Other Expenses of Issuance and Distribution Sample Clauses

Other Expenses of Issuance and Distribution. The expenses payable in connection with the issuance and distribution of the securities being registered are estimated on the maximum offering amount of $30,000,000 to be as follows: Maximum of $ 30,000,000 ------------------------------- SEC Registration Fee $10,341.81 NASD Registration Fee 3,500.00 California Registration Fee 2,500.00 Printing and Engraving Expenses 100,000.00 Accounting Fees and Expenses 40,000.00 Legal Fees and Expenses 200,000.00 Other Blue Sky Filing Fees and Expenses 20,000.00 Postage 60,000.00 Advertising and Sales 100,000 Sales Literature 120,000 Due Diligence 150,000 Sales Seminars 225,000 Miscellaneous 75,000 -------------- Total $1,106,341.81 ============== ITEM 31 Sales to Special Parties. Inapplicable
Sample 1Sample 2Sample 3See All (7)
AutoNDA by SimpleDocs
Other Expenses of Issuance and Distribution. Lorilei has estimated the legal, accounting and filing fees associated with the Reorganization to be approximately $12,500. Item 601. Exhibits
Sample 1
Other Expenses of Issuance and Distribution. The following table sets forth expenses and costs payable by Platinum Underwriters Holdings, Ltd. (the "Company") expected to be incurred in connection with the issuance and distribution of the securities described in this Registration Statement. All amounts are estimated except for the Securities and Exchange Commisson's registration fee and the National Association of Securities Dealers Inc.'s filing fee. AMOUNT TO BE PAID ----------------- Securities and Exchange Commission registration fee ..... $ 84,534 NASD filing fee ......................................... 30,500 Legal fees and expenses.................................. 4,000,000 Fees and expenses of qualification under state securities laws (including legal fees).................. 10,000 NYSE listing fees and expenses .......................... 250,000 Accounting fees and expenses ............................ 50,000 Printing and engraving fees ............................. 1,118,500 Registrar and transfer agent's fees ..................... 5,000 Miscellaneous ........................................... 10,000 ----------- Total $ 5,558,534 ===========
Sample 1
Other Expenses of Issuance and Distribution. The following table sets forth the expenses which we expect to incur in connection with the registration of the shares of common stock being registered by this Registration Statement. All of these expenses, except for the Commission registration fee, are estimated: Securities and Exchange Commission registration fee........$ 2,645.40 Legal fees and expenses....................................$50,000.00 Accounting fees............................................$ 3,500.00 Printing and engraving expenses............................$ 1,000.00 Blue Sky Filings...........................................$ 4,000.00 Transfer agent fees........................................$ 500.00 Miscellaneous..............................................$ 500.00 Total.................................................$62,145.00 Item 26. Recent Sales of Unregistered Securities. ---------------------------------------- We have sold the following restricted securities during the past three calendar years: Common Stock. ------------- Name Number of Shares Date Consideration Per Share ---- ---------------- ---- ------------- Balanced Woman 825,000 7/98 Share Exchange Stockholders Five or less 276,951 4/99 $1.21 creditors Five or less 165,000 9/99 $1.21 creditors Xxxxxx Services 2,500,000 5/00 $0.006 Wizzard Stockholders 13,404,831 2/01 Share Exchange Private Offering 671,500 2/01-5/30 $1.00 Noble House of 250,000 4/01 Services(1) Boston, Inc. Speech Systems, 500,000 5/01 Acquisition Inc. Stockholders Savage Holdings, Inc. 495,000 5/01 Conversion(2) JKD Cayman Island Trust 20,000 10/01 Services(3) Xxxxx Xxxxxxxx 2,000 10/01 Services(4) Xxxxx Xxxxxxx Financial 100,000 10/01 Services(5) Corporate Image Bureau 35,000 10/01 Services(6) Sierra Advisors, Inc. 15,000 10/01 Services(7) Xxxxxxx X. Xxxxxxxxxx, Esq.100,000 10/01 Services(8) (1) Promotion and advertising services valued at $350,000. (2) Conversion of the balance of a $495,000 note. (3) Various consulting services of a value of $15,000 based upon 50% of the average bid price of our common stock on the date of issuance. (4) Printing and other related costs valued at $1,500 based upon 50% of the average bid price of our common stock on the date of issuance. (5) Various consulting services related to financing, mergers and acquisitions, capitalization, capital structure and strategic developments valued at $75,000 based upon 50% of the average bid price of our common stock on the date of issuance. (6) Various investor relations servi...
Sample 1
Other Expenses of Issuance and Distribution. The following table sets forth the various expenses to be incurred in connection with the sale and distribution of the securities being registered hereby, all of which will be borne by Cytogen Corporation. All amounts shown are estimates except the Securities and Exchange Commission registration fee. Securities and Exchange Commission............. $ 6,250 Legal fees and expenses........................ $ 10,000 Accounting fees and expenses................... $ 4,000 -------- Total Expenses.......................... $ 20,250 ========
Sample 1

Related to Other Expenses of Issuance and Distribution

  • Management and Distribution Section 8. The Trustees may, at any time and from time to time, contract for exclusive or nonexclusive advisory and/or management services with any corporation, trust, association or other organization (the "Manager"), every such contract to comply with such requirements and restrictions as may be set forth in the Bylaws; and any such contract may provide for one or more sub-advisers or other agents who shall perform all or part of the obligations of the Manager under such contract and contain such other terms interpretive of or in addition to said requirements and restrictions as the Trustees may determine, including, without limitation, authority to determine from time to time what investments shall be purchased, held, sold, or exchanged and what portion, if any, of the assets of the Trust shall be held uninvested and to make changes in the Trust's investments. The Trustees may also, at any time and from time to time, contract with the Manager or any other corporation, trust, association or other organization, appointing it exclusive or nonexclusive distributor or principal underwriter for the Shares, every such contract to comply with such requirements and restrictions as may be set forth in the Bylaws; and any such contract may contain such other terms interpretive of or in addition to said requirements and restrictions as the Trustees may determine. The fact that:

  • LIQUIDATION AND DISTRIBUTION On or as soon after the Closing Date as is conveniently practicable: (a) the Acquired Fund will distribute in complete liquidation of the Acquired Fund, pro rata to its shareholders of record, determined as of the close of business on the Closing Date (the "Acquired Fund Shareholders"), all of the Acquiring Fund Shares received by the Acquired Fund pursuant to paragraph 1.1; and (b) the Acquired Fund will thereupon proceed to dissolve and terminate as set forth in paragraph 1.8 below. Such distribution will be accomplished by the transfer of Acquiring Fund Shares credited to the account of the Acquired Fund on the books of the Acquiring Fund to open accounts on the share records of the Acquiring Fund in the name of the Acquired Fund Shareholders, and representing the respective pro rata number of Acquiring Fund Shares due such shareholders. All issued and outstanding shares of the Acquired Fund (the "Acquired Fund Shares") will simultaneously be canceled on the books of the Acquired Fund. The Acquiring Fund shall not issue certificates representing Acquiring Fund Shares in connection with such transfer. After the Closing Date, the Acquired Fund shall not conduct any business except in connection with its termination.

  • Reimbursement of Fees and Expenses The Advisor retains its right to receive reimbursement of any excess expense payments paid by it pursuant to this Agreement under the same terms and conditions as it is permitted to receive reimbursement of reductions of its investment management fee under the Investment Advisory Agreement.

  • Certain Expenses The Company shall pay on demand all expenses incurred by the Holder, including reasonable attorneys' fees and expenses, as a consequence of, or in connection with (x) any amendment or waiver of this Note or any other Transaction Document, (y) any default or breach of any of the Company’s obligations set forth in the Transaction Documents and (z) the enforcement or restructuring of any right of, including the collection of any payments due, the Holder under the Transaction Documents, including any action or proceeding relating to such enforcement or any order, injunction or other process seeking to restrain the Company from paying any amount due the Holder.

  • Advisory, Management and Distribution Section 8. The Trustees may, at any time and from time to time, contract for exclusive or nonexclusive advisory and/or management services with one or more corporations, trusts, associations or other organizations (each, a “Manager”), every such contract to comply with such requirements and restrictions as may be set forth in the Bylaws; and any such contract may provide for one or more sub-advisers or other agents who shall perform all or part of the obligations of the relevant Manager under such contract and contain such other terms interpretive of or in addition to said requirements and restrictions as the Trustees may determine, including, without limitation, authority to determine from time to time what investments shall be purchased, held, sold, or exchanged and what portion, if any, of the assets of the Trust shall be held uninvested and to make changes in the Trust’s investments. The Trustees may also, at any time and from time to time, contract with one or more Managers or other corporations, trusts, associations or other organizations, appointing it or them exclusive or nonexclusive distributor(s) and/or principal underwriter(s) for the Shares, every such contract to comply with such requirements and restrictions as may be set forth in the Bylaws; and any such contract may contain such other terms interpretive of or in addition to said requirements and restrictions as the Trustees may determine. The fact that:

  • Underwriting and Distribution Section 5.1 Rule 144. INC covenants that it shall file all reports required to be filed by it under the Securities Act and the Exchange Act and shall take such further action as Shareholder may reasonably request, all to the extent required from time to time to enable Shareholder to sell its Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by Rule 144 under the Securities Act, or any similar provision thereto, but not Rule 144A.

  • Sales and Distribution Novartis and its Related Parties will be solely responsible for booking sales and will warehouse and distribute Global Licensed Products in the Novartis Territory.

  • Payment of Fees and Expenses Borrower shall have paid to Lender all fees, charges, and other expenses which are then due and payable as specified in this Agreement or any Related Document.

  • Liquidation and Acquisition Expenses 1. The Actual Unpaid Principal Balance of the Mortgage Loan. For documentation, an Amortization Schedule from date of default through liquidation breaking out the net interest and servicing fees advanced is required.

  • Certain Fees and Expenses (a) Provided that the Fund is not in material breach of its obligations under this Agreement, if the Merger is not consummated for failure of the condition to Closing contained in Section 7.1(f) to be satisfied and, as a result of such failure, CNLRP is obligated to pay the Company a break-up fee pursuant to the terms of the CNLRP Merger Agreement, the Company shall pay to the Fund as follows: (i) if the Fund has waived the condition to Closing contained in Section 7.1(f) and elected to proceed with the Merger, the Company shall pay to the Fund an amount equal to $8,000,000, multiplied by a fraction, the numerator of which shall be the value of the Merger Consideration and the denominator of which shall be the value of the Aggregate Merger Consideration; and (ii) if the Fund has not waived the condition to Closing contained in Section 7.1(f) and the Merger is not consummated, the Company shall pay to the Fund an amount equal to $5,000,000, multiplied by a fraction, the numerator of which shall be the value of the Merger Consideration and the denominator of which shall be the value of the Aggregate Merger Consideration.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!