Payments Within Twelve Months. The Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) any FINRA member; or (iii) any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payments to the Representative described in the Registration Statement and the Prospectus and payment to the Underwriters as provided hereunder in connection with the Offering.
Appears in 14 contracts
Samples: Underwriting Agreement (Quinpario Acquisition Corp.), Underwriting Agreement (Quinpario Acquisition Corp.), Underwriting Agreement (Collabrium Japan Acquisition Corp)
Payments Within Twelve Months. The None of the Company or its Subsidiaries has not made any direct or indirect payments (in cash, securities or otherwise) to: (iA) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (iiB) any FINRA memberParticipating Member; or (iiiC) any person or entity that has any direct or indirect affiliation or association with any FINRA memberParticipating Member, within the twelve months prior to the Effective Date, other than the prior payments to the Representative described in the Registration Statement and the Prospectus and payment to the Underwriters as provided hereunder in connection with the Offering.Offering or otherwise disclosed to the Representative or the Representative’s Counsel;
Appears in 3 contracts
Samples: Underwriting Agreement (iOThree LTD), Underwriting Agreement (Hong Kong Pharma Digital Technology Holdings LTD), Underwriting Agreement (Hong Kong Pharma Digital Technology Holdings LTD)
Payments Within Twelve Months. The Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) any FINRA member; or (iii) any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Date, other than the prior payments to the Representative Underwriter described in the Registration Statement and the Prospectus and payment to the Underwriters Underwriter as provided hereunder in connection with the Offering.
Appears in 1 contract
Samples: Underwriting Agreement (Collabrium Japan Acquisition Corp)
Payments Within Twelve Months. The Except as described in the Registration Statement and the Prospectus Documents, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any FINRA member; or (iii) to any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve months prior to the Effective Closing Date, other than the prior payments to the Representative described in the Registration Statement and the Prospectus and payment to the Underwriters as provided hereunder in connection with the Offering.
Appears in 1 contract
Samples: Underwriting Agreement (China Education Alliance Inc.)