MERGER OF MERGER SUB. INTO THE COMPANY 1 1.2.........................................................................................EFFECT OF THE MERGER 2 1.3......................................................................................CLOSING; EFFECTIVE TIME 2
MERGER OF MERGER SUB into the Company 1
MERGER OF MERGER SUB. INTO THE COMPANY 1 1.2 EFFECT OF THE MERGER 1 1.3 CLOSING; EFFECTIVE TIME 1 1.4 CERTIFICATE OF INCORPORATION AND BYLAWS; DIRECTORS AND OFFICERS 2 1.5 CONVERSION OF EQUITABLE INTERESTS 2 1.6 CLOSING OF THE COMPANY’S TRANSFER BOOKS 3 1.7 EXCHANGE OF CERTIFICATES 3 1.8 TAX CONSEQUENCES 5 1.9 FURTHER ACTION 5 2.1 ORGANIZATION AND GOOD STANDING 5 2.2 AUTHORITY; NO CONFLICT 6 2.3 CAPITALIZATION 7 2.4 NON-CONTRAVENTION 7 2.5 BROKERS’ FEES 8 2.6 TITLE TO ASSETS 8 2.7 SUBSIDIARIES 8 2.8 FINANCIAL STATEMENTS 9 2.9 EVENTS SUBSEQUENT TO MOST RECENT FISCAL YEAR END 9 2.10 UNDISCLOSED LIABILITIES 11 2.11 LEGAL COMPLIANCE 11 2.12 TAX MATTERS 11 2.13 REAL PROPERTY 12 2.14 INTELLECTUAL PROPERTY 13 2.15 TANGIBLE ASSETS 13 2.16 INVENTORY 13 2.17 CONTRACTS 13 2.18 NOTES AND ACCOUNTS RECEIVABLE 14 2.19 POWERS OF ATTORNEY 15 2.20 INSURANCE 15 2.21 LITIGATION 15 2.22 EMPLOYEES 15 2.23 EMPLOYEE BENEFITS 16 2.24 GUARANTIES 16 2.25 ENVIRONMENTAL, HEALTH, AND SAFETY MATTERS 16 2.26 CERTAIN BUSINESS RELATIONSHIPS WITH THE COMPANY AND ITS SUBSIDIARIES 17 2.27 DISCLOSURE 17 2.28 CUSTOMERS AND SUPPLIERS 17 2.29 DATA PRIVACY 17 2.30 BROKER-DEALER STATUS 17 2.31 COMPANY’S ACCOUNTING SYSTEM 17 2.32 NO UNLAWFUL CONTRIBUTIONS OR OTHER PAYMENTS 18 2.33 FOREIGN CORRUPT PRACTICES ACT 18 2.34 MONEY LAUNDERING LAWS 18 2.35 OFAC 18 3.1 ORGANIZATION AND GOOD STANDING 19 3.2 AUTHORITY; NO CONFLICT 19 3.3 CAPITALIZATION 21 3.4 NON-CONTRAVENTION 21 3.5 BROKERS’ FEES 22 3.6 TITLE TO ASSETS 22 3.7 SUBSIDIARIES 22 3.8 FINANCIAL STATEMENTS 22 3.9 EVENTS SUBSEQUENT TO MOST RECENT FISCAL YEAR END 23 3.10 UNDISCLOSED LIABILITIES 24 3.11 LEGAL COMPLIANCE 25 3.12 TAX MATTERS 25 3.13 REAL PROPERTY 26 3.14 INTELLECTUAL PROPERTY 27 3.15 TANGIBLE ASSETS 27 3.16 INVENTORY 27 3.17 CONTRACTS 27 3.18 NOTES AND ACCOUNTS RECEIVABLE 28 3.19 POWERS OF ATTORNEY 28 3.20 INSURANCE 29 3.21 LITIGATION 29 3.22 EMPLOYEES 29 3.23 EMPLOYEE BENEFITS 29 3.24 GUARANTIES 29 3.25 ENVIRONMENTAL, HEALTH, AND SAFETY MATTERS 29 3.26 CERTAIN BUSINESS RELATIONSHIPS WITH PARENT AND ITS SUBSIDIARIES 30 3.27 DISCLOSURE 30 3.28 CUSTOMERS AND SUPPLIERS 30 3.29 DATA PRIVACY 31 3.30 PARENT NOT AN “INVESTMENT COMPANY” 31 3.31 NO PRICE STABILIZATION OR MANIPULATION 31 3.32 BROKER-DEALER STATUS 31 3.33 COMMISSION FILINGS; SARBANES–OXLEY ACT 31 3.34 DISCLOSURE CONTROLS AND PROCEDURES 32 3.35 PARENT’S ACCOUNTING SYSTEM 32 3.36 NO UNLAWFUL CONTRIBUTIONS OR OTHER PAYMENTS 32 3.37 FOREIGN CORRUPT PRACTICES ACT 32 3.38 MONEY LAUNDERING LAWS 33 3.39 OFAC 33 ...
