Name of Series. The Internet Fund – No Load Class The Internet Fund – Advisor Class A The Internet Fund – Advisor Class C The Internet Fund – Institutional Class The Global Fund – No Load Class The Global Fund – Advisor Class A The Global – Advisor Class C The Global – Institutional Class The Paradigm Fund – No Load Class The Paradigm Fund – Advisor Class A The Paradigm Fund – Advisor Class C The Paradigm Fund – Institutional Class The Medical Fund – No Load Class The Medical Fund – Advisor Class A The Medical Fund – Advisor Class C The Medical Fund – Institutional Class The Small Cap Opportunities Fund – No Load Class The Small Cap Opportunities Fund – Advisor Class A The Small Cap Opportunities Fund – Advisor Class C The Small Cap Opportunities Fund – Institutional Class The Market Opportunities Fund – No Load Class The Market Opportunities Fund – Advisor Class A The Market Opportunities Fund – Advisor Class C The Market Opportunities Fund – Institutional Class The Alternative Income Fund -- No Load Class The Alternative Income Fund – Advisor Class A The Alternative Income Fund – Advisor Class C The Alternative Income Fund – Institutional Class The Multi-Disciplinary Income Fund – No Load Class The Multi-Disciplinary Income Fund – Advisor Class A The Multi-Disciplinary Income Fund – Advisor Class C The Multi-Disciplinary Income Fund – Institutional Class The Kinetics Spin-off and Corporate Restructuring Fund – No Load Class The Kinetics Spin-off and Corporate Restructuring Fund – Advisor Class A The Kinetics Spin-off and Corporate Restructuring Fund – Advisor Class C The Kinetics Spin-off and Corporate Restructuring Fund – Institutional Class 6/9/2017
Name of Series. The Internet Fund The Global Fund The Paradigm Fund The Small Cap Opportunities Fund The Market Opportunities Fund The Kinetics Spin-off and Corporate Restructuring Fund The Multi-Disciplinary Income Fund Separate Series of Kinetics Portfolios Trust - Master Investment Portfolios
Name of Series. The Internet Fund The Global Fund The Paradigm Fund The Tactical Paradigm Fund The Medical Fund The Small Cap Opportunities Fund The Market Opportunities Fund The Alternative Income Fund The Multi-Disciplinary Fund Horizon Spin-off and Corporate Restructuring Fund (Soon to be renamed to Kinetics Spin-off and Corporate Restructuring Fund) Separate Series of Kinetics Portfolios Trust – Master Investment Portfolios Name of Series The Internet Portfolio The Global Portfolio The Paradigm Portfolio The Medical Portfolio The Small Cap Opportunities Portfolio The Market Opportunities Portfolio The Alternative Income Portfolio The Multi-Disciplinary Portfolio Amended Exhibit C to the Custody Agreement – Kinetics Mutual Funds, Inc. and Kinetics Portfolios Trust List of Funds as of June 9, 2017 Fee Schedule at December, 2015 Annual Fee Schedule - Domestic Funds/Portfolios Separate Series of Kinetics Mutual Funds, Inc./Kinetics Portfolio Trust Name of Series The Medical Fund/ The Medical Portfolio The Internet Fund/ The Internet Portfolio The Global Fund/ The Global Portfolio The Paradigm Fund/ The Paradigm Portfolio The Small Cap Opportunities Fund/ The Small Cap Opportunities Portfolio The Market Opportunities Fund/The Market Opportunities Portfolio The Alternative Income Fund/The Alternative Income Portfolio The Multi-Discplinary Fund/The Multi-Discplinary Portfolio The Kinetics Spin-off and Corporate Restructuring Fund Annual fee based upon market value __ basis point per year Minimum annual fee per fund - $_____ Investment transactions (purchase, sale, exchange, tender, redemption, maturity, receipt, delivery): $___ per book entry security (depository or Federal Reserve system) $____ per definitive security (physical) $____ per mutual fund trade $____ per Euroclear $____ per principal reduction on pass-through certificates $____ per option/futures contract $____ per variation margin $____ per Fed wire deposit or withdrawal $____ per repurchase transaction Variable Amount Demand Notes: Used as a short-term investment, variable amount notes offer safety and prevailing high interest rates. Our charge, which is __ of _%, is deducted from the variable amount note income at the time it is credited to your account. Plus out-of-pocket expenses, and extraordinary expenses based upon complexity Fees and out-of-pocket expenses are billed to the fund monthly, based upon market value at the beginning of the month Amended Exhibit C (continued) to the Custody Agreement – Kineti...
Name of Series. Vert Global Sustainable Real Estate ETF Base Fee for Accounting, Administration, Transfer Agent Services The following reflects the greater of the basis point fee or annual minimum1 where Vert Asset Management LLC (the “Adviser”) acts as investment adviser to the fund(s) in the same registered investment company. Annual Minimum per Fund2 Basis Points on Trust AUM2 Funds [ ] $[ ] First $[ ] [ ]bps Funds [ ] $[ ] Next $[ ] [ ] bps Funds [ ] $[ ] Next $[ ] [ ] bps Balance [ ] bps See APPENDIX A for Services and Associated Fees in addition to the Base Fee See APPENDIX B for OPTIONAL Supplemental Services and Associated Fees 1 Each fund, regardless of asset size, will have fees allocated to it equal to the per fund minimum. Should the complex level basis point fee calculation exceed the complex level minimum fee level calculation, the fees in excess of the minimum will be allocated to each fund based on the percent on AUM. Once a Fund is operational, should this service agreement with U.S. Bank be terminated prior to the end of the initial two-year period, Adviser will be responsible for the balance of the minimum fees for the remainder of the initial two-year period. Following the initial two-year period, this fee schedule will automatically renew (unless otherwise amended or terminated) for successive two-year periods, and should this service agreement with U.S. Bank be terminated prior to the end of such a two-year period, Adviser will be responsible for the balance of the minimum fees for the remainder of such two-year period. Additional services not included herein shall be mutually agreed upon at the time of the service being added. In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new derivatives risk management and reporting requirements).
Name of Series. The name of the Series established by this Separate Series Agreement shall be “Series A”.
Name of Series. The Internet Portfolio The Global Portfolio The Paradigm Portfolio The Small Cap Opportunities Portfolio The Market Opportunities Portfolio The Multi-Disciplinary Income Portfolio
Name of Series. The designation of the Series authorized hereby shall be “Section 108 Government Guaranteed Participation Certificates, Series HUD -A, Guaranteed by the Secretary of Housing and Urban Development.”
Name of Series. Blueprint Chesapeake Multi-Asset Trend ETF Cambria Chesapeake Pure Trend ETF Carbon Collective Climate Solutions U.S. Equity ETF Carbon Collective Short Duration Green Bond ETF Cboe® Validus S&P 500® Dynamic PutWrite Index ETF Clockwise Core Equity & Innovation ETF CNIC ICE U.S. Carbon Neutral Power Futures Index ETF CoreValues Alpha America's Digital Growth ETF CoreValues Alpha Greater China Growth ETF CoreValues Alpha India Growth ETF Defiance Daily Target 2X Long Ether ETF Defiance Daily Target 1.5X Short MSTR ETF Defiance Daily Target 2X Long Carbon ETF Defiance Daily Target 2X Long Copper ETF Defiance Daily Target 2X Long Lithium ETF Defiance Daily Target 2X Long LLY ETF Defiance Daily Target 1.75X Long MSTR ETF Defiance Daily Target 2X Long NVO ETF Defiance Daily Target 2X Long PANW ETF Defiance Daily Target 2X Long SMCI ETF Defiance Daily Target 2X Long Solar ETF Defiance Daily Target 2X Long Uranium ETF Defiance Daily Target 2X Short Ether ETF Defiance Developed Markets Enhanced Options Income ETF Defiance Emerging Markets Enhanced Options Income ETF Defiance Gold Enhanced Options Income ETF Defiance Nasdaq 100 Enhanced Options Income ETF Defiance Nasdaq 100 Income Target ETF Defiance Oil Enhanced Options Income ETF Defiance R2000 Enhanced Options Income ETF Defiance R2000 Income Target ETF Defiance S&P 500 Enhanced Options Income ETF Defiance S&P 500 Income Target ETF Defiance Silver Enhanced Options Income ETF Defiance Treasury Alternative Yield ETF Defiance Treasury Enhanced Options Income ETF DGA Absolute Return ETF Even Herd Long Short ETF Gxxxxxx Growth ETF Hilton Small-MidCap Opportunity ETF iREIT® - MarketVector Quality REIT Index ETF Nxxxxxxx Fixed Income Alternative ETF Nxxxxxxx Global Equity and Income ETF Octane All-Cap Value Energy ETF Peerless Option Income Wheel ETF Pinnacle Focused Opportunities ETF Quantify Absolute Income ETF Return Stacked® Bonds & Futures Yield ETF Return Stacked® U.S. Stocks & Futures Yield ETF Return Stacked® Bonds & Managed Futures ETF Return Stacked® Global Stocks & Bonds ETF Return Stacked® U.S. Stocks & Managed Futures ETF Roundhill Generative AI & Technology ETF Tactical Advantage ETF The Meet Kxxxx Xxxxxxxx ETF The Meet Kxxxx Pricing Power ETF The Meet Kxxxx Select ETF YieldMax™ AAPL Option Income Strategy ETF YieldMax™ Short AAPL Option Income Strategy ETF YieldMax™ ABNB Option Income Strategy ETF YieldMax™ ADBE Option Income Strategy ETF YieldMax™ AI Option Income Strategy ETF YieldMax™ AMD Option Inco...
Name of Series. The Internet Fund The Global Fund The Paradigm Fund The Tactical Paradigm Fund The Medical Fund The Small Cap Opportunities Fund The Market Opportunities Fund The Alternative Income Fund The Multi-Disciplinary Income Fund The Kinetics Spin-off and Corporate Restructuring Fund Separate Series of Kinetics Portfolios Trust – Master Investment Portfolios Name of Series The Internet Portfolio The Global Portfolio The Paradigm Portfolio The Medical Portfolio The Small Cap Opportunities Portfolio The Kinetics Government Money Market Portfolio The Market Opportunities Portfolio The Alternative Income Portfolio The Multi-Disciplinary Income Portfolio
Name of Series. Adaptiv Select ETF Base Fee for Accounting, Administration, Transfer Agent & Account Services The following reflects the greater of the basis point fee or annual minimum¹ where Client First Tax & Wealth Advisors (the "Adviser") acts as investment adviser to the fund(s) in the same Registered Investment Trust. Annual Minimum per Fund² Basis Points on Trust AUM² $ […] for Funds 1-5 […] on the first $ […] $ […] for Funds 6-10 […] on the next $ […] $ […] for Funds 11+ […] on the next $ […] […] on the balance See APPENDIX A for Services and Associated Fees in addition to the Base Fee See APPENDIX B for OPTIONAL Supplemental Services and Associated Fees ¹ Each fund, regardless of asset size, will have fees allocated to it equal to the per fund minimum. Should the complex level basis point fee calculation exceed the complex level minimum fee level calculation, the fees in excess of the minimum will be allocated to each fund based on the percent on AUM. Once a Fund is operational, should this service agreement with U.S. Bank be terminated prior to the end of the initial two year period, Adviser will be responsible for the balance of the minimum fees for the remainder of the service agreement's 12-month period beginning with the Fund's launch or any anniversary of launch. To avoid doubt, if Adviser launched a Fund on March 1, 2022 and terminated the relationship on June 30, 2023, Adviser would owe U.S. Bank up to […]% of $ […] ($ […] admin/acct/ta + $ […] Custody). Additional services not included above shall be mutually agreed upon at the time of the service being added. In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). ² Subject to annual CPI increase - All Urban Consumers - U.S. City Average" index, provided that the CPI adjustment will not decrease the base fees (even if the cumulative CPI rate at any point in time is negative). Fees are calculated pro rata and billed monthly APPENDIX A - Accounting, Administration, Transfer Agent & Account Services (in addition to the Base Fee) Pricing Services For daily pricing of each securities (estimated 252 pricing days annually) ■ $ […] - Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps ■ $ […] - Domestic Corporates, Domestic Conver...
