Fund (and the “Board”) and Manager, Sub-Adviser the Subadviser shall, at its expense, continuously on a regular basis furnish to the Fund an investment program for such portion, if any, of Fund assets that are is allocated to it by the Manager from time to time. With respect to such assets, Sub-Adviser the Subadviser will make investment decisions and will place all brokerage orders for the purchase and sale of portfolio securities. In the performance of its duties, Sub-Adviser the Subadviser will act in the best interests of the Fund and will comply with:
with (i) applicable laws and regulations, including, but not limited to, the 1940 Act;
, (ii) the terms of this Agreement;
, (iii) the stated investment objective, policies and restrictions of the Fund, as stated in the then-current registration statement Registration Statement of the Fund; and
, and (iv) such other guidelines as the Board Trustees or Manager may establish. The Manager shall be responsible for providing Sub-Adviser the Subadviser with the Trust's Fund’s Declaration of Trust, as filed with the Secretary of State of Ohio on September 27, 2013, Trust and all amendments thereto or restatements thereof, the TrustFund’s Bylaws By-Laws and amendments thereto, resolutions of the TrustFund’s Board of Trustees authorizing the appointment of Sub-Adviser Subadviser and approving this Agreement and current copies of the materials specified in Subsections (a)(iii) and (iv) of this Section 1. At such times as may be reasonably requested by the Board or the Manager, Sub-Adviser the Subadviser will provide them with economic and macro investment analysis and reports, and make available to the Board any economical, statistical, or investment servicesservices normally available to similar investment company clients of the Subadviser.
Appears in 3 contracts
Samples: Subadvisory Agreement (Eagle Cash Trust), Subadvisory Agreement (Eagle Series Trust), Subadvisory Agreement (Heritage Series Trust)
Investment Program. Subject to the control and supervision of the Board of Trustees of the Fund (and the “Board”) and Manager, Sub-Adviser the Subadviser shall, at its expense, continuously furnish to the Fund an investment program for such portion, if any, of Fund assets that are is allocated to it by the Manager from time to time. With respect to such assets, Sub-Adviser the Subadviser will make investment decisions and will place all brokerage orders for the purchase and sale of portfolio securities. In the performance of its duties, Sub-Adviser the Subadviser will act in the best interests of the Fund and will comply with:
with (i) applicable laws and regulations, including, but not limited to, the 1940 Act;
, (ii) the terms of this Agreement;
, (iii) the stated investment objective, policies and restrictions of the Fund, as stated in the then-current registration statement Registration Statement of the Fund; and
, and (iv) such other guidelines as the Board Trustees or Manager may establish. The Manager shall be responsible for providing Sub-Adviser the Subadviser with the TrustFund's Declaration of Trust, as filed with the Secretary of State of Ohio Massachusetts on September 27July 25, 20131986, and all amendments thereto or restatements thereof, the Trust’s Bylaws Fund's By-Laws and amendments thereto, resolutions of the Trust’s Fund's Board of Trustees authorizing the appointment of Sub-Adviser Subadviser and approving this Agreement and current copies of the materials specified in Subsections (a)(iii) and (iv) of this Section 1. At such times as may be reasonably requested by the Board or the Manager, Sub-Adviser the Subadviser will provide them with economic and macro investment analysis and reports, and make available to the Board any economical, statistical, or investment servicesservices normally available to similar investment company clients of the Subadviser.
Appears in 2 contracts
Samples: Subadvisory Agreement (Heritage Growth & Income Trust), Subadvisory Agreement (Heritage Growth & Income Trust)
Investment Program. Subject to the control and supervision of the Board of Trustees of the Fund (the “Board”) and Manager, Sub-Adviser shall, at its expense, continuously furnish to the Fund an investment program for such portion, if any, of Fund assets that are allocated to it by Manager from time to time. With respect to such assets, Sub-Adviser will make investment decisions and will place all brokerage orders for the purchase and sale of portfolio securities. In the performance of its duties, Sub-Adviser will act in the best interests of the Fund and will comply with:
(i) applicable laws and regulations, including, but not limited to, the 1940 Act;
(ii) the terms of this Agreement;
(iii) the stated investment objective, policies and restrictions of the Fund, as stated in the then-current registration statement of the Fund; and
(iv) such other guidelines as the Board or Manager may establishestablish with respect to the Fund by advance notice to the Sub-Adviser. Manager shall be responsible for providing Sub-Adviser with the Trust's Declaration of Trust, as filed with the Secretary of State of Ohio on September 27, 2013, and all amendments thereto or restatements thereof, the Trust’s Bylaws and amendments thereto, resolutions of the Trust’s Board authorizing the appointment of Sub-Adviser and approving this Agreement and current copies of the materials specified in Subsections (a)(iii) and (iv) of this Section 1. At such times as may be reasonably requested by the Board or Manager, Sub-Adviser will provide them with economic and macro investment analysis and reports, and make available to the Board any economical, statistical, or investment services.
Appears in 2 contracts
Samples: Sub Sub Advisory Agreement (Capitol Series Trust), Sub Advisory Agreement (Capitol Series Trust)
Investment Program. Subject to the control and supervision of the Board of Trustees of the Fund (the “Board”) and Manager, Sub-Adviser shall, at its expense, continuously furnish to the Fund an investment program for such portion, if any, of Fund assets that are allocated to it by Manager from time to time. With respect to such assets, Sub-Adviser will make investment decisions and will place all brokerage orders for the purchase and sale of portfolio securities. In the performance of its duties, Sub-Adviser will act in the best interests of the Fund and will comply with:
(i) applicable laws and regulations, including, but not limited to, the 1940 Act;
(ii) the terms of this Agreement;
(iii) the stated investment objective, policies and restrictions of the Fund, as stated in the then-current registration statement of the Fund; and
(iv) such other guidelines as the Board or Manager may establish. Manager shall be responsible for providing Sub-Adviser with the Trust's ’s Declaration of Trust, as filed with the Secretary of State of Ohio on September 27, 2013, and all amendments thereto or restatements thereof, the Trust’s Bylaws and amendments thereto, resolutions of the Trust’s Board authorizing the appointment of Sub-Adviser and approving this Agreement and current copies of the materials specified in Subsections (a)(iii) and (iv) of this Section 1. At such times as may be reasonably requested by the Board or Manager, Sub-Adviser will provide them with economic and macro investment analysis and reports, and make available to the Board any economical, statistical, or investment services.
Appears in 2 contracts
Samples: Sub Advisory Agreement (Ultimus Managers Trust), Sub Advisory Agreement (Capitol Series Trust)
Investment Program. Subject to the control and supervision of the Board of Trustees of the Fund (and the “Board”) and Manager, Sub-Adviser the Subadviser shall, at its expense, continuously furnish to the Fund an investment program for such portion, if any, of Fund assets that are is allocated to it by the Manager from time to time. With respect to such assets, Sub-Adviser the Subadviser will make investment decisions and will place all brokerage orders for the purchase and sale of portfolio securities. In the performance of its duties, Sub-Adviser the Subadviser will act in the best interests of the Fund and will comply with:
with (i) applicable laws and regulations, including, but not limited to, the 1940 Act;
, (ii) the terms of this Agreement;
, (iii) the stated investment objective, policies and restrictions of the Fund, as stated in the then-current registration statement Registration Statement of the Fund; and
, and (iv) such other guidelines as the Board Trustees or Manager may establish. The Manager shall be responsible for providing Sub-Adviser the Subadviser with the Trust's Fund’s Declaration of Trust, as filed with the Secretary of State of Ohio Massachusetts on September 27July 25, 20131986, and all amendments thereto or restatements thereof, the TrustFund’s Bylaws By-Laws and amendments thereto, resolutions of the TrustFund’s Board of Trustees authorizing the appointment of Sub-Adviser Subadviser and approving this Agreement and current copies of the materials specified in Subsections (a)(iii) and (iv) of this Section 1. At such times as may be reasonably requested by the Board or the Manager, Sub-Adviser the Subadviser will provide them with economic and macro investment analysis and reports, and make available to the Board any economical, statistical, or investment servicesservices normally available to similar investment company clients of the Subadviser.
Appears in 2 contracts
Samples: Subadvisory Agreement (Eagle Growth & Income Fund), Subadvisory Agreement (Heritage Growth & Income Trust)
Investment Program. Subject to the control and supervision of the Board of Trustees of the Fund (and the “Board”) and Manager, Sub-Adviser the Subadviser shall, at its expense, continuously on a regular basis furnish to the Fund an investment program for such portion, if any, of Fund assets that are is allocated to it by the Manager from time to time. With respect to such assets, Sub-Adviser the Subadviser will make investment decisions and will place all brokerage orders for the purchase and sale of portfolio securities. In the performance of its duties, Sub-Adviser the Subadviser will act in the best interests of the Fund and will comply with:
with (i) applicable laws and regulations, including, but not limited to, the 1940 Act;
, (ii) the terms of this Agreement;
, (iii) the stated investment objective, policies and restrictions of the Fund, as stated in the then-current registration statement Registration Statement of the Fund; and
, and (iv) such other guidelines as the Board Trustees or Manager may establish. The Manager shall be responsible for providing Sub-Adviser the Subadviser with the TrustFund's Declaration of Trust, as filed with the Secretary of State of Ohio on September 27, 2013, Trust and all amendments thereto or restatements thereof, the Trust’s Bylaws Fund's By-Laws and amendments thereto, resolutions of the Trust’s Fund's Board of Trustees authorizing the appointment of Sub-Adviser Subadviser and approving this Agreement and current copies of the materials specified in Subsections (a)(iii) and (iv) of this Section 1. At such times as may be reasonably requested by the Board or the Manager, Sub-Adviser the Subadviser will provide them with economic and macro investment analysis and reports, and make available to the Board any economical, statistical, or investment servicesservices normally available to similar investment company clients of the Subadviser.
Appears in 2 contracts
Samples: Subadvisory Agreement (Heritage Series Trust), Subadvisory Agreement (Heritage Series Trust)
Investment Program. Subject to the control and supervision of the Board of Trustees of the Fund (the “Board”) and Manager, Sub-Adviser shall, at its expense, continuously furnish to the Fund an investment program for such portion, if any, of Fund assets that are allocated to it by Manager from time to time. With respect to such assets, Sub-Adviser will make investment decisions and will place all brokerage orders for the purchase and sale of portfolio securities. In the performance of its duties, Sub-Adviser will act in the best interests of the Fund and will comply with:
(i) i. applicable laws and regulations, including, but not limited to, the 1940 Act;
(ii) . the terms of this Agreement;
(iii) . the stated investment objective, policies and restrictions of the Fund, as stated in the then-current registration statement of the Fund; and
(iv) . such other guidelines as the Board or Manager may establish. Manager shall be responsible for providing Sub-Adviser with the Trust's Declaration of Trust, as filed with the Secretary of State of Ohio on September 27, 2013, and all amendments thereto or restatements thereof, the Trust’s Bylaws and amendments thereto, resolutions of the Trust’s Board authorizing the appointment of Sub-Adviser and approving this Agreement and current copies of the materials specified in Subsections (a)(iii) and (iv) of this Section 1. At such times as may be reasonably requested by the Board or Manager, Sub-Adviser will provide them with economic and macro investment analysis and reports, and make available to the Board any economical, statistical, or investment services.
Appears in 1 contract
Investment Program. Subject to the control and supervision of the Board of Trustees of the Fund (the “"Board”") and Managerthe Adviser, Sub-Adviser the Subadviser shall, at its expense, continuously furnish to the Fund an investment program for such portion, if any, of Fund Trust assets that are is allocated to it by Manager the Adviser from time to time. With respect to such assets, Sub-Adviser the Subadviser will make investment decisions and will place all brokerage orders for the purchase and sale of portfolio securities. In the performance of its duties, Sub-Adviser the Subadviser will act in the best interests of the Fund and will comply with:
with (i) applicable laws and regulations, including, but not limited to, the 1940 Act;
, (ii) the terms of this Agreement;
, (iii) the stated investment objective, policies and restrictions of the Fund, as stated in the then-current registration statement Registration Statement of the Fund; and
, and (iv) such other guidelines as the Board or Manager Adviser may establish. Manager The Adviser shall be responsible for providing Sub-Adviser the Subadviser with the TrustFund's Declaration of Trust, as filed with the Secretary of State of Ohio Massachusetts on September 27June 11, 20131998, and all amendments thereto or restatements thereof, the Trust’s Bylaws Fund's By-Laws and amendments thereto, resolutions of the Trust’s Board authorizing the appointment of Sub-Adviser Subadviser and approving this Agreement and current copies of the materials specified in Subsections (a)(iii) and (iv) of this Section 1. At such times as may be reasonably requested by the Board or Managerthe Adviser, Sub-Adviser the Subadviser will provide them with economic and macro investment analysis and reports, and make available to the Board any economical, statistical, or investment servicesservices normally available to similar investment company clients of the Subadviser.
Appears in 1 contract
Investment Program. Subject to the control and supervision of the Board of Trustees of the Fund (the “Board”) and Manager, Sub-Adviser shall, at its expense, continuously furnish to the Fund an investment program for such portion, if any, of Fund assets that are allocated to it by Manager from time to time. With respect to such assets, Sub-Adviser will make investment decisions and will place all brokerage orders for the purchase and sale of portfolio securities. In the performance of its duties, Sub-Adviser will act in the best interests of the Fund and will comply with:
(i) applicable laws and regulations, including, but not limited to, the 1940 Act;
(ii) the terms of this Agreement;
(iii) the stated investment objective, policies and restrictions of the Fund, as stated in the then-current registration statement of the Fund; and
(iv) such other guidelines as the Board or Manager may establish. Manager shall be responsible for providing Sub-Adviser with the Trust's Declaration of Trust, as filed with the Secretary of State of Ohio on September 27, 2013, and all amendments thereto or restatements thereof, the Trust’s Bylaws and amendments thereto, resolutions of the Trust’s Board authorizing the appointment of Sub-Adviser and approving this Agreement and current copies of the materials specified in Subsections (a)(iii) and (iv) of this Section 1. At such times as may be reasonably requested by the Board or Manager, Sub-Adviser will provide them with economic and macro investment analysis and reports, and make reasonably available to the Board any economical, statistical, or investment services.
Appears in 1 contract
Investment Program. Subject to the control and supervision of the Board of Trustees of the Fund (Trust and the “Board”) and Manager, Sub-Adviser the Subadviser shall, at its expense, continuously furnish to the Fund an investment program for such portion, if any, of Fund assets that are is allocated to it by the Manager from time to time. With respect to such assets, Sub-Adviser the Subadviser will make investment decisions and will place all brokerage orders for the purchase and sale of portfolio securities. In the performance of its duties, Sub-Adviser the Subadviser will act in the best interests of the Fund and will comply with:
with (i) applicable laws and regulations, including, but not limited to, the 1940 Act;
, (ii) the terms of this Agreement;
, (iii) the stated investment objective, policies and restrictions of the Fund, as stated in the then-current registration statement Registration Statement of the Fund; and
Trust, and (iv) such other guidelines as the Board Trustees or Manager may establish. The Manager shall be responsible for providing Sub-Adviser the Subadviser with the Trust's Declaration of Trust, as filed with the Secretary of State of Ohio Massachusetts on September 27August 4, 20131989, and all amendments thereto or restatements thereof, the Trust’s Bylaws 's By-Laws and amendments thereto, resolutions of the Trust’s 's Board of Trustees authorizing the appointment of Sub-Adviser Subadviser and approving this Agreement and current copies of the materials specified in Subsections in
(a)(iiia) (iii) and (iv) of this Section 1. At such times as may be reasonably requested by the Board or the Manager, Sub-Adviser the Subadviser will provide them with economic and macro investment analysis and reports, and make available to the Board any economical, statistical, or investment servicesservices normally available to similar investment company clients of the Subadviser.
Appears in 1 contract
Investment Program. Subject to the control and supervision of the Board of Trustees of the Fund (the “Board”) and Manager, Sub-Adviser shall, at its expense, continuously furnish to the Fund an investment program for such portion, if any, of Fund assets that are allocated to it by Manager from time to time. With respect to such assets, Sub-Adviser will make investment decisions and will place all brokerage orders for the purchase and sale of portfolio securities. In the performance of its duties, Sub-Adviser will act in the best interests of the Fund and will comply with:
(i) applicable laws and regulations, including, but not limited to, the 1940 Act;
(ii) the terms of this Agreement;
(iii) the stated investment objective, policies and restrictions of the Fund, as stated in the then-current registration statement of the Fund; and
(iv) such other guidelines as the Board or Manager may establish. Manager shall be responsible for providing Sub-Adviser with the Trust's ’s Declaration of Trust, as filed with the Secretary of State of Ohio Delaware on September 27June 13, 20132008, and all amendments thereto or restatements thereof, the Trust’s Bylaws and amendments thereto, resolutions of the Trust’s Board authorizing the appointment of Sub-Adviser and approving this Agreement and current copies of the materials specified in Subsections (a)(iii) and (iv) of this Section 1. At such times as may be reasonably requested by the Board or Manager, Sub-Adviser will provide them with economic and macro investment analysis and reports, and make available to the Board any economical, statistical, or investment services.
Appears in 1 contract
Investment Program. Subject to the control and supervision of the Board of Trustees of the Fund (Trust and the “Board”) and Manager, Sub-Adviser the Subadviser shall, at its expense, continuously furnish to the Fund an investment program for such portion, if any, of Fund assets that are is allocated to it by the Manager from time to time. With respect to such assets, Sub-Adviser the Subadviser will make investment decisions and will place all brokerage orders for the purchase and sale of portfolio securities. In the performance of its duties, Sub-Adviser the Subadviser will act in the best interests of the Fund and will comply with:
with (i) applicable laws and regulations, including, but not limited to, the 1940 Act;
, (ii) the terms of this Agreement;
, (iii) the stated investment objective, policies and restrictions of the Fund, as stated in the then-current registration statement Registration Statement of the Fund; and
Trust, and (iv) such other guidelines as the Board Trustees or Manager may establish. The Manager shall be responsible for providing Sub-Adviser the Subadviser with the Trust's Declaration of Trust, as filed with the Secretary of State of Ohio Massachusetts on September 27November 2, 20131992, and all amendments thereto or restatements thereof, the Trust’s Bylaws 's By-Laws and amendments thereto, resolutions of the Trust’s 's Board of Trustees authorizing the appointment of Sub-Adviser Subadviser and approving this Agreement and current copies of the materials specified in Subsections (a)(iii) and (iv) of this Section 1. At such times as may be reasonably requested by the Board or the Manager, Sub-Adviser the Subadviser will provide them with economic and macro investment analysis and reports, and make available to the Board any economical, statistical, or investment servicesservices normally available to similar investment company clients of the Subadviser.
Appears in 1 contract
Investment Program. Subject to the control and supervision of the Board of Trustees of the Fund (the “Board”) and Manager, Sub-Adviser shall, at its expense, continuously furnish to the Fund an investment program for such portion, if any, of Fund assets that are allocated to it by Manager from time to time. With respect to such assets, Sub-Adviser will make investment decisions and will place all brokerage orders for the purchase and sale of portfolio securities. In the performance of its duties, Sub-Adviser will act in the best interests of the Fund and will comply with:
(i) applicable laws and regulations, including, but not limited to, the 1940 Act;
(ii) the terms of this Agreement;
(iii) the stated investment objective, policies and restrictions of the Fund, as stated in the then-current registration statement of the Fund; and
(iv) such other guidelines as the Board or Manager may establish. Manager shall be responsible for providing Sub-Adviser with the Trust's Declaration of Trust, as filed with the Secretary of State of Ohio on September 27, 2013, and all amendments thereto or restatements thereof, the Trust’s Bylaws and amendments thereto, resolutions of the Trust’s Board authorizing the appointment of Sub-Adviser and approving this Agreement and current copies of the materials specified in Subsections (a)(iiia) (iii) and (iv) of this Section 1. At such times as may be reasonably requested by the Board or Manager, Sub-Adviser will provide them with economic and macro investment analysis and reports, and make available to the Board any economical, statistical, or investment services.
Appears in 1 contract