Prospectus Delivery to Investment Managers Sample Clauses

Prospectus Delivery to Investment Managers. You agree that with respect to your existing Active Portfolios Account(s) your grant of full discretionary authority to the Investment Manager(s) for your Account(s), as described in Section 5 under the heading Selection of Investment Manager of this Agreement, includes your authorization and appointment of such Investment Manager(s) as your agent to receive prospectuses on your behalf for the mutual funds and ETFs purchased and held in your Active Portfolios Account(s). With your authorization, you acknowledge and understand that prospectuses will be delivered only to your Investment Manager(s) and that information regarding your Account’s holdings of, and transactions in, mutual funds and ETFs will be available on the secure site at xxxxxxxxxx.xxx and in your Ameriprise Financial statements. You understand that (i) your Asset-based Fee will not change as a result of appointing the Investment Manager(s) to receive prospectuses on your behalf; (ii) such appointment is not a condition of entering into, or continuing participation in Active Portfolios; and (iii) you retain the right to receive copies of prospectuses that are delivered to the Investment Manager upon request and at any time from your financial advisor or by contacting us at 800.862.7919. You acknowledge that you may access the prospectuses for the mutual funds and ETFs held in your Active Portfolios Account(s) via the fund family’s website. You may rescind your authorization to deliver prospectuses to Investment Manager(s) on your behalf at any time by contacting your financial adviser or us at the number above. Your signature is not required. In this case, you agree that Ameriprise Financial Services will deliver prospectuses for the investments held in your Active Portfolios Account(s) directly to you in accordance with your document delivery preference. If you subsequently would like to re-appoint Investment Manager(s) as your agent to receive prospectuses, you acknowledge that you may do so by contacting your financial advisor and completing and signing the appropriate document. In the event our master investment advisory agreement with your Investment Manager does not provide for the receipt of certain or all prospectuses on behalf of clients, you acknowledge that you will receive such prospectuses directly. Your continued enrollment in existing Active Portfolios Account(s) shall constitute your acknowledgement and authorization for Ameriprise Financial Services to apply the changes summa...
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Prospectus Delivery to Investment Managers. You agree that beginning or about August 23, 2021, with respect to your existing Active Portfolios Account(s) your grant of full discretionary authority to the Investment Manager(s) for your Account(s), as described in Section 5 under the heading Selection of Investment Manager of this Agreement, includes your authorization and appointment of such Investment Manager(s) as your agent to receive prospectuses on your behalf for the mutual funds and ETFs purchased and held in your Active Portfolios Account(s). Upon such authorization, you acknowledge and understand that prospectuses will be delivered only to your Investment Manager(s) and not to you. Information regarding your Account’s holdings of, and transactions in, mutual funds and ETFs will continue to be available on the secure site at xxxxxxxxxx.xxx and in your Ameriprise Financial statements. You understand that (i) your Asset-based Fee will not change as a result of appointing the Investment Manager(s) to receive prospectuses on your behalf; (ii) such appointment is not a condition of entering into, or continuing participation in Active Portfolios; and (iii) you retain the right to receive copies of prospectuses that are delivered to the Investment Manager upon request and at any time from

Related to Prospectus Delivery to Investment Managers

  • Antitrust Certification Statements (Tex Government Code § 2155.005) By submission of this bid or proposal, the Bidder certifies that: I affirm under penalty of perjury of the laws of the State of Texas that: (1) I am duly authorized to execute this contract on my own behalf or on behalf of the company, corporation, firm, partnership or individual (Company) listed below; (2) In connection with this bid, neither I nor any representative of the Company has violated any provision of the Texas Free Enterprise and Antitrust Act, Tex. Bus. & Comm. Code Chapter 15; (3) In connection with this bid, neither I nor any representative of the Company has violated any federal antitrust law; (4) Neither I nor any representative of the Company has directly or indirectly communicated any of the contents of this bid to a competitor of the Company or any other company, corporation, firm, partnership or individual engaged in the same line of business as the Company.

  • Securities Law Information The Participant acknowledges that he or she is permitted to sell the Shares acquired under the Plan through the designated broker appointed by the Company, provided the sale of the Shares takes place outside of Canada through facilities of a stock exchange on which the Shares are listed (i.e., the NYSE).

  • Offering Circular The Xxxxxxx Mac STACR® Debt Notes, Series 2015-HQ2 Offering Circular dated June 2, 2015 (including any related Supplement thereto).

  • Representation in meetings Any Party which is a member of a Consortium Body (hereinafter referred to as "Member"): should be represented at any meeting of such Consortium Body; may appoint a substitute or a proxy to attend and vote at any meeting; and shall participate in a cooperative manner in the meetings.

  • CERTIFICATION STATEMENT Under Section 231.006, Family Code, the vendor or applicant certifies that the individual or business entity named in this contract, bid, or application is not ineligible to receive the specified grant, loan, or payment and acknowledges that this contract may be terminated and payment may be withheld if this certification is inaccurate. The contractor understands that it is the contractor’s responsibility to verify whether a child support obligor who is more than 30 days delinquent is the sole proprietor, partner, shareholder or owner with an ownership interest of at least 25%.

  • Blue Sky Qualifications The Company shall use its best efforts, in cooperation with the Underwriters, if necessary, to qualify the Public Securities for offering and sale under the applicable securities laws of such states and other jurisdictions (domestic or foreign) as the Representative may designate and to maintain such qualifications in effect so long as required to complete the distribution of the Public Securities; provided, however, that the Company shall not be obligated to file any general consent to service of process or to qualify as a foreign corporation or as a dealer in securities in any jurisdiction in which it is not so qualified or to subject itself to taxation in respect of doing business in any jurisdiction in which it is not otherwise so subject.

  • Prospectus The prospectus included in a Registration Statement, as amended or supplemented by any prospectus supplement and by all other amendments thereto, including post-effective amendments, and all material incorporated by reference into such Prospectus.

  • Preliminary Matters The Chair of the Hearing Panel will ask each party if it has any objections to the constitution of the Hearing Panel. Responses will be noted and recorded. If an objection is raised, the party raising the objection will be asked to immediately outline the objection. The Hearing Panel will then determine the merits of the objection.

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