Related Issuers Sample Clauses

Related Issuers. As reflected above, a Related Issuer relationship with FMGL exists only when there is an influential securityholder relationship between the issuer and FMGL. Accordingly, Related Issuers of FMGL are listed on the list of related and connected issuers maintained by FMGL without further explanation. Connected Issuers
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Related Issuers. Upon request by the Corporation, the Dealers shall provide to the Corporation a list of their respective related issuers. If, during the term of this Agreement, there is any change in the related issuers so identified, the Dealer being affected by such change will promptly notify the Corporation and each other Dealer in writing of such change and the Corporation will determine whether such change establishes a related or connected issuer of the Corporation. If, based on the foregoing, the Corporation at any time reasonably determines that a related or connected issuer relationship has been established with one or more of the Dealers, the Corporation shall notify the Dealers and convene a meeting with the Dealers to consider the respective obligations of the Corporation and the Dealers pursuant to any applicable laws of the Jurisdictions. The Dealers shall ensure that each Selling Firm, prior to its appointment as such, has delivered to the Dealers a representation to the effect that the Corporation is not a related issuer of such Selling Firm and that each of such Selling Firms, any related issuer of such Selling Firm and the directors, officers or partners of such Selling Firm and of any related issuer of such Selling Firm is not a person to which the Corporation or any related issuer of the Corporation owes any indebtedness or with which the Corporation or any related issuer of the Corporation has any other relationship, unless the Dealers and the Corporation have agreed in writing that the Corporation is not a related issuer or connected issuer of such Selling Firm. The Dealers shall hold such representations (which shall be continuing representations until the Corporation shall have been notified to the contrary in writing) in trust for the benefit of the Corporation and the Dealers. If the Corporation at any time reasonably determines that a related or connected issuer relationship has been established with one or more of the Selling Firms, it shall notify the Dealers and convene a meeting with the Dealers and such Selling Firm or Selling Firms to consider the respective obligations of the Corporation, the Dealers and such Selling Firm or Selling Firms pursuant to any applicable laws of the Jurisdictions. For the purposes of this paragraph 4, “related issuer” and “connected issuer” have the meanings ascribed thereto in National Instrument 33-105 “Underwriting Conflicts”.
Related Issuers. You may invest in securities of issuers who are related and/or connected to CLSL. We must make certain disclosures where we (a) act as your broker dealer; or (b) advise you, with respect to securities issued by a related issuer or, in the course of the distribution, by a connected issuer. These disclosures can be found on your trade confirmation. Please see "About Canada Life Securities" for a list of our related and/or connected Issuers.
Related Issuers. You may invest in securities of issuers who are related and/or connected to CLSL. We must make certain disclosures where we
Related Issuers. Since NBDB is a division of National Bank Financial Inc., the related issuers enumerated below are those of National Bank Financial Inc. (“NBF”). An individual or company is considered a “related issuer” to NBF if, through the ownership of, or direction or control over voting securities or otherwise, i) this person or company is a influential securityholder of NBF; ii) NBF is a influential securityholder of that person or company, or iii) each of them is a related issuer of the same third person or company. An issuer distributing securities is a “connected issuer” to NBF if the relationship between this issuer and NBF, a related issuer of NBF or the directors, officers or partners of NBF or a related issuers of NBF, may lead a reasonable prospective purchaser of the securities of the connected issuer to question NBF’s independence from the issuer with respect to the distribution of the securities of this issuer and believe that NBF will benefit from it. Relationships with Issuers Related or Connected to NBF As of September 30, 2021, the list of related issuers of NBDB considered reporting issuers under Canadian securities legislation is as described herein below. A concise statement of the relationship between NBDB and each related or connected issuer is also provided: National Bank of Canada: National Bank of Canada is a bank incorporated under the Bank Act (Canada) and is a reporting issuer that holds indirectly 100% of the voting and equity shares of the Corporation.

Related to Related Issuers

  • Role of L/C Issuers Each Lender and the Borrower agree that, in paying any drawing under a Letter of Credit, the relevant L/C Issuer shall not have any responsibility to obtain any document (other than any sight draft, certificates and documents expressly required by the Letter of Credit) or to ascertain or inquire as to the validity or accuracy of any such document or the authority of the Person executing or delivering any such document. None of the L/C Issuers, any Agent-Related Person nor any of the respective correspondents, participants or assignees of any L/C Issuer shall be liable to any Lender for (i) any action taken or omitted in connection herewith at the request or with the approval of the Lenders or the Required Lenders, as applicable; (ii) any action taken or omitted in the absence of gross negligence or willful misconduct; or (iii) the due execution, effectiveness, validity or enforceability of any document or instrument related to any Letter of Credit or Letter of Credit Application. The Borrower hereby assumes all risks of the acts or omissions of any beneficiary or transferee with respect to its use of any Letter of Credit; provided that this assumption is not intended to, and shall not, preclude the Borrower’s pursuing such rights and remedies as it may have against the beneficiary or transferee at law or under any other agreement. None of the L/C Issuers, any Agent-Related Person, nor any of the respective correspondents, participants or assignees of any L/C Issuer, shall be liable or responsible for any of the matters described in clauses (i) through (vi) of Section 2.03(e); provided that anything in such clauses to the contrary notwithstanding, the Borrower may have a claim against an L/C Issuer, and such L/C Issuer may be liable to the Borrower, to the extent, but only to the extent, of any direct, as opposed to consequential or exemplary, damages suffered by the Borrower which the Borrower proves were caused by such L/C Issuer’s willful misconduct or gross negligence or such L/C Issuer’s willful or grossly negligent failure to pay under any Letter of Credit after the presentation to it by the beneficiary of a sight draft and certificate(s) strictly complying with the terms and conditions of a Letter of Credit. In furtherance and not in limitation of the foregoing, each L/C Issuer may accept documents that appear on their face to be in order, without responsibility for further investigation, regardless of any notice or information to the contrary, and no L/C Issuer shall be responsible for the validity or sufficiency of any instrument transferring or assigning or purporting to transfer or assign a Letter of Credit or the rights or benefits thereunder or proceeds thereof, in whole or in part, which may prove to be invalid or ineffective for any reason.

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