Common use of Monitoring Procedures Clause in Contracts

Monitoring Procedures. A. The Trust has adopted policies concerning the frequent trading of its shares. For the purpose of implementing Rule 22c-2, the Trust has adopted criteria designed to detect frequent trading activity (“Monitoring Procedures”) and has communicated such criteria to UMBFS.

Appears in 12 contracts

Samples: Transfer Agency Agreement (Fpa Funds Trust), Transfer Agency Agreement (Bragg Capital Trust), Transfer Agency Agreement (SteelPath MLP Funds Trust)

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Monitoring Procedures. A. (A) The Trust has adopted policies concerning the frequent trading of its sharesShares. For the purpose of implementing complying with Rule 22c-2, the Trust has adopted criteria designed to detect frequent trading activity (“22c-2 Monitoring Procedures”) and has communicated such criteria to UMBFSTransfer Agent.

Appears in 12 contracts

Samples: The Transfer Agency Agreement (PPM Funds), Transfer Agency Agreement (E-Valuator Funds Trust), Transfer Agency Agreement

Monitoring Procedures. A. The Trust has adopted policies concerning the frequent trading of its shares. For the purpose of implementing Rule 22c-2, the Trust has adopted criteria designed to detect frequent trading activity (“Monitoring Procedures”) for each Fund and has communicated such criteria to UMBFS.

Appears in 2 contracts

Samples: Transfer Agency Agreement (Investment Managers Series Trust), Transfer Agency Agreement (Investment Managers Series Trust)

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Monitoring Procedures. A. (A) The Trust has adopted policies concerning the frequent trading of its sharesShares. For the purpose of implementing complying with Rule 22c-2, the Trust has adopted criteria designed to detect frequent trading activity (“22c-2 Monitoring Procedures”) and has communicated such criteria to UMBFS.Transfer Agent. EXECUTION COPY

Appears in 2 contracts

Samples: Transfer Agency Agreement (Aspiriant Global Equity Trust), Transfer Agency Agreement (Aspiriant Global Equity Trust)

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