POWER OF INVESTIGATION. (1) The Clearing House may conduct an investigation on a Participant at any time on any matter in relation to these Rules, the Participant’s internal policies and procedures and any other rules and regulations related to its functions as governed under these Rules.
(2) The Clearing House is empowered to:
(a) require a Participant to attend before the Clearing House at any time and to give such information that is relevant to the investigation;
(b) record statements from the persons referred to in Rule 2A.6(2)(a). A recorded statement may be used in disciplinary proceedings against a Participant;
(c) require a Participant to procure the attendance of any Relevant Person or consultant before the Clearing House and to give or procure such information relevant to the investigation;
POWER OF INVESTIGATION. The Minister of Municipal Affairs and Housing may, at any time, investigate whether a municipality has complied with subsection (1). 2015, c. 26, s. 8.
