REPORTING AND COMPLIANCE MATTERS Sample Clauses

REPORTING AND COMPLIANCE MATTERS. (a) Subadvisor shall promptly provide the Funds’ Chief Compliance Officer (“CCO”) and Advisor’s CCO the following documents:
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REPORTING AND COMPLIANCE MATTERS. (a) The Sub-Adviser shall promptly provide to Penn Series’ Chief Compliance Officer (“CCO”) and the Adviser’s CCO the following documents:
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REPORTING AND COMPLIANCE MATTERS. Ellins and Black shall cooperate with the Corporation with respect to its disclosure and reporting obligations under the Securities Act of 1933, as amended (the “Securities Act”), the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the rules promulgated under the Securities Act or the Exchange Act, any state securities laws, rules or regulations, and to any other U.S. governmental authorities as may be required by law.
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REPORTING AND COMPLIANCE MATTERS. (a) PWP shall promptly provide the Funds’ Chief Compliance Officer (“CCO”) and Advisor’s CCO the following documents:
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Related to REPORTING AND COMPLIANCE MATTERS

  • Compliance Matters (a) The Sub-Adviser understands and agrees that it is a “service provider” to the Trust as contemplated by Rule 38a-1 under the 1940 Act. As such, the Sub-Adviser agrees to cooperate fully with the Adviser and the Trust and its Trustees and officers, including the Fund’s CCO, with respect to (i) any and all compliance-related matters, and (ii) the Trust’s efforts to assure that each of its service providers adopts and maintains policies and procedures that are reasonably designed to prevent violation of the “federal securities laws” (as that term is defined by Rule 38a-1) by the Trust, the Adviser and the Sub-Adviser. In this regard, the Sub-Adviser shall:

  • Reporting Compliance The Company is subject to, and is in compliance in all material respects with, the reporting requirements of Section 13 and Section 15(d), as applicable, of the Exchange Act.

  • Money Market Fund Compliance Testing and Reporting Services Subject to the authorization and direction of the Trust and, in each case where appropriate, the review and comment by the Trust’s independent accountants and legal counsel, and in accordance with procedures that may be established from time to time between the Trust and the Administrator, the Administrator will:

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