Market Abuse. 4.9.1 By entering into any Transaction you are not acting in any way which is intended to or may be considered to be “Insider Dealing” or “Market Abuse” a defined term in the Act, nor are you acting with the intention of contravening any other provision of the Act, the SCB Regulations, or any other Applicable Regulation.
Appears in 8 contracts
Samples: Client Agreement, Client Agreement, Client Agreement
Market Abuse. 4.9.1 By entering into any Transaction Transaction, you are not acting in any way which is intended to or may be considered to be “Insider Dealing” or “Market Abuse” a defined term in the Act, nor are you acting with the intention of contravening any other provision of the Act, the SCB Regulations, or any other Applicable Regulation.
Appears in 5 contracts
Samples: Client Agreement, Client Agreement, Client Agreement
Market Abuse. 4.9.1 4.8.1 By entering into any Transaction you are not acting in any way which is intended to or may be considered to be “Insider Dealing” or “Market Abuse” a defined term in or other prohibited practices against rules and regulations of the Act, Market where the Securities are sold or listed or otherwise available for trading nor are you acting with the intention of contravening any other provision of the Act, the SCB Regulations, Applicable Laws and Regulations or any other Applicable Regulationapplicable regulations.
Appears in 2 contracts
Samples: Client Agreement, fot.tradestars.com.br
Market Abuse. 4.9.1 By entering into any Transaction transaction, you are not acting in any way which is intended to or may be considered to be “Insider Dealing” or “Market Abuse” a defined term in the Act, nor are you acting with the intention of contravening any other provision of the Act, the SCB Regulations, or any other Applicable Regulation.
Appears in 2 contracts
Samples: November 2022, Client Agreement
Market Abuse. 4.9.1 4.10.1 By entering into any Transaction you are not acting in any way which is intended to or may be considered to be “Insider Dealing” or “Market Abuse” a defined term in the Act, nor are you acting with the intention of contravening any other provision of the Act, the SCB RegulationsFCA Rules, or any other Applicable Regulation.
Appears in 1 contract
Samples: cuboidlogic.com
Market Abuse. 4.9.1 5.10.1 By entering into any Transaction you are not acting in any way which is intended to or may be considered to be “Insider Dealing” or “Market Abuse” a as terms defined term in the Act, nor are you acting with the intention of contravening any other provision of the Act, the SCB RegulationsFCA Rules, or any other Applicable Regulation.
Appears in 1 contract
Samples: Client Agreement