Other Prime Brokerage Functions. Broker shall perform the following additional functions as introducing firm for its prime brokerage customers:
Appears in 6 contracts
Samples: www.sec.gov, Disclosed Clearing Agreement (Gleacher & Company, Inc.), Fully Disclosed Clearing Agreement (Southern Trust Securities Holding Corp)
Other Prime Brokerage Functions. Broker Introducing Firm shall perform the following additional functions as introducing firm for its prime brokerage customers:
Appears in 4 contracts
Samples: Disclosed Clearing Agreement (Cowen Group, Inc.), Disclosed Clearing Agreement (Cowen Group, Inc.), Hudson Holding Corp