No SEC or FINRA Inquiries. Neither the Pubco nor any of its past or present officers or directors is the subject of any formal or informal inquiry or investigation by the SEC or FINRA. Pubco currently do not have any outstanding comment letters or other correspondences from the SEC or the FINRA.
No SEC or FINRA Inquiries. Neither the Purchaser nor any of its past or present officers or directors is the subject of any formal or informal inquiry or investigation by the SEC or FINRA. The Purchaser currently does not have any outstanding comment letters or other correspondences from the SEC or FINRA. The Purchaser does not reasonably know of any event or have any information which would result in the SEC or FINRA initiating an inquiry, investigation or Proceeding or otherwise affect the Purchaser.
No SEC or FINRA Inquiries. To the Knowledge of the Company, neither the Company nor any of its present officers or directors is the subject of any formal or informal inquiry or investigation by the SEC or FINRA.
No SEC or FINRA Inquiries. To SMGI’s knowledge, neither SMGI nor any of its past or present officers or directors is, or has ever been, the subject of any formal or informal inquiry or investigation by the SEC or FINRA.
No SEC or FINRA Inquiries. Neither Roadships nor any of its past or present officers or directors is the subject of any formal or informal inquiry or investigation by the SEC or FINRA. Roadships currently does not have any outstanding comment letters or other correspondence from the SEC or the FINRA.
No SEC or FINRA Inquiries. Since the acquisition of Able Auctions (1991) Ltd., neither Ableauctions nor any of its officers or directors is, or has been, the subject of any formal or informal inquiry or investigation by the SEC or FINRA or to its actual knowledge, was there any formal or informal inquiry or investigation of Ableauctions or its officers or directors prior to the acquisition of Able Auctions (1991) Ltd..
No SEC or FINRA Inquiries. Neither GoIP nor any of its present officers or directors is, or has ever been, the subject of any formal or informal inquiry or investigation by the SEC or FINRA.
No SEC or FINRA Inquiries. Neither DE nor any of its past or present officers or directors is, or has ever been, the subject of any formal or informal inquiry or investigation by the SEC or FINRA. No past or present director or officer of DE has ever been the subject of any of the events described in Item 401(k) of Regulation S-K under the Exchange Act.
No SEC or FINRA Inquiries. To the Company’s Knowledge, neither TCCR nor any of its current officers or directors is, or has ever been, the subject of any formal or informal inquiry or investigation by the SEC or FINRA.
No SEC or FINRA Inquiries. To the Knowledge of Acquiror and the Acquiror Principal Representative Stockholders, neither Acquiror nor any of its present officers or directors is, or has ever been, the subject of any formal or informal inquiry or investigation by the SEC or FINRA.
