Registered Broker Sample Clauses

Registered Broker. You and each of the Selected Dealers are, and will continue to be, registered as a broker-dealer under the Exchange Act and a member in good standing of FINRA. You are properly registered as a broker-dealer under the applicable laws of the State of Florida, and you or at least one of the Selected Dealers are, and will continue to be, properly registered as a broker/dealer in each state where required to serve as a broker/dealer in connection with the Offering.
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Registered Broker. Dealer. You represent that you are a broker or dealer registered under the Exchange Act. You agree to notify us immediately if you cease to be registered or licensed as a broker or dealer.
Registered Broker. To be registered and in good standing as a broker/dealer with the SEC, the NASD, and the State of Michigan and each state where required to serve as a broker/dealer in connection with the Offering.
Registered Broker. You will be registered and in good standing as a broker/dealer with the SEC, the NASD, and the State of Michigan.
Registered Broker. Forte represents and warrants that Forte is receiving 150,000 shares of Common Stock of the Company as an M&A advisory fee and confirms that it is not a registered broker as that term is defined in the Securities Exchange Act of 1934. Seller makes no representation or warranty regarding this Paragraph 4.13.
Registered Broker. Dealer. You will, at all times when performing services under this Agreement, be registered as a securities broker/dealer under the 1934 Act, be a member in good standing of the NASD and be licensed or registered as a securities broker/dealer in the states that require such licensing or registration in connection with the services to be provided under this Agreement.
Registered BrokerACCEPTED AND AGREED TO THIS DAY OF 2024.
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Registered Broker. DEALER RELATIONSHIP TO PURCHASER ------------------------ -------------------------
Registered BrokerXxxxx Xxxxxxxx Auctioneers, Inc., is a registered broker for the Seller.
Registered Broker. Dealer. You represent that you are a broker-dealer registered under the 1934 Act.
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