Medallion Signature Guarantee. Medallion Signature Guarantee services are available to members at any RBFCU location. RBFCU has the right to refuse a Medallion Signature Guarantee at our discretion.
Medallion Signature Guarantee. EXHIBIT B FORM OF RESTRICTED COMMON STOCK LEGEND "THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"). THE HOLDER HEREOF, BY PURCHASING THIS SECURITY, AGREES FOR THE BENEFIT OF THE COMPANY THAT THIS SECURITY MAY NOT BE RESOLD, PLEDGED OR OTHERWISE TRANSFERRED (X) PRIOR TO THE SECOND ANNIVERSARY OF THE ISSUANCE HEREOF (OR ANY PREDECESSOR SECURITY HERETO) OR (Y) BY ANY HOLDER THAT WAS AN "AFFILIATE" (WITHIN THE MEANING OF RULE 144 UNDER THE SECURITIES ACT) OF THE COMPANY AT ANY TIME DURING THE THREE MONTHS PRECEDING THE DATE OF SUCH TRANSFER, IN EITHER CASE OTHER THAN (1) TO THE COMPANY, (2) SO LONG AS THIS SECURITY IS ELIGIBLE FOR RESALE PURSUANT TO RULE 144A UNDER THE SECURITIES ACT ("RULE 144A"), TO A PERSON WHOM THE SELLER REASONABLY BELIEVES IS A QUALIFIED INSTITUTIONAL BUYER WITHIN THE MEANING OF RULE 144A, PURCHASING FOR ITS OWN ACCOUNT OR FOR THE ACCOUNT OF A QUALIFIED INSTITUTIONAL BUYER TO WHOM NOTICE IS GIVEN THAT THE RESALE, PLEDGE OR OTHER TRANSFER IS BEING MADE IN RELIANCE ON RULE 144A, (3) IN AN OFFSHORE TRANSACTION (AS DEFINED IN REGULATION S UNDER THE SECURITIES ACT) IN ACCORDANCE WITH REGULATION S UNDER THE SECURITIES ACT, (4) PURSUANT TO AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT PROVIDED BY RULE 144 (IF APPLICABLE) UNDER THE SECURITIES ACT OR (5) PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT, IN EACH CASE IN ACCORDANCE WITH ANY APPLICABLE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES. THE HOLDER HEREOF, BY PURCHASING THIS SECURITY, REPRESENTS AND AGREES FOR THE BENEFIT OF THE COMPANY THAT IT IS (1) A QUALIFIED INSTITUTIONAL BUYER OR (2) NOT A U.S. PERSON AND IS OUTSIDE THE UNITED STATES WITHIN THE MEANING OF (OR AN ACCOUNT SATISFYING THE REQUIREMENTS OF PARAGRAPH (k)(2) OF RULE 902 UNDER) REGULATION S UNDER THE SECURITIES ACT. IN ANY CASE THE HOLDER HEREOF WILL NOT, DIRECTLY OR INDIRECTLY, ENGAGE IN ANY HEDGING TRANSACTION WITH REGARD TO THIS SECURITY EXCEPT AS PERMITTED BY THE SECURITIES ACT." EXHIBIT C FORM OF TRANSFER CERTIFICATE FOR TRANSFER OF RESTRICTED COMMON STOCK (Transfers pursuant to Section 11.11(c) of the Indenture) [NAME AND ADDRESS OF COMMON STOCK TRANSFER AGENT] Re: GATX Corporation 7.5% Convertible Notes due 2007 (the "Convertible Notes") Reference is hereby made to the Indenture dated as of February 1, 2002 (the "Indenture") by and among GATX Corporation, GATX Financial Corporation and JPMorgan Chase Bank, as Trustee. Capita...
Medallion Signature Guarantee. If a medallion signature guarantee is required for the cancellation of shares, GFHI will pay for the cost to utilize V Stock’s medallion signature guarantee service.
Medallion Signature Guarantee if applicable Important Information – Medallion Signature Guarantee3 Your current 529 plan may require a medallion signature guarantee on this form and it may have additional requirements before releasing your funds. To avoid delays in processing your rollover, contact your current 529 plan for instructions before mailing this form to ScholarShare. You may be required to provide proof of your authority to act on behalf of this account to your bank or broker before a medallion signature guarantee will be provided. Guarantor to Affix Stamp Here Mail this form to: Overnight Mail ScholarShare College Savings Plan 000 X 0xx Xxxxxx Xxxxx 000000 Xxxxxx Xxxx, XX 00000-0000 Regular Mail ScholarShare College Savings Plan P.O. Box 219185 Kansas City, MO 64121-9185 A13108 (11/18) 3 A Medallion Signature Guarantee is available from banks or trust companies, savings banks, savings and loan associations or members of a national stock exchange and warrants that the signer of this form is the appropriate person to provide instruction for this account. A notary public cannot provide a Medallion Signature Guarantee.
Medallion Signature Guarantee. Oakmark does not require a STAMP2000 Medallion Signature Guarantee (MSG) stamp; however, please contact your current SIMPLE IRA custodian to determine if they require an MSG stamp on this form. You can obtain an MSG stamp from most commercial banks, trust companies, savings associations, credit unions and member firms of domestic stock exchanges. A notary public cannot provide an MSG stamp. Place MSG Stamp Here RETAIN A COPY OF THIS COMPLETED FORM FOR YOUR RECORDS Print Form
Medallion Signature Guarantee. A-13 CERTIFICATE TO BE DELIVERED UPON EXCHANGE OR REGISTRATION OF TRANSFER OF TRANSFER RESTRICTED SECURITIES(5) Re: 2 1/2% Senior Convertible Notes Due December 15, 2007 (the "Convertible Notes") of Navistar International Corporation This certificate relates to $______________ principal amount of Convertible Notes owned in (check applicable box) - book-entry or - definitive form by ___________ (the "Transferor"). The Transferor has requested a Registrar or the Trustee to exchange or register the transfer of such Convertible Notes. In connection with such request and in respect of each such Convertible Note, the Transferor does hereby certify that the Transferor is familiar with transfer restrictions relating to the Convertible Notes as provided in Section 2.07 of the Indenture dated as of December 16, 2002, among Navistar International Corporation, International Truck and Engine Corporation and BNY Midwest Trust Company (the "Indenture"), and the transfer of such Convertible Note is being made pursuant to an effective registration statement under the Securities Act of 1933, as amended (the "Securities Act") (check applicable box) or the transfer or exchange, as the case may be, of such Security does not require registration under the Securities Act because (check applicable box): / / Such Convertible Note is being transferred pursuant to an effective registration statement under the Securities Act. / / Such Convertible Note is being transferred to the Company. / / Such Convertible Note is being transferred inside the United States to a person the Transferor reasonably believes is a "qualified institutional buyer" (as defined in Rule 144A or any successor provision thereto ("Rule 144A") under the Securities Act) that is purchasing for its own account or for the account of a "qualified institutional buyer", in each case to whom notice has been given that the transfer is being made in reliance on such Rule 144A, and in each case in reliance on Rule 144A. / / Such Convertible Note is being transferred outside the United States in an offshore transaction within the meaning of Regulation S under the Securities Act in compliance with Rule 904 under the Securities Act. / / Such Convertible Note is being transferred pursuant to and in compliance with an exemption from the registration requirements under the Securities Act
Medallion Signature Guarantee. NOTICE: The signature to this assignment must correspond with the name as it appears on the first page of the within Security in every particular, without alteration or enlargement or any change whatever.
Medallion Signature Guarantee. A medallion signature guarantee may be obtained from a participant in the Securities Transfer Associated Medallion Program, such as a domestic bank, savings association, credit union, brokerage firm or trust company. Please note that a notary public stamp or seal is NOT acceptable. A medallion signature guarantee is NOT required if this beneficiary designation form is submitted with a new account application.
Medallion Signature Guarantee. Medallion Signature Guarantee means a signature guarantee obtained from most broker-dealers, national or state banks, credit unions, federal savings and loan associations or other eligible institutions that participate in the Securities Transfer Association Medallion Program. A notary public is not an acceptable signature guarantor. A medallion signature guarantee is NOT required if this beneficiary designation form is submitted with a new account application. NOTE: You should review the accompanying XXX Rules and discuss the making of a XXX direction with your attorney to make certain it is consistent with your estate and tax planning, and to make certain that the XXX direction conforms to your current intentions with respect to disposition of the property at your death. A complete copy of Queens Road Funds’ XXX Rules is enclosed. RULES FOR REGISTRATION OF SHARES IN BENEFICIARY FORM I. INTRODUCTION These Rules for registration of shares in beneficiary form (the “Rules”) apply to shares registered in beneficiary form and are a part of the agreement between Queens Road Funds (the “Funds”) and the shareholders. The Rules state the rights and obligations of the shareholders, the shareholders’ beneficiary and the Funds. Registration in beneficiary form is accomplished by including in the Designation of Transfer on Death (“XXX”) Beneficiary Agreement (“XXX Agreement”), the name and identification of the shareholders’ beneficiary who is to receive the shares on the shareholders’ death. This is referred to as a XXX direction. XXX directions will be accepted at the time of purchase or as a transfer of shares owned. XXX directions will be accepted only for an account of an individual owner who is a natural person or of two or more individual owners as joint tenants with right of survivorship (or tenants by the entireties) and may be changed or revoked by the shareholder at any time before death. XXX registration is not available for non- natural persons such as corporations, trusts, partnerships, associations or for community property. A XXX beneficiary or contingent beneficiary can be a natural person or other entity. An example of a XXX direction is Xxxx Xxxxx designating Xxxxxx Xxxxx as XXX beneficiary. Xxxx Xxxxx is the legal owner of the account and Xxxxxx Xxxxx is the beneficiary. If the account is registered in the names of two or more owners as joint tenants with right of survivorship, a XXX direction will take effect only at the death of the surviving join...
Medallion Signature Guarantee. A Medallion Signature Guarantee on the Letter of Transmittal is required if:
