Common use of Limitations on Scope of Services Clause in Contracts

Limitations on Scope of Services. The Scope of Services is subject to the following limitations: (i) The Scope of Services is limited solely to the services described therein and is subject to any limitations set forth within the description of the Scope of Services. (ii) Unless otherwise provided in the Scope of Services described herein, Municipal Advisor is not responsible for preparing any preliminary or final official statement, or for certifying as to the accuracy or completeness of any preliminary or final official statement, other than with respect to any information about Municipal Advisor provided by Municipal Advisor for inclusion in such documents. (iii) The Scope of Services does not include tax, legal, accounting or engineering advice with respect to any Issue or in connection with any opinion or certificate rendered by counsel or any other person at closing, and does not include review or advice on any feasibility study. (iv) If Client has designated Municipal Advisor as its independent registered municipal advisor (“XXXX”) for purposes of SEC Rule 15Ba1-1(d)(3)(vi) (the “XXXX exemption”) with respect to the activities and aspects described in the Scope of Services, the Scope of Services as they relate to such designation as XXXX shall be subject to any limitations with respect to Municipal Advisor’s activities as XXXX as may be provided in the Scope of Services described herein. Municipal Advisor is not responsible for verifying that it is independent (within the meaning of the XXXX exemption as interpreted by the SEC) from another party wishing to rely on the exemption from the definition of municipal advisor afforded under the XXXX exemption. Any reference to Municipal Advisor, its personnel and its role as XXXX in the written representation of Client contemplated under SEC Rule 15Ba1-1(d)(3)(vi)(B) is subject to prior approval by Municipal Advisor, and Client agrees not to represent, publicly or to any specific person, that Municipal Advisor is Client’s XXXX with respect to any aspect of municipal financial products or the issuance of municipal securities, or with respect to any specific municipal financial product or any specific issuance of municipal securities, outside the Scope of Services without Municipal Advisor’s prior written consent.

Appears in 3 contracts

Samples: Engagement Letter for Municipal Advisory Services, Engagement Letter for Municipal Advisory Services, Engagement Letter for Municipal Advisory Services

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Limitations on Scope of Services. The Scope of Services is subject to the following limitations: (i) The Scope of Services is limited solely to the services described therein and is subject to any limitations set forth within the description of the Scope of Services. (ii) Unless otherwise provided in the Scope of Services described herein, Municipal Advisor is not responsible for preparing any preliminary or final official statement, or for certifying as to the accuracy or completeness of any preliminary or final official statement, other than with respect to any information about Municipal Advisor provided by Municipal Advisor for inclusion in such documents. (iii) The Scope of Services does not include tax, legal, or accounting or engineering advice with respect to any Issue or in connection with any opinion or certificate rendered by counsel or any other person at closing, closing and does not include review or advice on any feasibility study. (iv) If Client has designated Municipal Advisor as its independent registered municipal advisor (“XXXX”) for purposes of SEC Rule 15Ba1-1(d)(3)(vi) (the “XXXX exemption”) with respect to the activities and aspects described in the Scope of Services, the Scope of Services as they relate to such designation as XXXX shall be subject to any limitations with respect to Municipal Advisor’s activities as XXXX as may be provided in the Scope of Services described herein. Municipal Advisor is not responsible for verifying that it is independent (within the meaning of the XXXX exemption as interpreted by the SEC) from another party wishing to rely on the exemption from the definition of municipal advisor afforded under the XXXX exemption. Any reference to Municipal Advisor, its personnel and its role as XXXX in the written representation of Client contemplated under SEC Rule 15Ba1-1(d)(3)(vi)(B) is subject to prior approval by Municipal Advisor, and Client agrees not to represent, publicly or to any specific person, that Municipal Advisor is Client’s XXXX with respect to any aspect of municipal financial products or the issuance of municipal securities, or with respect to any specific municipal financial product or any specific issuance of municipal securities, outside the Scope of Services without Municipal Advisor’s prior written consent.

Appears in 2 contracts

Samples: Municipal Advisor Engagement Letter, Municipal Advisor Engagement Letter

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Limitations on Scope of Services. The Scope of Services is subject to the following limitations: (i) The Scope of Services is limited solely to the services described therein and is subject to any limitations set forth within the description of the Scope of Services. (ii) Unless otherwise provided in the Scope of Services described herein, Municipal Advisor is not responsible for preparing any preliminary or final official statement, or for certifying as to the accuracy or completeness of any preliminary or final official statement, other than with respect to any information about Municipal Advisor provided by Municipal Advisor for inclusion in such documents. (iii) The Scope of Services does not include tax, legal, or accounting or engineering advice with respect to any Issue or in connection with any opinion or certificate rendered by counsel or any other person at closing, closing and does not include review or advice on any feasibility study. (iv) If Client has designated Municipal Advisor as its independent registered municipal advisor (“XXXX”) for purposes of SEC Rule 15Ba1-1(d)(3)(vi) (the “XXXX exemption”) with respect to the activities and aspects described in the Scope of Services, the Scope of Services as they relate to such designation as XXXX shall be subject to any limitations with respect to Municipal Advisor’s activities as XXXX as may be provided in the Scope of Services described herein. Municipal Advisor is not responsible for verifying that it is independent (within the meaning of the XXXX exemption as interpreted by the SEC) from another party wishing to rely on the exemption from the definition of municipal advisor afforded under the XXXX exemption. Any reference to Municipal Advisor, its personnel and its role as XXXX in the written representation of Client contemplated under SEC Rule 15Ba1-15Ba1- 1(d)(3)(vi)(B) is subject to prior approval by Municipal Advisor, and Client agrees not to represent, publicly or to any specific person, that Municipal Advisor is Client’s XXXX with respect to any aspect of municipal financial products or the issuance of municipal securities, or with respect to any specific municipal financial product or any specific issuance of municipal securities, outside the Scope of Services without Municipal Advisor’s prior written consent.

Appears in 1 contract

Samples: Municipal Advisor Engagement Letter

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