Long Strangles. Covered Puts (Short Stock & Short Put Position) Stocks Corporate Bonds Municipal Bonds Government Bonds Funds Options Commodities Tax Shelters Margin Account Level 3 All Level 1 & 2 Strategies, Plus: Equity Credit Spreads. Equity Calendar/Diagonal Spreads. Equity Debit Spreads. Index Calendar/Diagonal Spreads. Index Debit Spreads. Index Credit Spreads. Level 4 All Level 1 – 3 Strategies, Plus: Naked Equity Puts. Level 5 All Level 1 – 4 Strategies, Plus: Naked Equity Calls. Level 6 All Level 1 – 5 Strategies, Plus: Naked Index Calls. Naked Index Puts PLEASE LIST ANY OTHER RELEVANT FINANCIAL INFORMATION SIGNATURES I hereby confirm that I have read the provisions of this option agreement and understand the contents hereof. I hereby expressly confirm all the information contained in the Customer Information section, especially those concerning income, net worth and investment objectives, and will advise you of any changes in such information which could be deemed to affect the suitability of executing options transactions for my account. BY SIGNING THIS APPLICATION, I (WE) ACKNOWLEDGE THE FOLLOWING: (1) THAT, PAGE 2 PARAGRAPH 9 OF THE ATTACHED AGREEMENT CONTAINS A PREDISPUTE ARBITRATION CLAUSE AND IN ACCORDANCE WITH THIS AGREEMENT I (WE) AGREEE IN ADVANCE TO ARBITRATE ANY CONTROVERSIES WHICH MAY ARISE BETWEEN OR AMONG ME (US), MY BROKER, AND/OR CLEARING FIRM, (2) RECEIPT OF A COPY OF THE AGREEMENT FOLLOWING THIS APPLICATION AND MY (OUR) AGREEMENT WITH THE TERMS THEREIN AND (3) THE INFORMATION PROVIDED ABOVE IS ACCURATE. APPLICANT’S SIGNATURE DATE SIGNATURE OF CO-APPLICANT DATE FOR OFFICE USE ONLY (Must be completed for Apex to accept) Please note date of delivery on the items listed below: Approved for Option Trading as follows: INTRODUCING BROKER APPROVAL Characteristics & Risk of Standard Options: Registered Representative Signature Date Option Principal Signature Date Registered Principal Signature Date Option Level 1 Option Level 2 Option Level 3 Option Level 4 Option Level 5 Option Level 6 Special Statement for Uncovered Option Writers: In connection with any transactions in options which have been or may be purchased, sold, exercised or endorsed for the undersigned’s account with an introducing broker(s) which clears through Apex Clearing Corporation, the undersigned agrees as follows:
Appears in 8 contracts
Samples: Option Agreement, Option Agreement, Option Agreement
