Execution of Brokerage Transactions. Unless directed otherwise, we will arrange for the execution of securities brokerage transactions for the Assets through Fidelity who we reasonably believe will provide “best execution”. In seeking best execution, the determinative factor is not the lowest possible commission cost but whether the transaction represents the best qualitative execution, taking into consideration the full range of the Broker-Dealer’s services including the value of research provided, execution capability, commission rates, and responsiveness. Accordingly, although we will seek competitive commission rates, we may not necessarily obtain the lowest possible commission rates for Account transactions (see Exhibit A below). We will not receive any portion of the brokerage commissions and/or transaction fees charged to you by Fidelity under any circumstances.
Execution of Brokerage Transactions. (when applicable). If requested, ADVISER will arrange for the execution of securities brokerage transactions for the Account through broker-dealers that ADVISER reasonably believes will provide “best execution”. In seeking „best execution”, the determinative factor is not the lowest possible commission cost but whether the transaction represents the best qualitative execution, taking into consideration the full range of a broker-dealer‟s services including the value of research provided, execution capability, commission rates, and responsiveness. Accordingly, although ADVISER will seek competitive commission rates, it may not necessarily obtain the lowest possible commission rates for Account transactions. Consistent with obtaining best execution, transactions for the Account may be effected through broker-dealers in return for research products and/or services which assist ADVISER in its investment decision making process. Such research generally will be used to service all of ADVISER‟s clients (including accounts that may not generate commissions used to pay for investment research), but brokerage commissions paid by CLIENT may be used to pay for research that is not used in managing the Account. The Account may pay to a broker-dealer a commission greater than another qualified broker-dealer might charge to effect the same transaction where ADVISER determines in good faith that the commission is reasonable in relation to the value of the brokerage and research services received. Transactions for each client account generally will be effected independently, unless ADVISER decides to purchase or sell the same securities for several clients at approximately the same time. ADVISER may (but is not obligated to) combine or “batch” such orders to obtain best execution, to negotiate more favorable commission rates or to allocate equitably among ADVISER‟s clients differences in prices and commissions or other transaction costs that might have been obtained had such orders been placed independently. Under this procedure, transactions will be averaged as to price and will be allocated among ADVISER‟s clients in proportion to the purchase and sale orders placed for each client account on any given day. The CLIENT may direct ADVISER to use a particular broker-dealer to execute some or all transactions for the Account (subject to ADVISER‟s right to decline and/or terminate the engagement). In such event, CLIENT will negotiate terms and arrangements for the Account wit...
Execution of Brokerage Transactions. Unless otherwise agreed, Adviser will arrange for the execution of securities brokerage transactions for the Account through custodians that Adviser reasonably believes will provide “best execution." In seeking best execution, the determinative factor is not the lowest possible commission cost but whether the transaction represents the best qualitative execution, taking into consideration the full range of a custodian’s services including the value of research provided, execution capability, commission rates, and responsiveness. Accordingly, although Adviser will seek competitive commission rates, it may not necessarily obtain the lowest possible commission rates for Account transactions. Adviser does not obligate itself to seek the lowest transaction charges in all cases except to the extent that it contributes to the overall goal of obtaining the best results for Client's account.
Execution of Brokerage Transactions. Our firm will arrange to execute securities brokerage transactions for your assets through Broker-Dealers that we reasonably believe will provide “best execution”. In seeking best execution, the determinative factor is not the lowest possible commission cost but whether the transaction represents the best qualitative execution. We may take into consideration the full range of a Broker-Dealer’s services, including the value of research provided, execution capability, commission rates, and responsiveness. Our firm will seek competitive commission rates, but we may not necessarily obtain the lowest possible commission rates for account transactions. It is important to note that we generally do not have discretion to negotiate commission rates. We do not receive a portion of the brokerage commissions and/or transaction fees charged to you by a non- affiliated Broker-Dealer. We generally process transactions for each client account independently, unless we decide to purchase or sell the same securities for several clients at approximately the same time. Our firm may (but is not obligated to) combine or “batch” orders for a variety of factors. Some factors are to obtain best execution or to negotiate more favorable commission rates. Under this procedure, transactions’ price will be averaged and will be allocated among our firm’s clients in proportion to the purchase and sale orders placed for each client account, on any given day.
Execution of Brokerage Transactions. Unless otherwise agreed, Revolut Wealth will arrange for the execution of securities brokerage transactions for the Account through custodians that Revolut Wealth reasonably believes will provide “best execution." In seeking best execution, the determinative factor is not only the lowest possible commission cost but whether the transaction represents the best qualitative execution, taking into consideration the full range of a custodian’s services including the value of research provided, execution capability, commission rates, and responsiveness. Accordingly, although Revolut Wealth will seek competitive commission rates, it may not necessarily obtain the lowest possible commission rates for Account transactions. Revolut Wealth does not obligate itself to seek the lowest transaction charges in all cases except to the extent that it contributes to the overall goal of obtaining the best results for your account.
Execution of Brokerage Transactions. Except as set out below, we shall place all orders for the purchase and sale of securities on your behalf with Brokers whom we select. We shall use our best efforts to seek to execute transactions at prices that are advantageous to the Fund and at commission rates that are reasonable in relation to the benefits received. In placing such orders, we will give consideration to obtaining the best net price and the most favorable execution of our orders and, consistent with the Fund’s then current trading policies, a copy of which has been provided to the Advisor. The Sub-Advisor may, subject to prior written approval by the Advisor, to the extent permitted under Section 28(e) of the Securities Exchange Act of 1934, as amended (“1934 Act”), cause the Fund to pay a broker or dealer that provides brokerage or research services to the Sub-Advisor an amount of commission for effecting a transaction in excess of the amount of commission another broker or dealer would have charged for effecting that transaction if the Sub-Advisor determines, in good faith, that such amount of commission is reasonable in relation to the value of such brokerage or research services provided in terms of that particular transaction or the Sub-Advisor’s overall responsibilities to the Fund or its other clients. In addition, the Advisor hereby agrees that any entity or person associated with the Sub-Advisor that is a member of a national securities exchange is authorized to effect any transaction on such exchange to the extent and as permitted by Section 11(a)(1)(H) of the 1934 Act. We will not effect investment transactions for the Fund for the purpose of receiving services through a third party under any soft dollar commission agreement. You agree and acknowledge that we may place “block trades” when the trading orders of securities for multiple accounts that share the same order conditions (i.e., the type and the issue of the securities, whether to buy or sell the securities, the trade type and the execution price (including the price range) are the same). In these trades that we execute, we use the “average unit price,” which sets the average unit price as the trading unit price. In case of a partial execution (in which only a part of an order is executed) resulting from a block trade, allocation is made to each account with the allocation method as follows.
Execution of Brokerage Transactions. If requested, we will arrange for the execution of securities brokerage transactions for the Assets through a broker-dealer that we reasonably believe will provide “best execution.” In seeking best execution, the determinative factor is not the lowest possible commission cost but whether the transaction represents the best qualitative execution, taking into consideration the full range of the Broker-Dealer’s services including the value of research provided, execution capability, commission rates, and responsiveness. Accordingly, although we will seek competitive commission rates, we may not necessarily obtain the lowest possible commission rates for Account transactions. We shall endeavor to process all Account transactions in a timely manner, but do not warrant or represent that any such transaction shall be effected on the same day as requested.
Execution of Brokerage Transactions. (when applicable). If requested, Advisor will arrange for the execution of securities brokerage transactions for the Account through Broker-Dealers that Advisor reasonably believes will provide “best execution”. In seeking best execution, the determinative factor is not the lowest possible commission cost but whether the transaction represents the best qualitative execution, taking into consideration the full range of a Broker-Dealer’s services including the value of research provided, execution capability, commission rates, it may not necessarily obtain the lowest possible commission rates for Account transactions.
Execution of Brokerage Transactions. Execution of securities brokerage transactions for the Client Account will be through TD Ameritrade and/or Pershing, LLC which Adviser reasonably believes will provide “best execution” in seeking best execution, the determinative factor is not the lowest possible commission cost but whether the transaction represents the best qualitative execution, taking into consideration the full range of the broker-dealer’s services including the value of research provided, execution capability, commission rates, and responsiveness. Consistent with obtaining best execution, transactions for the Account may be directed to registered broker-dealers in return for research products and/or services meeting the requirements of Section 28(e) of the Securities Exchange Act of 1934, as amended. Transactions may, but are not required to be, combined or “batched” to obtain best execution.
Execution of Brokerage Transactions. (a) Best Execution. WBI will arrange for the execution of securities brokerage transactions for the Account through those affiliated (including Millington Securities, Inc.) and unaffiliated broker-dealers that WBI reasonably believes will provide “best execution.” In seeking best execution, best price, giving effect to commission and other costs is an important factor, but WBI’s broker-dealer selection also takes into account the quality of brokerage services, including execution capability, responsiveness, willingness to commit capital, creditworthiness, financial stability, clearance and settlement capability, and the provision of research and other services. Accordingly, although WBI will seek competitive commission rates, it may not necessarily obtain the lowest available price or transaction cost. The Client agrees that the fact that a transaction may be executed, or be capable of being executed through another broker-dealer at prices, commissions, other execution costs and transaction charges more favorable than those available through the affiliated or unaffiliated broker-dealer that effects the transactions will not obligate WBI to match those terms or account to the Client for the difference.
