Payments Within Twelve Months. Except as set forth in the Registration Statement, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to (i) any person, as a finder's fee, investing fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who provided capital to the Company, (ii) to any member of the National Association of Securities Dealers, Inc. ("NASD"), or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member, within the twelve month period prior to the date on which the Registration Statement was filed with the Commission ("Filing Date") or thereafter, other than payments to the Representative.
Appears in 2 contracts
Samples: Underwriting Agreement (Objectsoft Corp), Underwriting Agreement (Objectsoft Corp)
Payments Within Twelve Months. Except as set forth in on Schedule 2.19.2, and other than payments to the Registration StatementUnderwriters, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to (i) any person, as a finder's fee, investing fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who provided capital to the Company, (ii) to any member of the National Association of Securities Dealers, Inc. ("NASD")NASD member, or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member, member within the twelve month period prior to the date on which the Registration Statement was filed with the Commission ("Filing Date") or thereafter, other than payments to the Representative.
Appears in 2 contracts
Samples: Underwriting Agreement (Augment Systems Inc), Underwriting Agreement (Augment Systems Inc)
Payments Within Twelve Months. Except as set forth in on SCHEDULE 2.19.2, and other than payments to the Registration StatementRepresentative, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to (i) any person, as a finder's fee, investing fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who provided capital to the Company, (ii) to any member of the National Association of Securities Dealers, Inc. ("NASD")NASD member, or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member, member within the twelve 12-month period prior to the date on which the Registration Statement was filed with the Commission ("Filing Date") or thereafter, other than payments to assuming the Representativeaccuracy of the information contained in the NASD questionnaires received from each of the Company's security holders.
Appears in 2 contracts
Samples: Underwriting Agreement (Gigabeam Corp), Underwriting Agreement (Gigabeam Corp)
Payments Within Twelve Months. Except as set forth disclosed in the Registration StatementStatement or to the Underwriter in writing, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to (i) any person, as a finder's fee, investing fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who provided capital to the Company, (ii) to any member of the National Association of Securities Dealers, Inc. ("NASD")NASD member, or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member, member within the twelve month period prior to the date on which the Registration Statement was filed with the Commission ("Filing Date") or thereafter, other than payments to the Representative.
Appears in 2 contracts
Samples: Underwriting Agreement (Cafe La France Inc), Underwriting Agreement (Cafe La France Inc)
Payments Within Twelve Months. Except as set forth in on SCHEDULE 2.19.2, other than payments to the Registration StatementUnderwriters, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to (i) any person, as a finder's fee, investing fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who provided capital to the Company, (ii) to any member of the National Association of Securities Dealers, Inc. ("NASD")NASD member, or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member, member within the twelve 12-month period prior to the date on which the Registration Statement was filed with the Commission ("Filing Date") or thereafter, other than payments to the Representative.
Appears in 2 contracts
Samples: Underwriting Agreement (Gurunet Corp), Underwriting Agreement (Gurunet Corp)
Payments Within Twelve Months. Except as set forth in on SCHEDULE 2.19, other than payments to the Registration StatementRepresentative, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to (i) any person, as a finder's fee, investing fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who provided capital to the Company, (ii) to any member of the National Association of Securities Dealers, Inc. ("NASD")NASD member, or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member, member within the twelve 12-month period prior to the date on which the Registration Statement was filed with the Commission ("Filing Date") or thereafter, other than payments to the Representative.
Appears in 2 contracts
Samples: Underwriting Agreement (Delicious Brands Inc), Underwriting Agreement (Delicious Brands Inc)
Payments Within Twelve Months. Except as set forth on SCHEDULE 2.19.2, and other than payments to the Representative set forth in the Registration Statementthis Agreement, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to (i) any person, as a finder's fee, investing fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who provided capital to the Company, (ii) to any member of the National Association of Securities Dealers, Inc. ("NASD")NASD member, or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member, member within the twelve 12-month period prior to the date on which the Registration Statement was filed with the Commission ("Filing Date") or thereafter, other than payments to assuming the Representativeaccuracy of the information contained in the NASD questionnaires received from each of the Company's security holders.
Appears in 1 contract
Samples: Underwriting Agreement (Fusion Telecommunications International Inc)
Payments Within Twelve Months. Except as set forth in on SCHEDULE 2.19.2, and other than payments to the Registration StatementUnderwriter, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to (i) any person, as a finder's fee, investing fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who provided capital to the Company, (ii) to any member of the National Association of Securities Dealers, Inc. ("NASD")NASD member, or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member, member within the twelve 12-month period prior to the date on which the Registration Statement was filed with the Commission ("Filing Date") or thereafter, other than payments to assuming the Representativeaccuracy of the information contained in the NASD questionnaires received from each of the Company's security holders.
Appears in 1 contract
Samples: Underwriting Agreement (Montana Mills Bread Co Inc)
Payments Within Twelve Months. Except as set forth in on Schedule 2.19.2, and other than payments to the Registration StatementUnderwriter, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to (i) any person, as a finder's fee, investing fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who provided capital to the Company, (ii) to any member of the National Association of Securities Dealers, Inc. ("NASD")NASD member, or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member, member within the twelve month period prior to the date on which the Registration Statement was filed with the Commission ("Filing Date") or thereafter, other than payments to the Representative.
Appears in 1 contract
Payments Within Twelve Months. Except as set forth in on Schedule 2.19.2, other than payments to the Registration StatementUnderwriters, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to (i) any person, as a finder's ’s fee, investing fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who provided capital to the Company, (ii) to any member of the National Association of Securities Dealers, Inc. ("NASD")NASD member, or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member, member within the twelve 12-month period prior to the date on which the Registration Statement was filed with wit h the Commission ("“Filing Date"”) or thereafter, other than payments to the Representative.
Appears in 1 contract
Payments Within Twelve Months. Except as set forth in on Schedule 2.19.2, other than payments to the Registration StatementUnderwriters, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to (i) any person, as a finder's ’s fee, investing fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who provided capital to the Company, (ii) to any member of the National Association of Securities Dealers, Inc. ("NASD")NASD member, or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member, member within the twelve 12-month period prior to the date on which the Registration Statement was filed with the Commission ("“Filing Date"”) or thereafter, other than payments to the Representative.
Appears in 1 contract
Payments Within Twelve Months. Except as set forth in Other than payments to the Registration StatementRepresentatives, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to (i) any person, as a finder's fee, investing fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who provided capital to the Company, except for the issuance of 3,533 warrants to Xxxxxxx Xxxxx, (ii) to any member of the National Association of Securities Dealers, Inc. ("NASD")NASD member, or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member, member within the twelve month period prior to the date on which the Registration Statement was filed with the Commission ("Filing Date") or thereafter, other than payments to the Representative.
Appears in 1 contract
Payments Within Twelve Months. Except as set forth on Schedule 2.19.2, and other than payments to the Underwriters set forth in the Registration Statementthis Agreement, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to (i) any person, as a finder's ’s fee, investing fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who provided capital to the Company, (ii) to any member of the National Association of Securities Dealers, Inc. ("NASD")NASD member, or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member, member within the twelve 12-month period prior to the date on which the Registration Statement was filed with the Commission ("“Filing Date"”) or thereafter, other than payments to assuming the Representativeaccuracy of the information contained in the NASD questionnaires received from each of the Company’s security holders.
Appears in 1 contract
Samples: Underwriting Agreement (AeroGrow International, Inc.)