Market Abuse. 4.9.1 By entering into any Transaction you are not acting in any way which is intended to or may be considered to be “Insider Dealing” or “Market Abuse” a defined term in the Act, nor are you acting with the intention of contravening any other provision of the Act, the SCB Regulations, or any other Applicable Regulation. 4.9.2 For the purposes of this clause 4.9 you agree that we may proceed on the basis that, when you open or close a Trade with us in a Market, you may be treated as dealing in securities within the meaning of any law, SCB Rule or Applicable regulation against Market Abuse; and 4.9.3 You acknowledge that it would be improper for you to deal in the Market if the sole purpose of such a transaction was to impact on our bid or offer prices, and you agree not to conduct any such transactions.
Appears in 8 contracts
Samples: Client Agreement, Client Agreement, Client Agreement
Market Abuse. 4.9.1 By entering into any Transaction Transaction, you are not acting in any way which is intended to or may be considered to be “Insider Dealing” or “Market Abuse” a defined term in the Act, nor are you acting with the intention of contravening any other provision of the Act, the SCB Regulations, or any other Applicable Regulation.
4.9.2 For the purposes of this clause 4.9 you agree that we may proceed on the basis that, when you open or close a Trade with us in a Market, you may be treated as dealing in securities within the meaning of any law, SCB Rule or Applicable regulation against Market Abuse; and
4.9.3 You acknowledge that it would be improper for you to deal in the Market if the sole purpose of such a transaction was to impact on our bid or offer prices, and you agree not to conduct any such transactions.
Appears in 5 contracts
Samples: Client Agreement, Client Agreement, Client Agreement
Market Abuse. 4.9.1 By entering into any Transaction transaction, you are not acting in any way which is intended to or may be considered to be “Insider Dealing” or “Market Abuse” a defined term in the Act, nor are you acting with the intention of contravening any other provision of the Act, the SCB Regulations, or any other Applicable Regulation.
4.9.2 For the purposes of this clause 4.9 you agree that we may proceed on the basis that, when you open or close a Trade with us in a Market, you may be treated as dealing in securities within the meaning of any law, SCB Rule or Applicable regulation against Market Abuse; and
4.9.3 You acknowledge that it would be improper for you to deal in the Market if the sole purpose of such a transaction was to impact on our bid or offer prices, and you agree not to conduct any such transactions.
Appears in 2 contracts
Samples: Client Agreement, Client Agreement
