Registration and Qualification of Fund Shares Sample Clauses

Registration and Qualification of Fund Shares. The Trust agrees to execute such papers and to do such acts and things as shall from time to time be reasonably requested by the Distributor for the purpose of qualifying and maintaining qualification of the Fund shares for sale under the so-called Blue Sky Laws of any state or for maintaining the registration of the Trust and of the Fund shares under the federal Securities Act of 1933 and the federal Investment Company Act of 1940 (the “1940 Act”), to the end that there will be available for sale from time to time such number of Fund shares as the Distributor may reasonably be expected to sell. The Trust shall advise the Distributor promptly of (a) any action of the SEC or any authorities of any state or territory, of which it may be advised, affecting registration or qualification of the Trust or the Fund shares, or rights to offer Fund shares for sale, and (b) the happening of any event which makes untrue any statement or which requires the making of any change in the Trust’s registration statement or its prospectus relating to the Fund shares in order to make the statements therein not misleading.
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Registration and Qualification of Fund Shares. The Trust has delivered to the Distributor a copy of the definitive current prospectus. The Trust agrees that it will use its best efforts to continue the effectiveness of the Trust’s registration statement on Form N-1A (or successor form) under the Securities Act of 1933, as amended (the “1933 Act”), registering the sale of the shares of the Funds under such Act (such registration statement, as amended from time to time, being referred to herein as the “Registration Statement”). The Trust further agrees, at its expense, to prepare and file any amendments to its Registration Statement and any supplemental data as may be necessary to comply with the 1933 Act. The Trust represents that: (i) the Registration Statement and all amendments thereto filed by the Trust with respect to the shares of the Funds have been prepared and filed in conformity with the 1933 Act and rules and regulations promulgated thereunder, and (ii) the Registration Statement will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. The Trust has registered under the 1940 Act as an investment company, and it will use its best efforts to maintain such registration and to comply with the requirements of the 1940 Act. The Trust agrees to do such acts and things as shall from time to time be reasonably necessary and practicable for the purpose of qualifying and maintaining qualification of a Fund’s shares for sale under any applicable so-called Blue Sky Laws of any state or for maintaining the registration of a Fund and the sale of its shares under the 1933 Act and the 1940 Act; to the end that there will be available for sale from time to time such number of Fund shares as the Distributor may reasonably be expected to sell. The Trust shall advise the Distributor promptly in writing of (a) any action of the SEC or any authorities of any state or territory, of which it may be advised, adversely affecting registration or qualification of the Trust or the shares of any Fund, or rights to offer a Fund’s shares for sale, and (b) the happening of any event which makes untrue any statement, or which requires the making of any change, in the Registration Statement or the Prospectus of a Fund in order to make the statements therein not materially misleading.
Sample 1
Registration and Qualification of Fund Shares. The Fund agrees to execute such papers and to do such acts and things as shall from time to time be reasonably requested by the Distributor for the purpose of qualifying and maintaining qualification of the Fund Shares for sale under the so-called Blue Sky Laws of any state or for maintaining the registration of the Fund and of the Fund Shares under the 1933 Act and the Investment Company Act of 1940, as amended (the "1940 Act"), to the end that there will be available for sale from time to time such number of Fund Shares as the Distributor may reasonably be expected to sell. The Fund shall advise the Distributor promptly of (a) any action of the SEC or any authorities of any state or territory, of which it may be advised, affecting registration or qualification of the Fund or the Fund Shares, or rights to offer Fund Shares for sale, and (b)the happening of any event which makes untrue any statement or which requires the making of any change in the Fund's registration statement or its Prospectus relating to the Fund Shares in order to make the statements therein not misleading.
Sample 1
Registration and Qualification of Fund Shares. The Trust has delivered to the Distributor a copy of the definitive current prospectus. The Trust agrees that it will use its best efforts to continue the effectiveness of the Trust’s registration statement on Form N-1A (or successor form) under the Securities Act of 1933, as amended (the “1933 Act”), registering the sale of the shares of the Funds under such Act (such registration statement, as amended from time to time, being referred to herein as the “Registration Statement”). The Trust further agrees, at its expense, to prepare and file any amendments to its Registration Statement and any supplemental data as may be necessary to comply with the 1933
Sample 1

Related to Registration and Qualification of Fund Shares

  • Registration and Qualification of Series Shares The Trust agrees to execute such papers and to do such acts and things as shall from time to time be reasonably requested by the Distributor for the purpose of qualifying and maintaining qualification of the Series shares for sale under the so-called Blue Sky Laws of any state or for maintaining the registration of the Trust and of the Series shares under the federal Securities Act of 1933 and the federal Investment Company Act of 1940 (the "1940 Act"), to the end that there will be available for sale from time to time such number of Series shares as the Distributor may reasonably be expected to sell. The Trust shall advise the Distributor promptly of (a) any action of the SEC or any authorities of any state or territory, of which it may be advised, affecting registration or qualification of the Trust or the Series shares, or rights to offer Series shares for sale, and (b) the happening of any event which makes untrue any statement or which requires the making of any change in the Trust's registration statement or its prospectus relating to the Series shares in order to make the statements therein not misleading.

  • Registration and Qualification If and whenever the Company is required to effect the registration of any Registrable Securities under the Securities Act as provided in this Article II, the Company shall as promptly as practicable:

  • Incorporation and Qualification The Company has been duly organized and is validly existing as a Corporation and in good standing under the laws of the State of Colorado with the requisite corporate power and authority to own and use its properties and assets and to carry on its business as currently conducted.

  • Formation and Qualification (a) Each Borrower is duly incorporated and in good standing under the laws of the state listed on Schedule 5.2(a) and is qualified to do business and is in good standing in the states listed on Schedule 5.2(a) which constitute all states in which qualification and good standing are necessary for such Borrower to conduct its business and own its property and where the failure to so qualify could reasonably be expected to have a Material Adverse Effect on such Borrower. Each Borrower has delivered to Agent true and complete copies of its certificate of incorporation and by-laws and will promptly notify Agent of any amendment or changes thereto.

  • Corporate Organization and Qualification Buyer is a corporation duly organized, validly existing and in good standing under the laws of the State of Delaware. Buyer has the requisite corporate power and authority to own or lease all of its properties and assets and to carry on its business as it is now being conducted.

  • Organization and Qualification of Seller Seller is a corporation and has all necessary power and authority to own, operate or lease the properties and assets now owned, operated or leased by it and to carry on the Business as currently conducted. Seller is duly licensed or qualified to do business and is in good standing in each jurisdiction in which the ownership of the Purchased Assets or the operation of the Business as currently conducted makes such licensing or qualification necessary.

  • Diversification and Qualification 6.1. The Fund will invest its assets in such a manner as to ensure that the Contracts will be treated as annuity or life insurance contracts, whichever is appropriate, under the Code and the regulations issued thereunder (or any successor provisions). Without limiting the scope of the foregoing, each Designated Portfolio has complied and will continue to comply with Section 817(h) of the Code and Treasury Regulation Section 1.817-5, and any Treasury interpretations thereof, relating to the diversification requirements for variable annuity, endowment, or life insurance contracts, and any amendments or other modifications or successor provisions to such Section or Regulations. In the event of a breach of this Article VI by the Fund, it will take all reasonable steps (a) to notify the Company of such breach and (b) to adequately diversify the Fund so as to achieve compliance within the grace period afforded by Regulation 1.817-5.

  • Due Organization and Qualification Borrower and each Subsidiary is a corporation duly existing and in good standing under the laws of its state of incorporation and qualified and licensed to do business in, and is in good standing in, any state in which the conduct of its business or its ownership of property requires that it be so qualified.

  • Organization and Qualification The Company and each of the Subsidiaries is an entity duly incorporated or otherwise organized, validly existing and in good standing under the laws of the jurisdiction of its incorporation or organization, with the requisite power and authority to own and use its properties and assets and to carry on its business as currently conducted. Neither the Company nor any Subsidiary is in violation nor default of any of the provisions of its respective certificate or articles of incorporation, bylaws or other organizational or charter documents. Each of the Company and the Subsidiaries is duly qualified to conduct business and is in good standing as a foreign corporation or other entity in each jurisdiction in which the nature of the business conducted or property owned by it makes such qualification necessary, except where the failure to be so qualified or in good standing, as the case may be, could not have or reasonably be expected to result in: (i) a material adverse effect on the legality, validity or enforceability of any Transaction Document, (ii) a material adverse effect on the results of operations, assets, business, prospects or condition (financial or otherwise) of the Company and the Subsidiaries, taken as a whole, or (iii) a material adverse effect on the Company’s ability to perform in any material respect on a timely basis its obligations under any Transaction Document (any of (i), (ii) or (iii), a “Material Adverse Effect”) and no Proceeding has been instituted in any such jurisdiction revoking, limiting or curtailing or seeking to revoke, limit or curtail such power and authority or qualification.

  • Enumeration and Qualification The officers of the Trust shall be a President, a Chief Compliance Officer, a Treasurer, a Secretary and such other officers, including Vice Presidents, if any, as the Trustees from time to time may in their discretion elect. The Trust also may have such agents as the Trustees from time to time may in their discretion appoint. Any officer may be, but need not be, a Trustee or shareholder. The same person may hold any two or more offices.

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