Investors and Transfer Limitations Sample Clauses

Investors and Transfer Limitations. In most cases, the investors in a bond are unknown at the moment of the issuance since it is to be made by means of public offerings; so as a result, the investors are unidentifiable in the prospectus. However, in a private placement bonds are issued and placed among a pool of already known investors, individual investors that have committed to buy the bonds during the roadshows, the issuer will prepare an offering circular, or offering memorandum in which investors can be identified. Another statement that should be included in the prospectus and related to the investors, has to do with the capacity and legal restrains for international holders and their local laws. For example, the 2017 South African issuance included the following wording: “[t]he investment activities of certain investors are subject to legal investment laws and regulations, or to review or regulation by certain authorities. Financial institutions should consult their legal advisers or the appropriate regulators to determine the appropriate treatment of [the bonds] under any applicable risk- based capital or similar rules.” If the issuer is under any sanctions or knows that persons or institutions from any place are not allowed to buy or transfer the bonds or have restrictions of any kind due to its residence or any other circumstances, it should include a paragraph as a disclaimer. Other restrictions to investors to buy, register or transfer bonds or certificates could appear under the issuer’s applicable law or third countries’ regulations, so it is very important to read carefully about transfer limitations and interest and capital payments. Therefore, the section on transfer limitations is quite specific, but a very important one.
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Related to Investors and Transfer Limitations

  • Transfer Limitations We may limit the dollar amount or the number of transfers from your account. Please consult your Truth-in-Savings Disclosure or your Electronic Fund Transfers Agreement and Disclosure.

  • Rollover Contributions and Transfers The Custodian shall have the right to receive rollover contributions and to receive direct transfers from other custodians or trustees. All contributions must be made in cash or check.

  • Exceptions to Limitations These limitations of liability do not apply to breaches of confidentiality obligations, violations of a party’s Intellectual Property Rights by the other party, indemnification obligations, or Customer's payment obligations.

  • Exceptions and Limitations For the avoidance of doubt, where Exceptions and Limitations apply to Your use, this Public License does not apply, and You do not need to comply with its terms and conditions.

  • Restrictions and Limitations (a) Except as hereinafter provided, no officer or Trustee of the Trust, no officer, director, or stockholder (or partner of a stockholder) of the investment adviser of the Trust (as that term is defined in the 0000 Xxx) or of any underwriter of the Trust, and no investment adviser or underwriter of the Trust shall take long or short positions in the securities issued by the Trust. The foregoing provision shall not prevent the purchase from the Trust of shares of any series issued by the Trust by any person at the price available to shareholders of the Trust generally at the time of such purchase, or as described in the current Prospectus of the Trust, or prior to commencement of the public offering of shares of the Trust, at the net asset value of such shares.

  • Use Limitations Your license is solely for the purposes of creating, presenting, hosting, analyzing, viewing and delivering Events (as defined below) to Authorized Users, subject to any limitation of Seats (as defined below) specified in the Order Form. “Event” means a single live broadcast event transmitted over the SaaS Service created and/or sponsored in whole or substantial part by Customer or Customer’s employees that is branded under Customer’s name. The term “Events” shall include both live and archived Events. “Seat” means each Authorized User served by a stream of digitally encoded data that delivers an Event to such Authorized User in the SaaS Service and shall include an Authorized User’s access to live Events and archived Events but does not include an access to a downloaded archived Event. A limitation on a number of Seats limits the number of unique Authorized Users of the Service.

  • Employee Transfers In the event an Employee is transferred between Participating Employers, accumulated service and eligibility shall be carried with the Employee involved. No such transfer shall effect a termination of employment hereunder, and the Participating Employer to which the Employee is transferred shall thereupon become obligated hereunder with respect to such Employee in the same manner as was the Participating Employer from whom the Employee was transferred.

  • Certain Limitations The indemnification provided for in Section 8.02 and Section 8.03 shall be subject to the following limitations:

  • Other Limitations Prior to the payment in full of the Debt, neither Borrower nor any of its Affiliates shall, without the prior written consent of Lender (which may be furnished or withheld at its sole and absolute discretion), give its consent or approval to any of the following actions or items: the distribution by Mortgage Borrower or Senior Mezzanine Borrower of property other than cash.

  • Deduction of Rollovers and Transfers A deduction is not allowed for rollover or transfer contributions.

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