Common use of Payments Within Twelve Months Clause in Contracts

Payments Within Twelve Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of $25,000 to the Representative as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (On Track Innovations LTD)

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Payments Within Twelve Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than (i) the prior payment of $25,000 15,000 to Xxxxxx & Xxxxxxx LLC, the Representative, and payment to the Representative Underwriters as provided hereunder in connection with the OfferingOffering and (ii) private placement agency commissions of $43,407 paid to Xxxxxxx XxXxxxxx.

Appears in 1 contract

Samples: Underwriting Agreement (Kips Bay Medical, Inc.)

Payments Within Twelve Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of $25,000 to Rxxxxx & Rxxxxxx LLC, the Representative and payments to the Underwriters as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Cavico Corp)

Payments Within Twelve Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of $25,000 [25,000] to Xxxxxx & Xxxxxxx LLC, the Representative Underwriter as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Kingold Jewelry, Inc.)

Payments Within Twelve Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the two prior payment payments of $25,000 50,000 each to the Representative Representative, and payment to the Underwriters as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Cutanea Life Sciences Inc)

Payments Within Twelve Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of $25,000 50,000 to the Representative Underwriters as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Peak Resorts Inc)

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Payments Within Twelve Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of $25,000 50,000 to Rxxxxx & Rxxxxxx LLC, the Representative Underwriter as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Sunity Online Entertainment LTD)

Payments Within Twelve Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of $25,000 to Xxxxxx & Xxxxxxx LLC, the Representative Representative, and payment to the Underwriters as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (CastleRock Security Holdings, Inc.)

Payments Within Twelve Months. Except as described in the Registration Statement and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payment of $25,000 [__________] to Xxxxxx & Xxxxxxx LLC, the Representative, and payment to the Representative Underwriters as provided hereunder in connection with the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Skystar Bio-Pharmaceutical Co)

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