Name of Series. The Internet Fund - No Load Class The Internet Fund - Advisor Class A The Internet Fund - Advisor Class C The Internet Fund - Institutional Class The Global Fund - No Load Class The Global Fund - Advisor Class A The Global - Advisor Class C The Global - Institutional Class The Paradigm Fund - No Load Class The Paradigm Fund- Advisor Class A The Paradigm Fund- Advisor Class C The Paradigm Fund - Institutional Class The Small Cap Opportunities Fund - No Load Class The Small Cap Opportunities Fund- Advisor Class A The Small Cap Opportunities Fund - Advisor Class C The Small Cap Opportunities Fund - Institutional Class The Market Opportunities Fund - No Load Class The Market Opportunities Fund - Advisor Class A The Market Opportunities Fund - Advisor Class C The Market Opportunities Fund - Institutional Class The Kinetics Spin-off and Corporate Restructuring Fund - No Load Class The Kinetics Spin-off and Corporate Restructuring Fund - Advisor Class A The Kinetics Spin-off and Corporate Restructuring Fund -Advisor Class C The Kinetics Spin-off and Corporate Restructuring Fund - Institutional Class The Multi-Disciplinary Income Fund – No Load Class (Continuation of Exhibit A) Fund Administration & Portfolio Compliance Services Fee Schedule Master Portfolios Annual Fee Based Upon Average Net Assets per Fund [ ] basis points on the first $1 billion [ ] basis points on the balance Feeder Portfolios Annual Fee Based Upon Average Net Assets per Fund [ ] basis points on the first $1 billion [ ] basis points on the balance Minimum Annual Fee: $[ ] Note: Minimum is based on the combined feeds for both Master Portfolios and the Feeder Funds and does not include pricing of securities. Minimum covers up to nine portfolios with classes plus up to five CFC and five C Corps. Portfolio's above nine will increase the minimum annual fee by $[ ] for each. Services Included in Annual Fee per Fund Advisor Information Source – On-line access to portfolio management and compliance information. Daily Performance Reporting – Daily pre and post-tax fund and/or sub-advisor performance reporting. Core Tax Services – See Additional Services Fee Schedule Performance Delivery $[ ]monthly at the Master level Third Party Administrative Data Charges (descriptive data for each security) $[ ] per security per month for fund administrative data SEC Modernization Requirements - Master Level Form N-PORT – $[ ] per year, per Fund Form N-CEN – $[ ] per year, per Fund SEC Modernization Requirements - F...
Name of Series. Blueprint Chesapeake Multi-Asset Trend ETF Cambria Chesapeake Pure Trend ETF Carbon Collective Climate Solutions U.S. Equity ETF Carbon Collective Short Duration Green Bond ETF Cboe® Validus S&P 500® Dynamic PutWrite Index ETF Clockwise Core Equity & Innovation ETF CNIC ICE U.S. Carbon Neutral Power Futures Index ETF CoreValues Alpha America's Digital Growth ETF CoreValues Alpha Greater China Growth ETF CoreValues Alpha India Growth ETF Defiance Daily Target 2X Long Ether ETF Defiance Daily Target 1.5X Short MSTR ETF Defiance Daily Target 2X Long Carbon ETF Defiance Daily Target 2X Long Copper ETF Defiance Daily Target 2X Long Lithium ETF Defiance Daily Target 2X Long LLY ETF Defiance Daily Target 1.75X Long MSTR ETF Defiance Daily Target 2X Long NVO ETF Defiance Daily Target 2X Long PANW ETF Defiance Daily Target 2X Long SMCI ETF Defiance Daily Target 2X Long Solar ETF Defiance Daily Target 2X Long Uranium ETF Defiance Daily Target 2X Short Ether ETF Defiance Developed Markets Enhanced Options Income ETF Defiance Emerging Markets Enhanced Options Income ETF Defiance Gold Enhanced Options Income ETF Defiance Nasdaq 100 Enhanced Options Income ETF Defiance Nasdaq 100 Income Target ETF Defiance Oil Enhanced Options Income ETF Defiance R2000 Enhanced Options Income ETF Defiance R2000 Income Target ETF Defiance S&P 500 Enhanced Options Income ETF Defiance S&P 500 Income Target ETF Defiance Silver Enhanced Options Income ETF Defiance Treasury Alternative Yield ETF Defiance Treasury Enhanced Options Income ETF DGA Absolute Return ETF Even Herd Long Short ETF Gxxxxxx Growth ETF Hilton Small-MidCap Opportunity ETF iREIT® - MarketVector Quality REIT Index ETF Nxxxxxxx Fixed Income Alternative ETF Nxxxxxxx Global Equity and Income ETF Octane All-Cap Value Energy ETF Peerless Option Income Wheel ETF Pinnacle Focused Opportunities ETF Quantify Absolute Income ETF Return Stacked® Bonds & Futures Yield ETF Return Stacked® U.S. Stocks & Futures Yield ETF Return Stacked® Bonds & Managed Futures ETF Return Stacked® Global Stocks & Bonds ETF Return Stacked® U.S. Stocks & Managed Futures ETF Roundhill Generative AI & Technology ETF Tactical Advantage ETF The Meet Kxxxx Xxxxxxxx ETF The Meet Kxxxx Pricing Power ETF The Meet Kxxxx Select ETF YieldMax™ AAPL Option Income Strategy ETF YieldMax™ Short AAPL Option Income Strategy ETF YieldMax™ ABNB Option Income Strategy ETF YieldMax™ ADBE Option Income Strategy ETF YieldMax™ AI Option Income Strategy ETF YieldMax™ AMD Option Inco...
Name of Series. The Internet Fund The Global Fund The Paradigm Fund The Small Cap Opportunities Fund The Market Opportunities Fund The Kinetics Spin-off and Corporate Restructuring Fund The Multi-Disciplinary Income Fund Separate Series of Kinetics Portfolios Trust - Master Investment Portfolios
Name of Series. Vert Global Sustainable Real Estate ETF Base Fee for Accounting, Administration, Transfer Agent Services The following reflects the greater of the basis point fee or annual minimum1 where Vert Asset Management LLC (the “Adviser”) acts as investment adviser to the fund(s) in the same registered investment company. Annual Minimum per Fund2 Basis Points on Trust AUM2 Funds [ ] $[ ] First $[ ] [ ]bps Funds [ ] $[ ] Next $[ ] [ ] bps Funds [ ] $[ ] Next $[ ] [ ] bps Balance [ ] bps See APPENDIX A for Services and Associated Fees in addition to the Base Fee See APPENDIX B for OPTIONAL Supplemental Services and Associated Fees 1 Each fund, regardless of asset size, will have fees allocated to it equal to the per fund minimum. Should the complex level basis point fee calculation exceed the complex level minimum fee level calculation, the fees in excess of the minimum will be allocated to each fund based on the percent on AUM. Once a Fund is operational, should this service agreement with U.S. Bank be terminated prior to the end of the initial two-year period, Adviser will be responsible for the balance of the minimum fees for the remainder of the initial two-year period. Following the initial two-year period, this fee schedule will automatically renew (unless otherwise amended or terminated) for successive two-year periods, and should this service agreement with U.S. Bank be terminated prior to the end of such a two-year period, Adviser will be responsible for the balance of the minimum fees for the remainder of such two-year period. Additional services not included herein shall be mutually agreed upon at the time of the service being added. In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new derivatives risk management and reporting requirements).
Name of Series. The Internet Portfolio The Global Portfolio The Paradigm Portfolio The Small Cap Opportunities Portfolio The Market Opportunities Portfolio The Multi-Disciplinary Income Portfolio
Name of Series. The designation of the Series authorized hereby shall be “Section 108 Government Guaranteed Participation Certificates, Series HUD -A, Guaranteed by the Secretary of Housing and Urban Development.”
Name of Series. The name of the Series established by this Separate Series Agreement shall be “Series A”.
Name of Series. Xxxxx Total Return Income Fund Custody Services Fee Schedule at September 2020 Based upon an annual rate of average daily market value of all long securities and cash held in the portfolio*: _basis point on the first $_ _ basis point on the next $_ _basis point on the balance Minimum annual fee per fund – $_ Plus portfolio transaction fees Portfolio Transaction Fees • $ _ – Book entry DTC transaction, Federal Reserve transaction, principal paydown • $ _ – Repurchase agreement, reverse repurchase agreement, time deposit/CD or other non-depository transaction • $ _ – Option/SWAPS/future contract written, exercised or expired • $_ – Mutual fund trade, Margin Variation Wire and outbound Fed wire • $_ – Physical security transaction • $ _ – Check disbursement (waived if U.S. Bancorp is Administrator) A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. Miscellaneous Expenses All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, SWIFT charges, negative interest charges and extraordinary expenses based upon complexity. Additional Services • Additional fees apply for global servicing. Fund of Fund expenses quoted separately. • $600 per custody sub – account per year (e.g., per sub –adviser, segregated account, etc.) • Class Action Services – $25 filing fee per class action per account, plus 2% of gross proceeds, up to a maximum per recovery not to exceed $2,000. • No charge for the initial conversion free receipt. • Overdrafts – charged to the account at prime interest rate plus 2% unless a line of credit is in place. * Subject to annual CPI increase – All Urban Consumers – U.S. City Average. Fees are calculated pro rata and billed monthly. Advisor’s Signature below acknowledges approval of the Fund Accounting fee schedule on this Exhibit 2 Xxxxx Capital, LLC By: /s/ Xxxxxx Xxxxxxx Printed Name and Title: Xxxxxx Xxxxxxx, Managing Memger Date: 9/9/2020 Exhibit 2 (continued) to the Trust for Advised Portfolios Custody Agreement Third-Party Agent Domestic Securities Lending Support*+ • $_ implementation fee per Trust per Third-Party Agent Lender • Annual Base Fee $_ per Trust per Third-Party Agent Lender • Plus Transaction fees Third-Party Agent Portfolio Transaction Fees+ • $_ - transaction fee will b...
Name of Series. Adaptiv Select ETF Base Fee for Accounting, Administration, Transfer Agent & Account Services The following reflects the greater of the basis point fee or annual minimum¹ where Client First Tax & Wealth Advisors (the "Adviser") acts as investment adviser to the fund(s) in the same Registered Investment Trust. Annual Minimum per Fund² Basis Points on Trust AUM² $ […] for Funds 1-5 […] on the first $ […] $ […] for Funds 6-10 […] on the next $ […] $ […] for Funds 11+ […] on the next $ […] […] on the balance See APPENDIX A for Services and Associated Fees in addition to the Base Fee See APPENDIX B for OPTIONAL Supplemental Services and Associated Fees ¹ Each fund, regardless of asset size, will have fees allocated to it equal to the per fund minimum. Should the complex level basis point fee calculation exceed the complex level minimum fee level calculation, the fees in excess of the minimum will be allocated to each fund based on the percent on AUM. Once a Fund is operational, should this service agreement with U.S. Bank be terminated prior to the end of the initial two year period, Adviser will be responsible for the balance of the minimum fees for the remainder of the service agreement's 12-month period beginning with the Fund's launch or any anniversary of launch. To avoid doubt, if Adviser launched a Fund on March 1, 2022 and terminated the relationship on June 30, 2023, Adviser would owe U.S. Bank up to […]% of $ […] ($ […] admin/acct/ta + $ […] Custody). Additional services not included above shall be mutually agreed upon at the time of the service being added. In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). ² Subject to annual CPI increase - All Urban Consumers - U.S. City Average" index, provided that the CPI adjustment will not decrease the base fees (even if the cumulative CPI rate at any point in time is negative). Fees are calculated pro rata and billed monthly APPENDIX A - Accounting, Administration, Transfer Agent & Account Services (in addition to the Base Fee) Pricing Services For daily pricing of each securities (estimated 252 pricing days annually) ■ $ […] - Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps ■ $ […] - Domestic Corporates, Domestic Conver...
Name of Series. Oxxxxxx All Cap Value Fund Oxxxxxx Strategic Opportunities Fund Fund Administration, Fund Accounting & Portfolio Compliance Services Fee Schedule Annual Fee Based Upon Average Total Assets of the Fund Complex […] basis points on the first $[…] million […] basis points on the next $[…] million […] basis points on the next $[…] billion […] basis points on the next $[…] billion […] basis point on the balance Minimum Annual Fee: $[…] per fund plus $[…] /additional class Services Included in Annual Basis Point Fee Advisor Information Source – On-line access to portfolio management and compliance information Daily Performance Reporting – Daily pre and post-tax fund and/or sub-advisor performance reporting USBFS Legal Administration (e.g., registration statement update) Core Tax Services Data Services Pricing Services § $[…] – Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Mutual Funds, ETFs § $[…] – Domestic Corporates, Domestic Convertibles, Domestic Governments, Domestic Agencies, Mortgage Backed, Municipal Bonds § $[…] – CMOs, Money Market Instruments, Foreign Corporates, Foreign Convertibles, Foreign Governments, Foreign Agencies, Asset Backed, High Yield § $[…] – Interest Rate Swaps, Foreign Currency Swaps, Total Return Swaps, Total Return Bullet Swaps § $[…] – Bank Loans § $[…] – Swaptions, Intraday money market funds pricing, up to 3 times per day § $[…] – Credit Default Swaps § $[…] per Month Manual Security Pricing (>25per day) NOTE: Prices above are based on using U.S. Bancorp primary pricing service which may vary by security type and are subject to change. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security type, such as CLOs and CDOs, which may result in additional fees. Corporate Action and Factor Services (security paydown) § $[…] per Foreign Equity Security per Month § $[…] per Domestic Equity Security per Month § $[…] per CMOs, Asset Backed, Mortgage Backed Security per Month Third Party Administrative Data Charges (descriptive data for each security) § $[…] per security per month for fund administrative data SEC Modernization Requirements § Form N-PORT – $[…] per year, per Fund § Form N-CEN – $[…] per year, per Fund
