NOTIFICATION BY THE TRUST. (a) The Trust agrees to advise NLD as soon as reasonably practical:
(i) of any request by the SEC for amendments to the Registration Statement or any Prospectus then in effect;
(ii) of the issuance by the SEC of any stop order suspending the effectiveness of the Registration Statement or any Prospectus then in effect or of the initiation of any proceeding for that purpose;
(iii) of the happening of any event that makes untrue any statement of a material fact made in the Registration Statement or any Prospectus then in effect or which requires the making of a change in such Registration Statement or Prospectus in order to make the statements therein not misleading;
(iv) of all actions of the SEC with respect to any amendment to any Registration Statement or any Prospectus which may from time to time be filed with the SEC;
(v) if a current Prospectus is not on file with the SEC; and
(vi) of all advertising, sales materials and other communications with the public required to be filed with FINRA. This obligation shall extend to all revisions of such communications. For purposes of this section, informal requests by or acts of the Staff of the SEC shall not be deemed actions of or requests by the SEC.
NOTIFICATION BY THE TRUST. The Trust shall advise the Distributor immediately: (i) of any request by the SEC for amendments to the Trust's Registration Statement or Prospectus or for additional information; (ii) in the event of the issuance by the SEC of any stop order suspending the effectiveness of the Trust's Registration Statement or any Prospectus or the initiation of any proceedings for that purpose; (iii) of the happening of any material event which makes untrue any statement made in the Trust's then current Registration Statement or Prospectus or which requires the making of a change in either thereof in order to make the statements therein not misleading; and (iv) of all action of the SEC with respect to any amendments to the Trust's Registration Statement or Prospectus which may from time to time be filed with the Commission under the 1940 Act or the Securities Act.
NOTIFICATION BY THE TRUST. The Trust shall advise Forum immediately: (i) of any request by the SEC for amendments to the Trust's Registration Statement or Prospectus or for additional information; (ii) in the event of the issuance by the SEC of any stop order suspending the effectiveness of the Trust's Registration Statement or any Prospectus or the initiation of any proceedings for that purpose; (iii) of the happening of any material event which makes untrue any statement made in the Trust's then current Registration Statement or Prospectus or which requires the making of a change in either thereof in order to make the statements therein not misleading; and (iv) of all action of the SEC with respect to any amendments to the Trust's Registration Statement or Prospectus which may from time to time be filed with the Commission under the 1940 Act or the Securities Act.
NOTIFICATION BY THE TRUST. The Trust agrees to advise the Underwriter immediately:
(a) of any request by the Securities and Exchange Commission for amendments to the Trust's Registration Statement, Prospectus or Statement of Additional Information or for additional information;
(b) in the event of the issuance by the Securities and Exchange Commission of any stop order suspending the effectiveness of the Trust's Registration Statement, Prospectus or Statement of Additional Information or the initiation of any proceeding for that purpose;
(c) of the happening of any material event which makes untrue any statement made in the Trust's Registration Statement, Prospectus or Statement of Additional Information or which requires the making of a change in any one thereof in order to make the statements therein not misleading; and
(d) of all actions of the Securities and Exchange Commission with respect to any amendments to the Trust's Registration Statement, Prospectus or Statement of Additional Information which may from time to time be filed with the Securities and Exchange commission under the Securities Act.
NOTIFICATION BY THE TRUST. The Trust agrees to advise the Distributor immediately:
(a) of any request by the SEC for amendments to the Trust's registration statement insofar as it relates to any of the Funds, the prospectus or the statement of additional information pertaining to any Fund or for additional information,
(b) in the event of the issuance by the SEC of any stop order suspending the effectiveness of the Trust's registration statement insofar as it relates to any of the Funds, the prospectus or the statement of additional information pertaining to any Fund or the initiation of any proceeding for that purpose,
(c) of the occurrence of any material event which makes untrue any statement made in the Trust's registration statement insofar as it relates to any of the Funds, the prospectus or the statement of additional information pertaining to any Fund or which requires the making of a change in order to make the statements therein not misleading, and
(d) of all actions of the SEC with respect to any amendments to the Trust's registration statement insofar as it relates to any of the Funds, the prospectus or the statement of additional information pertaining to any Fund which may from time to time be filed with the SEC under the 1933 Act.
NOTIFICATION BY THE TRUST. The Trust agrees to advise the Distributor immediately:
(a) of any request by the SEC for amendments to the Trust's Registration Statement insofar as it relates to the Shares of any of the Funds, the prospectus or the statement of additional information or for additional information;
(b) in the event of the issuance by the SEC of any stop order suspending the effectiveness of the Trust's Registration Statement insofar as it relates to the Shares of any of the Funds, the prospectus or the statement of additional information or the initiation of any proceeding for that purpose;
(c) of the occurrence of any material event which makes untrue any statement made in the Trust's Registration Statement insofar as it relates to the Shares of any of the Funds, the prospectus or the statement of additional information or which requires the making of a change in order to make the statements therein not misleading; and
(d) of all actions of the SEC with respect to any amendments to the Trust's Registration Statement, which may from time to time be filed with the SEC under the 1933 Act, insofar as they are related to the Shares of any of the Funds, the prospectus or the statement of additional information.
NOTIFICATION BY THE TRUST. The Trust agrees to advise Forum immediately:
(a) of any request by the SEC for amendments to the Trust's Registration Statement insofar as it relates to the Funds, a Fund's Prospectus or SAI or for additional information,
(b) in the event of the issuance by the SEC of any stop order suspending the effectiveness of the Trust's Registration Statement insofar as it relates to the Funds, a Fund's Prospectus or SAI or the initiation of any proceeding for that purpose,
(c) of the happening of any material event which makes untrue any statement made in the Trust's Registration Statement insofar as it relates to the Funds or any Fund's Prospectus or SAI or which requires the making of a change in either thereof in order to make the statements therein not misleading, and
(d) of all actions of the SEC with respect to any amendments to the Trust's Registration Statement insofar as it relates to the Funds, a Fund's Prospectus or SAI which may from time to time be filed with the SEC under the Securities Act.
NOTIFICATION BY THE TRUST. (a) The Trust agrees to advise NLD as soon as reasonably practical:
(i) of any request by the SEC for amendments to the Registration Statement or any Prospectus then in effect;
(ii) of the issuance by the SEC of any stop order suspending the effectiveness of the Registration Statement or any Prospectus then in effect or of the initiation of any proceeding for that purpose;
(iii) of the happening of any event that makes untrue any statement of a material fact made in the Registration Statement or any Prospectus then in effect or which requires the making of a change in such Registration Statement or Prospectus in order to make the statements therein not misleading; (iv) of all actions of the SEC with respect to any amendment to any Registration Statement or any Prospectus which may from time to time be filed with the SEC;
NOTIFICATION BY THE TRUST. The Trust agrees to advise the Underwriter immediately:
(a) of any request by the Securities and Exchange Commission for amendments to the Trust's Registration Statement insofar as it relates to any of the Funds, the Prospectus or Statement of Additional Information or for additional information,
(b) in the event of the issuance by the Securities and Exchange Commission of any stop order suspending the effectiveness of the Trust's Registration Statement insofar as it relates to any of the Funds, the Prospectus or Statement of Additional Information or the initiation of any proceeding for that purpose,
(c) of the happening of any material event which makes untrue any statement made in the Trust's Registration Statement insofar as it relates to any of the Funds, the Prospectus or Statement of Additional Information or which requires the making of a change in either thereof in order to make the statements therein not misleading and
(d) of all actions of the Securities and Exchange Commission with respect to any amendments to the Trust's Registration Statement insofar as it relates to any of the Funds, the Prospectus or Statement of Additional Information which may from time to time be filed with the Securities and Exchange Commission under the Securities Act.
NOTIFICATION BY THE TRUST. (a) The Trust agrees to advise CEROS as soon as reasonably practical:
(i) of any request by the SEC for amendments to the Registration Statement or any Prospectus then in effect;
(ii) of the issuance by the SEC of any stop order suspending the effectiveness of the Registration Statement or any Prospectus then in effect or of the initiation of any proceeding for that purpose;
(iii) of the happening of any event that makes untrue any statement of a material fact made in the Registration Statement or any Prospectus then in effect or which requires the making of a change in such Registration Statement or Prospectus in order to make the statements therein not misleading; (iv) of all actions of the SEC with respect to any amendment to any Registration Statement or any Prospectus which may from time to time be filed with the SEC;
