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Common use of Monitoring Procedures Clause in Contracts

Monitoring Procedures. A. The Trust has adopted policies concerning the frequent trading of its shares. For the purpose of implementing Rule 22c-2, the Trust has adopted criteria designed to detect frequent trading activity (“Monitoring Procedures”) and has communicated such criteria to UMBFS. B. The Trust hereby instructs and directs UMBFS to implement the Monitoring Procedures on its behalf, as such may be amended or revised from time to time.

Appears in 12 contracts

Samples: Transfer Agency Agreement (Fpa Funds Trust), Transfer Agency Agreement (Bragg Capital Trust), Transfer Agency Agreement (SteelPath MLP Funds Trust)

Monitoring Procedures. A. (A) The Trust has adopted policies concerning the frequent trading of its sharesShares. For the purpose of implementing complying with Rule 22c-2, the Trust has adopted criteria designed to detect frequent trading activity (“22c-2 Monitoring Procedures”) and has communicated such criteria to UMBFSTransfer Agent. B. (B) The Trust hereby instructs and directs UMBFS Transfer Agent to implement the 22c-2 Monitoring Procedures on its behalf, as such may be amended or revised from time to time.

Appears in 11 contracts

Samples: Transfer Agency Agreement (PPM Funds), Transfer Agency Agreement (E-Valuator Funds Trust), Transfer Agency Agreement

Monitoring Procedures. A. The Trust has adopted policies concerning the frequent trading of its shares. For the purpose of implementing Rule 22c-2, the Trust has adopted criteria designed to detect frequent trading activity (“Monitoring Procedures”) for each Fund and has communicated such criteria to UMBFS. B. The Trust hereby instructs and directs UMBFS to implement the Monitoring Procedures on its behalf, as such may be amended or revised from time to time.

Appears in 2 contracts

Samples: Transfer Agency Agreement (Investment Managers Series Trust), Transfer Agency Agreement (Investment Managers Series Trust)

Monitoring Procedures. A. (A) The Trust has adopted policies concerning the frequent trading of its sharesShares. For the purpose of implementing complying with Rule 22c-2, the Trust has adopted criteria designed to detect frequent trading activity (“22c-2 Monitoring Procedures”) and has communicated such criteria to UMBFS.Transfer Agent. EXECUTION COPY B. (B) The Trust hereby instructs and directs UMBFS Transfer Agent to implement the 22c-2 Monitoring Procedures on its behalf, as such may be amended or revised from time to time.

Appears in 2 contracts

Samples: Transfer Agency Agreement (Aspiriant Global Equity Trust), Transfer Agency Agreement (Aspiriant Global Equity Trust)

Monitoring Procedures. A. i. The Trust has previously adopted policies concerning the frequent trading of its shares. For the purpose of implementing Rule 22c-2, the Trust has adopted criteria designed to detect frequent trading activity (“Monitoring Procedures”) in each separate series offered by the Trust representing interests in a separate portfolio (“Fund” or “Funds”) and has communicated such criteria to UMBFS. B. ii. The Trust hereby instructs and directs UMBFS to implement the Monitoring Procedures on its behalf, as such may be amended or revised from time to time.

Appears in 1 contract

Samples: Transfer Agency Agreement (Nakoma Mutual Funds)

Monitoring Procedures. A. (A) The Trust has adopted policies concerning the frequent trading of its sharesShares. For the purpose of implementing complying with Rule 22c-2, the Trust has adopted criteria designed to detect frequent trading activity (“22c-2 Monitoring Procedures”) and has communicated such criteria to UMBFSTransfer Agent. B. (B) The Trust hereby instructs and directs UMBFS Transfer Agent to implement the 22c-2 Monitoring Procedures on its behalf, as such may be maybe amended or revised from time to time.

Appears in 1 contract

Samples: Transfer Agency Agreement (Smead Funds Trust)

Monitoring Procedures. A. i. The Trust has previously adopted policies concerning the frequent trading of its shares. For the purpose of implementing Rule 22c-2, the Trust has adopted criteria designed to detect frequent trading activity ("Monitoring Procedures") in each separate series offered by the Trust representing interests in a separate portfolio ("Fund" or "Funds") and has communicated such criteria to UMBFS. B. ii. The Trust hereby instructs and directs UMBFS to implement the Monitoring Procedures on its behalf, as such may be amended or revised from time to time.

Appears in 1 contract

Samples: Transfer Agency Agreement (Umb Scout Funds)