Prohibited Trading Techniques Sample Clauses

Prohibited Trading Techniques. 23.1 Temporary disruptions in Internet relay and routing, connectivity delays, and price feed errors sometimes create a situation where the prices displayed on our Online Trading Facility do not accurately reflect the market rates at a specific moment of time. The use of trading strategies aimed at exploiting errors in prices and/or concluding trades at off-market prices and/or by taking advantage of internet delays and/or by generating high volumes of transactions targeting tick fluctuations (rather than price movements) where trades are opened and closed very quickly, altogether commonly known as "latency arbitrage”, "sniping” or "scalping” hereinafter, collectively, referred to as "arbitrage not related to market inefficiencies” or “prohibited trading techniques”, is explicitly prohibited by the Company.
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Prohibited Trading Techniques. 53.1 Circumvention & Reverse Engineering: You must not unlawfully access or attempt to obtain access to our Online Trading Facility and/or computer system, reverse engineer or otherwise bypass any security measures that we have implemented (s). If we determine, in our sole discretion, that you have violated this clause, we reserve the right to take any action we deem appropriate, including but not limited to completely blocking access to our Online Trading Facility, blocking and/or revoking your Access Codes, and/or terminating your Account. We reserve the right to seize any profits and/or revenues generated directly or indirectly by engaging in any such prohibited trading activity, and we shall be entitled to inform any interested third parties of your breach of this clause; we have developed, and will continue to develop, any tools necessary to identify fraudulent and/or unlawful access and use of our Online Trading Facility; any dispute arising from such fraudulent and/or unlawful trading activity.
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Prohibited Trading Techniques. ‌ 52.1 Circumvention & Reverse Engineering: You shall not unlawfully access or attempt to gain access, reverse engineer or otherwise circumvent any security measures that we have applied to our Online Trading Facility and/or computer system(s). If, at our sole discretion, we were to determine that you are in breach of this clause, we reserve the right to take all action as we see fit, including, without limitation, completely blocking access to our Online Trading Facility, blocking and/or revoking your Access Codes and/or terminating your Account. Under these circumstances, we reserve the right to seize any profits and/or revenues generated directly or indirectly by exercising any such prohibit trading activity and we shall be entitled to inform any Interested third parties of your breach of this clause; we have, and will continue to develop any tools necessary to identify fraudulent and/or unlawful access and use of our Online Trading Facility; any dispute arising from such fraudulent and/or or unlawful trading activity will be resolved by us in our sole and absolute discretion, in the manner we deem to be the fairest to all concerned; that decision shall be final and/or binding on all participants; no correspondence will be entered into. 52.2 Unlawful trading techniques: (a) Internet, connectivity delays, and price feed errors sometimes create a situation where the price(s) displayed on our Online Trading Facility do(es) not accurately reflect the market rates. The concept of using trading strategies aimed at exploiting errors in prices and/or concluding trades at off-market prices and/or by taking advantage of internet delays, cannot exist in an OTC market where the customer is buying or selling directly from the principal; (b) Arbitrage operations, aiming at exploiting technical vulnerabilities of our Online trading Facility which cannot exist in an OTC market, for instance the possibility of negative account balance or peculiarities of Order Execution Policy; (c) any other techniques, aiming at exploiting technical vulnerabilities of our Online Trading Facility to gain unfair profits. If any of our customers uses any of unlawful trading techniques we reserve the right, at our sole discretion, NOT to permit the abusive exploitation of such techniques on our Online Trading Facility and/or in connection with our Services; any Transactions that rely on unlawful trading techniques may be revoked, at our sole discretion and without prior notice being requir...
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Prohibited Trading Techniques. 23.1 Temporary disruptions in Internet relay and routing, connectivity delays, and price feed errors sometimes create a situation where the prices displayed on our Online Trading Facility do not accurately reflect the market rates at a specific moment of time. The use of trading strategies aimed at exploiting errors in prices and/or concluding formas de actividade fraudulenta ou desonesta na(s) Conta(s) do Cliente ou, de qualquer modo, relacionada ou ligada a qualquer Transacção. Sob tais circunstâncias, a Companhia terá o direito de retirar qualquer lucro e cobrar quaisquer custos que considere, por seu exclusivo critério, como tendo sido indevidamente obtidos e não será responsável pelo cancelamento de qualquer Transacção ou lucros ou por quaisquer xxxxx ou perdas que possam resultar da suspensão, encerramento ou cancelamento
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Prohibited Trading Techniques. Where the Company determines that the Client either once-off or systematically takes advantage of delayed or wrong price feeds by trading on them, the Company reserves the right (a) to adjust the price(s) and/or the spread provided to the Client, (b) to delay the price confirmation and/or re-quote the price offered., (c) to restrict Client’s access to the Trading Platform and/or provide only manual quotes, (d) to retrieve any historic profits from the Client’s trading account, provided that it can document that such trading profits have been obtained as a result of a price(s) abuse at any time during the relationship with the Client., (e) to immediately terminate by way of written notice the relationship with the Client.
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Prohibited Trading Techniques. ‌ 29.1 Circumvention & Reverse Engineering The Customer shall not unlawfully access or attempt to gain access, reverse engineer or otherwise circumvent any security measures that the Company has applied to its Online Trading Facility and/or computer system(s). If, at the Company’s sole discretion, it were to determine that the Customer is in breach of this clause, the Company reserves the right to take all action as deemed fit, including, without limitation, completely blocking access to the Online Trading Facility, blocking and/or revoking the Customer’s Access Codes and/or terminating the Account. Under these circumstances, HUA REN reserves the right to seize any profits and/or revenues generated directly or indirectly by exercising any such prohibited trading activity and shall be entitled to inform any interested 3rd parties of the Customer’s breach of this clause; HUA REN has, and will continue to develop any tools necessary to identify fraudulent and/or unlawful access and use of the Online Trading Facility; any dispute arising from such fraudulent and/or or unlawful trading activity will be resolved by the Company in its sole and absolute discretion, in the manner it deems to be the fairest to all concerned; that decision shall be final and/or binding on all participants; no correspondence will be entered into.
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Prohibited Trading Techniques 
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Related to Prohibited Trading Techniques

  • Prohibited Transactions Since the earlier of (a) such time as such Investor was first contacted by the Company or any other Person acting on behalf of the Company regarding the transactions contemplated hereby or (b) thirty (30) days prior to the date hereof, neither such Investor nor any Affiliate of such Investor which (x) had knowledge of the transactions contemplated hereby, (y) has or shares discretion relating to such Investor’s investments or trading or information concerning such Investor’s investments, including in respect of the Securities, or (z) is subject to such Investor’s review or input concerning such Affiliate’s investments or trading (collectively, “Trading Affiliates”) has, directly or indirectly, effected or agreed to effect any short sale, whether or not against the box, established any “put equivalent position” (as defined in Rule 16a-1(h) under the 0000 Xxx) with respect to the Common Stock, granted any other right (including, without limitation, any put or call option) with respect to the Common Stock or with respect to any security that includes, relates to or derived any significant part of its value from the Common Stock or otherwise sought to hedge its position in the Securities (each, a “Prohibited Transaction”). Prior to the earliest to occur of (i) the termination of this Agreement, (ii) the Effective Date or (iii) the Effectiveness Deadline, such Investor shall not, and shall cause its Trading Affiliates not to, engage, directly or indirectly, in a Prohibited Transaction. Such Investor acknowledges that the representations, warranties and covenants contained in this Section 5.11 are being made for the benefit of the Investors as well as the Company and that each of the other Investors shall have an independent right to assert any claims against such Investor arising out of any breach or violation of the provisions of this Section 5.11.

  • Prohibited Conduct In providing the services described in this agreement, the Sub-Advisor will not consult with any other investment advisory firm that provides investment advisory services to any investment company sponsored by Principal Life Insurance Company regarding transactions for the Fund in securities or other assets.

  • Prohibited To Act Bid a. No bankrupt is allowed to bid or act as agent. In the event a bankrupt bids or acts as agent in relation to the sale of the Property, the deposit paid, as the case may be, shall be forfeited to the Assignee/Bank and the Property shall be put up for sale again. b. Where applicable, Foreign Citizen/Foreign Company/Permanent Resident is only allowed to bid for the Property with the prior consent/approval of the Foreign investment Committee, and/or Economic Planning Unit of Prime Minister Department and/or relevant authorities and the Assignee/ Bank/ Auctioneer/ Assignee’s solicitors shall at all times not be held liable and/or responsible for any failure/ refusal/ neglect by the Foreign Citizen/ Foreign Company/ Permanent Resident to apply and/or obtain such approval(s)/ consent(s). In the event a Foreign Citizen/ Foreign Company/ Permanent Resident, makes a bid for the property, without the necessary prior approval(s)/ consent(s) the deposit paid shall be forfeited to the Assignee/ Bank and the Property shall be, put up for sale again.

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